FCA
First Trust China AlphaDEX Fund

Price: $20.57
Change: $0.27 (0.01%)
Category: China Equities
Last Updated:

Vitals

Issuer First Trust
Brand First Trust
Structure ETF
Expense Ratio 0.80%
ETF Home Page Home page
Inception Apr 18, 2011

Analyst Report

This ETF offers exposure to the Chinese stock market, making it one of many options available to investors looking to access one of the most important global economies that accounts for an increasingly large portion of global GDP growth. As such, FCA can be a useful tool for overweighting China within a long-term portfolio, or as a means of establishing a shorter-term tactical tilt designed to capitalize off of temporary mispricings. There are a number of products in the China Equities ETFdb Category that offer pure play exposure to Chinese stock markets; FCA is unique because of the methodology employed by the index that it seeks to replicate. This ETF is part of the AlphaDEX suite of ETFs from First Trust; it is linked to an index that utilizes rules-based quantitative screening techniques to select stocks deemed to have the greatest potential for capital appreciation (and therefore capable of generating excess returns relative to broader benchmarks). For the opportunity to generate alpha offered by this technique, investors can expect to pay a bit more; FCA is a bit more expensive than most of the ETFs in the China Equities ETFdb Category, though its expense ratio is generally comparable to some of the offerings. For those who believe that the AlphaDEX methodology is capable of outperforming cap-weighted benchmarks over the long run, this ETF might make sense as the best way to add China exposure to a portfolio. Those looking to keep fees down and simply own the broader market have several options available to them, including GXC.

ETF Database Themes

Category China Equities
Asset Class Equity
Asset Class Size Multi-Cap
Asset Class Style Blend
Region (General) Broad Asia
Region (Specific) Pacific ex-Japan

FactSet Classifications

Segment Equity: China - Total Market
Category Size and Style
Focus Total Market
Niche Broad-based
Strategy Multi-factor
Weighting Scheme Tiered

Trading Data

Open - Volume -
Day Lo - Day Hi -
  • Open
  • Volume
  • Day Lo
  • Day Hi
  • 52 Week Lo $16.43
  • 52 Week Hi $21.32
  • AUM $5.1 M
  • Shares 0.3 M

Historical Trading Data

  • 1 Month Avg. Volume 2,973
  • 3 Month Avg. Volume 5,870

Alternative ETFs in the ETF Database China Equities Category

Type Symbol Expense Ratio Assets Avg. Daily Vol YTD Return
Cheapest FLCH 0.19% $109.6 M 70,123 6.70%
Largest (AUM) MCHI 0.59% $5.5 B 3 M 6.91%
Most Liquid (Volume) FXI 0.74% $4.5 B 37 M 12.29%
Top YTD Performer FXI 0.74% $4.5 B 37 M 12.29%

Alternative ETFs in the FactSet Equity: China - Total Market Segment

Type Symbol Expense Ratio Assets Avg. Daily Vol YTD Return
Cheapest FLCH 0.19% $109.6 M 70,123 6.70%
Largest (AUM) MCHI 0.59% $5.5 B 3 M 6.91%
Most Liquid (Volume) ASHR 0.65% $1.7 B 4 M -0.88%
Top YTD Performer JCHI 0.65% $10.9 M 528 8.27%

Top 15 Holdings

Concentration Analysis

This section compares how balanced and deep this ETF is relative to its peers.

Holdings Comparison

FCA ETF Database Category Average FactSet Segment Average
Number of Holdings 52 206 298
% of Assets in Top 10 36.37% 44.71% 39.08%
% of Assets in Top 15 50.38% 53.90% 48.15%
% of Assets in Top 50 100.06% 79.98% 78.29%

Size Comparison

FCA ETF Database Category Average FactSet Segment Average
Large (>12.9B) 49.88% 60.25% 65.61%
Mid (>2.7B) 48.68% 30.74% 28.91%
Small (>600M) 1.40% 4.45% 3.99%
Micro (<600M) 0.00% 0.18% 0.31%

FCA Valuation

This section compares the P/E ratio of this ETF to its peers.

FCA
P/E Ratio
4.75
ETF Database Category Average
P/E Ratio
9.54
FactSet Segment Average
P/E Ratio
8.69

FCA Dividend

This section compares the dividend yield of this ETF to its peers.

FCA ETF Database Category Average FactSet Segment Average
Dividend $ 0.37 $ 0.46 $ 0.41
Dividend Date 2024-06-27 N/A N/A
Annual Dividend Rate $ 1.01 $ 0.84 $ 0.77
Annual Dividend Yield 4.91% 4.44% 2.85%

FCA Price and Volume Charts

View charts featuring FCA price and volume data.

FCA Fund Flows Charts

View charts featuring ETF fund flow data.

5 Day Net Flows: 0 1 Month Net Flows: -3.13 M 3 Month Net Flows: -2.06 M 6 Month Net Flows: -2.06 M 1 Year Net Flows: -3.88 M 3 Year Net Flows: -6 M 5 Year Net Flows: -15.8 M 10 Year Net Flows: -6.82 M

FCA Price vs Flows AUM Influence Charts

View charts that break down the influence that fund flows and price had on overall assets.

5 Day Net AUM Change: -93.75 K
1 Month Net AUM Change: -3.46 M
3 Month Net AUM Change: -1.53 M
6 Month Net AUM Change: -1.39 M
1 Year Net AUM Change: -3.98 M
3 Year Net AUM Change: -10.72 M
5 Year Net AUM Change: -5.41 M
10 Year Net AUM Change: -292.68 K

Realtime Rating

The adjacent table gives investors an individual Realtime Rating for FCA on several different metrics, including liquidity, expenses, performance, volatility, dividend, concentration of holdings in addition to an overall rating. The "A+ Metric Rated ETF" field, available to ETF Database Pro members, shows the ETF in the China Equities with the highest Metric Realtime Rating for each individual field. To view all of this data, sign up for a free 14-day trial for ETF Database Pro. To view information on how the ETF Database Realtime Ratings work, click here.

Metric Metric Realtime Rating A+ Metric Rated ETF
Liquidity B FXI
Expenses C+ FLCH
Performance
Volatility
Dividend
Concentration

A+ Overall Rated ETF:

FCA Expenses & Fees

This section compares the cost efficiency of this ETF to its peers.

Expenses Ratio Analysis

FCA
Expense Ratio
0.80%
ETF Database Category Average
Expense Ratio
0.65%
FactSet Segment Average
Expense Ratio
0.62%

Tax Analysis

Max ST Capital Gains Rate 39.60%
Max LT Capital Gains Rate 20.00%
Tax On Distributions Qualified dividends
Distributes K1 No
ESG Themes and Scores
4.07/10
ESG Score
5.53%
Global Percentile
54.19%
Peer Percentile
    • Revenue Exposure to Environmental Impact (%)
      Higher is better, no ESG score impact
    • Severe Environment Controversies (%)
      Lower improves ESG score
    • Sustainable Impact Solutions (%)
      9.28%
      Higher is better, no ESG score impact
    • Weighted Average Carbon Intensity (Tons of CO2e / $M Sales)
      1093.8
      Higher is worse, no ESG score impact
    • Fossil Fuel Reserves (%)
      Higher is worse, no ESG score impact
    • High Impact Fossil Fuel Reserves (%)
      Higher is worse, no ESG score impact
    • Water Stress High Risk Business Segment (%)
      Lower improves ESG score
    • Water Stress High Risk Geography (%)
      Lower improves ESG score
    • Water Stress Exposure Moderate (%)
      Lower improves ESG score
    • Water Stress Exposure High (%)
      Lower improves ESG score
    • Water Stress Exposure Low (%)
      Higher improves ESG score
    • Revenue Exposure to Energy Efficiency (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Alternative Energy (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Green Building (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Pollution Prevention (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Water Sustainability (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Social Impact (%)
      Higher is better, no ESG score impact
    • Sustainable Impact Solutions (%)
      9.28%
      Higher is better, no ESG score impact
    • SRI Exclusion Criteria (%)
      2.92%
      Higher is worse, no ESG score impact
    • Revenue Exposure to Affordable Real Estate (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Education (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Major Disease Treatment (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Nutrition (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to Sanitation (%)
      Higher is better, no ESG score impact
    • Revenue Exposure to SME Finance (%)
      Higher is better, no ESG score impact
    • Human Rights Norms Violation (%)
      Higher is worse, no ESG score impact
    • Human Rights Norms Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Severe Human Rights Controversies (%)
      Lower improves ESG score
    • Labor Norms Violation (%)
      Higher is worse, no ESG score impact
    • Labor Norms Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Severe Labor Controversies (%)
      Lower improves ESG score
    • Severe Customer Controversies (%)
      Lower improves ESG score
    • Global Compact Compliance Violation (%)
      Higher is worse, no ESG score impact
    • Global Compact Compliance Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Catholic Values Fail (%)
      Higher is worse, no ESG score impact
    • Islamic Non-Compliant (%)
      Higher is worse, no ESG score impact
    • Adult Entertainment Involvement (%)
      Higher is worse, no ESG score impact
    • Alcohol Involvement (%)
      Higher is worse, no ESG score impact
    • Gambling Involvement (%)
      Higher is worse, no ESG score impact
    • Nuclear Power Involvement (%)
      Higher is worse, no ESG score impact
    • Tobacco Involvement (%)
      Higher is worse, no ESG score impact
    • Weapons Involvement (%)
      Higher is worse, no ESG score impact
    • Controversies Weapons Involvement (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Involvement (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Retailer (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Producer (%)
      Higher is worse, no ESG score impact
    • Direct Predatory Lending Involvement (%)
      Higher is worse, no ESG score impact
    • Genetic Engineering Involvement (%)
      Higher is worse, no ESG score impact
    • Severe Governance Controversies (%)
      Lower improves ESG score
    • Board Flag (%)
      Lower improves ESG score
    • Lack of Independent Board Majority (%)
      Lower improves ESG score
    • Board Independence (0-25%) (%)
      Lower improves ESG score
    • Board Independence (25-50%) (%)
      Lower improves ESG score
    • Board Independence (50-75%) (%)
      Higher improves ESG score
    • Board Independence (75-100%) (%)
      Higher improves ESG score
    • No Female Directors (%)
      Lower improves ESG score
    • Three OR More Female Directors (%)
      Higher improves ESG score
    • Females Represent 30% of Directors (%)
      Higher improves ESG score
    • Entrenched Board (%)
      Lower improves ESG score
    • Overboarding (%)
      Lower improves ESG score
    • Negative Director Votes (%)
      Lower improves ESG score
    • Ownership AND Control Flag (%)
      Lower improves ESG score
    • One Share One Vote (%)
      Lower improves ESG score
    • No Annual Director Elections (%)
      Lower improves ESG score
    • Does Not Use Majority Voting (%)
      Lower improves ESG score
    • Significant Votes Against Pay Practices (%)
      Lower improves ESG score
    • Controlling Shareholder (%)
      Lower improves ESG score
    • Controlling Shareholder Concerns (%)
      Lower improves ESG score
    • Cross Shareholdings (%)
      Lower improves ESG score
    • Poison Pill (%)
      Lower improves ESG score
    • Pay Flag (%)
      Lower improves ESG score
    • No Pay Performance Link (%)
      Lower improves ESG score
    • Lack of Internal Pay Equity (%)
      Lower improves ESG score
    • Executive Pay Non-Disclosure (%)
      Lower improves ESG score
    • Accounting Flag (%)
      Lower improves ESG score

FCA Performance

This section shows how this ETF has performed relative to its peers. Returns over 1 year are annualized.

FCA ETF Database
Category Average
Factset Segment
Average
1 Month Return 0.35% -2.43% -1.77%
3 Month Return 9.43% 0.74% 0.92%
YTD Return 13.66% -0.55% 1.20%
1 Year Return 6.19% -8.17% -4.94%
3 Year Return -7.98% -15.68% -10.04%
5 Year Return -0.54% -2.06% -1.38%

Geographic Exposure

The following charts reflect the geographic spread of FCA's underlying holdings.

Region Percentage
Asia Pacific 99.96%
Other 0.06%
Country Percentage
China 78.1%
Hong Kong 21.86%
Other 0.06%

Holdings Analysis

The following charts reflect the allocation of FCA's underlying holdings.

Sector Percentage
Finance 15.98%
Utilities 14.56%
Energy Minerals 13.43%
Transportation 12.14%
Electronic Technology 10.32%
Consumer Durables 7.33%
Producer Manufacturing 6.28%
Process Industries 4.91%
Non-Energy Minerals 4.09%
Consumer Services 3.41%
Communications 2.25%
Health Technology 2.04%
Consumer Non-Durables 1.27%
Retail Trade 1.1%
Distribution Services 0.85%
CASH 0.61%
Other -0.55%
Market Cap Percentage
Large 49.88%
Mid 48.68%
Small 1.4%
Micro 0.0%
Region Percentage
Asset Percentage
Share/Common/Ordinary 99.96%
CASH 0.61%
Other -0.55%
Sector Percentage
Finance 15.98%
Utilities 14.56%
Energy Minerals 13.43%
Transportation 12.14%
Electronic Technology 10.32%
Consumer Durables 7.33%
Producer Manufacturing 6.28%
Process Industries 4.91%
Non-Energy Minerals 4.09%
Consumer Services 3.41%
Communications 2.25%
Health Technology 2.04%
Consumer Non-Durables 1.27%
Retail Trade 1.1%
Distribution Services 0.85%
CASH 0.61%
Other -0.55%

FCA Technicals

Volatility Analysis

This section shows how the volatility of this ETF compares to the peer group ETF Database Category.

5 Day Volatility 51.67%
20 Day Volatility 21.96%
50 Day Volatility 21.12%
200 Day Volatility 22.08%
Beta 0.57
Standard Deviation 1.10%
5 Day Volatility
51.67%
Rank
20 of 27

20 Day Volatility
21.96%
Rank
5 of 27

50 Day Volatility
21.12%
Rank
14 of 27

200 Day Volatility
22.08%
Rank
14 of 27

Beta
0.57
Rank
8 of 26

Standard Deviation
1.10%
Rank
19 of 27

Technicals

  • 20 Day MA $20.32
  • 60 Day MA $20.07
  • MACD 15 Period 0.31
  • MACD 100 Period 1.06
  • Williams % Range 10 Day 12.00
  • Williams % Range 20 Day 26.41
  • RSI 10 Day 56
  • RSI 20 Day 54
  • RSI 30 Day 54
  • Ultimate Oscillator 55

Bollinger Bands

  • Lower Bollinger (10 Day) $19.82
  • Upper Bollinger (10 Day) $20.71
  • Lower Bollinger (20 Day) $19.85
  • Upper Bollinger (20 Day) $20.78
  • Lower Bollinger (30 Day) $19.87
  • Upper Bollinger (30 Day) $21.04

Support & Resistance

  • Support Level 1 $20.57
  • Support Level 2 $20.57
  • Resistance Level 1 $20.57
  • Resistance Level 2 $20.57

Stochastic

  • Stochastic Oscillator %D (1 Day) 45.71
  • Stochastic Oscillator %D (5 Day) 77.74
  • Stochastic Oscillator %K (1 Day) 46.68
  • Stochastic Oscillator %K (5 Day) 58.74

Tradability

  • Tracking Difference Median (%) n/a
  • Tracking Difference Max Upside (%) n/a
  • Tracking Difference Max Downside (%) n/a
  • Median Premium Discount (%) -0.39
  • Maximum Premium Discount (%) 1.60
  • Average Spread (%) 21.73
  • Average Spread ($) 21.73

Financial Advisor Report

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Fact Sheet

Fact sheets are issued by the ETF provider and framed by ETF Database. Information contained within the fact sheet is not guaranteed to be timely or accurate.

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Copyright MSCI ESG Research LLC [2018]. All Rights Reserved. MSCI ESG Research LLC’s (“MSCI ESG”) Fund Metrics products (the “Information”) provide environmental, social and governance data with respect to underlying securities within more than 23,000 multi-asset class Mutual Funds and ETFs globally. MSCI ESG is a Registered Investment Adviser under the Investment Advisers Act of 1940. MSCI ESG materials have not been submitted, to nor received approval from, the US SEC or any other regulatory body. None of the information constitutes an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product or trading strategy, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. None of the Information can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided “as is” and the user of the Information assumes the entire risk of any use it may make or permit to be made of the Information. All Information is provided solely for your internal use, and may not be reproduced or redisseminated in any form without express prior written permission from MSCI. Neither MSCI ESG nor any of its affiliates or any third party involved in or related to creating any Information makes any express or implied warranties, representations or guarantees, and in no event will MSCI ESG or any such affiliate or third party have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) relating to any Information. More information on MSCI ESG Fund Metrics, provided by MSCI ESG Research LLC, can be found at https://www.msci.com/esg-fund-metrics.
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