HAO - China Small Cap ETF

Description: AlphaShares, LLC, the Fund's index provider, utilizes proprietary and third-party information and research to: (1) identify potential Index constituents; and (2) calculate the number of shares of each potential Index constituent outstanding, adjusted for free float, for usage in the index provider's modified float-adjusted market capitalization weighting methodology. To ensure adequate liquidity, constituents must have a float-adjusted market capitalization maximum of $1.5 billion and a minimum of $200 million for initial inclusion in the Index.

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HAO - Profile


Summary Data for HAO

52 Week Lo: $23.31 52 Week Hi: $28.09
AUM: $226.8 M Shares: 8.3 M
Avg. Volume (1 month) 80,222 Avg. Volume (3 month) 87,215
Filings Data as of:

HAO - Holdings

Top Ten Holdings

  1. Vipshop Holdings Ltd ADR VIPS: 3.26%
  2. Sihuan Pharmaceutical Holdings Group Ltd SHPHF: 2.33%
  3. Hanergy Thin Film Power Group Ltd HNGSF: 2.29%
  4. Semiconductor Manufacturing International Corp SIUIF: 1.51%
  5. Zhuzhou CSR Times Electric Co Ltd H Shares ZHUZF: 1.22%
  6. YY Inc ADR YY: 1.19%
  7. China Medical System Holdings Ltd CHSYF: 1.14%
  8. China Taiping Insurance Holdings Co Ltd CINSF: 1.13%
  9. Bitauto Holdings Ltd ADR BITA: 1.04%
  10. CSPC Pharmaceutical Group Ltd CHJTF: 1.00%
%Assets in Top 10: 16.12%
Total Holdings: 266.0

HAO Asset Allocation


Asset Percentage
U.S. Stocks 0.0%
International Stocks 99.51%
U.S. Bonds 0.0%
International Bonds 0.0%
Preferred Stock 0.0%
Convertibles 0.0%
Cash 0.0%
Other 0.49%

HAO Sector Breakdown


Sector Percentage
Technology 19.6%
Industrials 16.67%
Consumer Cyclical 15.79%
Basic Materials 11.29%
Real Estate 10.62%
Health Care 8.48%
Consumer Defensive 4.76%
Utilities 4.41%
Financial Services 3.68%
Energy 2.87%
Communication Services 1.35%

HAO Market Cap Breakdown


Market Cap Percentage
Giant 4.22%
Large 49.76%
Medium 40.03%
Small 5.19%
Micro 0.04%

HAO Region Breakdown


Region Percentage
Asia (Emerging) 95.07%
Asia (Developed) 4.43%
Latin America 0.01%
Middle East 0.0%
Japan 0.0%
Africa 0.0%
Europe 0.0%
Australia 0.0%
Canada 0.0%
U.S. 0.0%
Region Percentage
Emerging 95.07%
Developed 4.44%

HAO Country Breakdown


Country Percentage
China 95.07%
Hong Kong 4.27%
Singapore 0.16%
Cayman Islands 0.01%
Other 0.49%
© 2014 Morningstar Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

HAO - Fact Sheet

Fact sheets are issued by the ETF provider and framed by ETFdb.com. Information contained within the fact sheet is not guaranteed to be timely or accurate.

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HAO - Charts

The following charts can be customized to display historical performance in a number of different formats, including line charts, bar charts, and candlesticks. Time periods can be adjusted to increase or decrease the period shown, ranging from five minutes to several months.

The following chart also includes the option to compare the performance of HAO relative to other ETFs and benchmarks or to include indicators such as Bollinger Bands, relative strength, and moving averages.

HAO - Fundamentals

HAO Performance

1 Week Return: -1.69%
2 Week Return: -2.53%
4 Week Return: 1.52%
13 Week Return: 1.75%
26 Week Return: 10.73%
YTD Return: 2.82%
1 Year Return: 3.41%
3 Year Return: 48.34%
5 Year Return: 16.11%

HAO Expenses & Fees

  • Expense Ratio: 0.75%
  • Category: China Equities
  • Category Range: 0.50% to 1.10%
  • Category Average: 0.70%

HAO Valuation

P/E Ratio: 11.16
Beta: 1.46
20 Day Moving Average: $27.35
60 Day Moving Average: $26.86

HAO Dividend

Annual Dividend Rate: $0.55
Dividend Date: 2013-12-24
Dividend: $0.55
Annual Dividend Yield %: 1.99%

HAO Volatility

5 Day Volatility: 76.14%
20 Day Volatility: 19.63%
50 Day Volatility: 18.69%
200 Day Volatility: 16.24%
Standard Deviation: 0.99%

HAO - Technicals

HAO Technicals

20 Day MA: $27.35
60 Day MA: $26.86
MACD 15 Period: -0.10
MACD 100 Period: 0.49
Williams % Range 10 Day: 57.81
Williams % Range 20 Day: 57.36
RSI 10 Day: 51
RSI 20 Day: 53
RSI 30 Day: 53
Ultimate Oscillator: 57

HAO Bollinger Bands

Lower Bollinger (10 Day): $26.83
Upper Bollinger (10 Day): $28.12
Lower Bollinger (20 Day): $26.73
Upper Bollinger (20 Day): $27.95
Lower Bollinger (30 Day): $25.91
Upper Bollinger (30 Day): $28.10

HAO Support & Resistance

Support Level 1: $27.25
Support Level 2: $27.15
Resistance Level 1: $27.51
Resistance Level 2: $27.67

HAO Stochastic

Stochastic Oscillator %D (1 Day): 38.82
Stochastic Oscillator %D (5 Day): 46.52
Stochastic Oscillator %K (1 Day): 44.68
Stochastic Oscillator %K (5 Day): 52.83

HAO Volatility

5 Day Volatility: 76.14%
20 Day Volatility: 19.63%
50 Day Volatility: 18.69%
200 Day Volatility: 16.24%
Standard Deviation: 0.99%

HAO - ETFdb Realtime Rating & Analyst Report

HAO is a passive ETF that seeks to replicate AlphaShares China Small Cap Index. AlphaShares, LLC, the Fund's index provider, utilizes proprietary and third-party information and research to: (1) identify potential Index constituents; and (2) calculate the number of shares of each potential Index constituent outstanding, adjusted for free float, for usage in the index provider's modified float-adjusted market capitalization weighting methodology. To ensure adequate liquidity, constituents must have a float-adjusted market capitalization maximum of $1.5 billion and a minimum of $200 million for initial inclusion in the Index.

ETFdb Category Expense Ratio Inception Date Issuer Structure YTD Return *
China Equities 0.75 2008-01-30 Guggenheim ETF +2.82%

HAO Realtime Rating: By Metric

Metric Metric Realtime Rating A+ Metric Rated ETF
Liquidity A-
Expenses C+
Performance ETFdb Pro Members Only
Volatility ETFdb Pro Members Only
Dividend ETFdb Pro Members Only
Concentration ETFdb Pro Members Only

The first adjacent table gives investors an individual Realtime Rating for HAO on several different metrics, including liquidity, expenses, performance, volatility, dividend, and concentration of holdings. The "A+ Metric Rated ETF" field, available to ETFdb Pro members, shows the ETF in the China Equities ETFdb Category with the highest Metric Realtime Rating for each individual field.

HAO Realtime Rating: Overall

ETFdb Rating Type Overall Rating A+ Overall Rated ETF
Realtime Rating (Overall) ETFdb Pro Members Only ETFdb Pro Members Only

The second table shows the overall Realtime Rating for HAO, as well as the A+ Overall Rated ETF in HAO's Category. To view all of this data, sign up for a free 14-day trial for ETFdb Pro. To view information on how the ETFdb Realtime Ratings work, click here.

ETFdb Analyst Report for HAO

This ETF offers exposure to small cap Chinese equities, an asset class that is often overlooked within many international equity portfolios. Whereas mega cap companies often tilt towards energy and financial sectors and may generate revenues around the globe, small cap stocks can be more represen...

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