Multi-Cap ETF List

Multi-Cap ETFs invest in stocks of companies of various market capitalization sizes, ranging from micro-caps to mega-caps.

Click on the tabs below to see more information on Multi-Cap ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization.

Note that the table below may include leveraged and inverse ETFs. Exclude Leveraged and Inverse ETFs

As of 10/21/2021

ETF Overview

ETF Returns

ETF Fund Flows

ETF Expenses

ESG Scores

ETF Dividends

ETF Holdings

ETF Tax Rates

ETF Technicals

ETF Analysis

ETFs: ETF Database Realtime Ratings

This is a list of all Multi-Cap ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETF Database Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2021-10-21 20:18 EDT

This page includes historical return information for all Multi-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Multi-Cap ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Multi-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Multi-Cap ETFs.

The following table includes ESG Scores and other descriptive information for all Multi-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Multi-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Multi-Cap ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Multi-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Multi-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Multi-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETF Database Ratings for all Multi-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETF Database Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETF Database Category. As such, it should be noted that this page may include ETFs from multiple ETF Database Categories.

Symbol	ETF Name	Asset Class	Total Assets ($MM)	YTD Price Change	Avg. Daily Volume	Previous Closing Price	1-Day Change	1 Week	4 Week	1 year	3 year	5 year	ETF Database Category	Inception	ER	Commission Free	Annual Dividend Rate	Dividend Date	Dividend	Annual Dividend Yield %	P/E Ratio	Beta	# of Holdings	% In Top 10	Complete	ST Cap Gain Rate	LT Cap Gain Rate	Tax Form	Lower Bollinger	Upper Bollinger	Support 1	Resistance 1	RSI	Advanced	Fact Sheet	ETF Holdings	Chart	ETF Home Page	Head-To-Head	Liquidity Rating	Expenses Rating	ESG Score	ESG Score Peer Percentile (%)	ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%)
IJR	iShares Core S&P Small-Cap ETF	Equity	$71,358.30	24.48%	3,343,039	$113.34	0.11%	0.72%	2.62%	52.76%	49.75%	101.26%	Small Cap Blend Equities	2000-05-22	0.06%	2 Platforms	$1.27	2021-09-24	$0.50	1.12%	21.51	1.25	603	6.45%	View	40%	20%	1099	$109.72	$113.28	$112.63	$113.88	57.39	View	View	View	View	View	View	A	A-	4.98	19.57%	26.63%	92.59	2.95%	5.64%
VB	Vanguard Small Cap ETF	Equity	$49,332.20	19.15%	429,130	$230.17	0.28%	1.41%	2.28%	42.96%	60.82%	106.99%	Small Cap Growth Equities	2004-01-26	0.05%	2 Platforms	$2.60	2021-09-24	$0.59	1.13%	20.40	1.21	1521	4.72%	View	40%	20%	1099	$217.98	$229.94	$229.07	$230.94	60.54	View	View	View	View	View	View	A	A	5.51	39.71%	32.88%	145.61	3.50%	6.00%
VNQ	Vanguard Real Estate ETF	Real Estate	$45,120.70	30.25%	4,206,189	$108.53	0.14%	1.94%	2.42%	40.69%	54.71%	58.79%	Real Estate	2004-09-23	0.12%	2 Platforms	$3.25	2021-09-24	$0.66	3.00%	47.90	0.80	172	45.52%	View	40%	20%	1099	$100.90	$108.20	$108.21	$108.71	61.63	View	View	View	View	View	View	A	A	5.39	77.51%	31.35%	119.89	0.68%	13.59%
RSP	Invesco S&P 500® Equal Weight ETF	Equity	$30,683.50	25.31%	2,243,729	$158.06	0.12%	1.86%	2.94%	43.04%	66.00%	109.83%	Large Cap Blend Equities	2003-04-24	0.20%	Charles Schwab	$2.07	2021-09-20	$0.56	1.31%	25.57	1.12	506	2.65%	View	40%	20%	1099	$149.49	$157.73	$157.44	$158.38	62.59	View	View	View	View	View	View	A	B-	7.12	81.84%	70.27%	249.8	7.45%	6.12%
ARKK	ARK Innovation ETF	Equity	$21,345.50	-3.88%	5,413,458	$119.66	0.81%	3.53%	0.27%	24.12%	196.39%	496.74%	All Cap Equities	2014-10-31	0.75%	N/A	$2.04	2020-12-29	$2.04	1.72%	0.00	1.58	45	52.72%	View	40%	20%	1099	$106.45	$120.54	$118.43	$120.82	55.56	View	View	View	View	View	View	N/A	C	5.76	37.52%	36.19%	18.57	2.06%	0.41%
PFF	iShares Preferred & Income Securities ETF	Preferred Stock	$20,308.90	5.30%	4,598,805	$39.14	-0.08%	0.13%	0.12%	12.03%	26.53%	30.56%	Preferred Stock/Convertible Bonds	2007-03-26	0.46%	Fidelity	$1.73	2021-10-01	$0.15	4.41%	19.66	0.45	502	14.49%	View	40%	20%	1099	$38.24	$39.24	$39.08	$39.21	55.84	View	View	View	View	View	View	A+	A-	6.36	52.63%	51.42%	398.73	8.88%	2.97%
SDY	SPDR S&P Dividend ETF	Equity	$19,825.60	18.68%	294,350	$123.21	-0.31%	0.96%	3.51%	31.76%	42.40%	72.21%	All Cap Equities	2005-11-08	0.35%	N/A	$3.41	2021-09-17	$0.85	2.76%	17.71	0.91	113	20.14%	View	40%	20%	1099	$117.50	$123.33	N/A	N/A	57.99	View	View	View	View	View	View	A	B+	6.95	53.24%	66.49%	200.36	2.26%	6.14%
DVY	iShares Select Dividend ETF	Equity	$18,825.00	27.74%	515,955	$119.75	-0.57%	0.78%	3.50%	44.64%	37.51%	70.53%	All Cap Equities	2003-11-03	0.39%	Fidelity	$3.82	2021-09-24	$1.03	3.17%	19.17	0.97	102	19.25%	View	40%	20%	1099	$115.02	$119.93	N/A	N/A	58.45	View	View	View	View	View	View	A	B	6.83	48.12%	63.58%	766.92	17.70%	3.45%
VXF	Vanguard Extended Market ETF	Equity	$18,050.60	18.31%	350,629	$193.42	0.57%	1.95%	2.43%	43.33%	78.93%	132.06%	All Cap Equities	2001-12-27	0.06%	2 Platforms	$2.12	2021-09-24	$0.27	1.10%	21.40	1.25	3497	9.76%	View	40%	20%	1099	$180.22	$193.27	$192.46	$193.92	61.42	View	View	View	View	View	View	A-	A	5.01	20.65%	26.96%	108.63	2.70%	6.08%
IWP	iShares Russell Mid-Cap Growth ETF	Equity	$16,448.40	17.02%	815,955	$119.86	1.11%	2.91%	1.47%	32.92%	97.70%	162.03%	All Cap Equities	2001-07-17	0.23%	TD Ameritrade	$0.32	2021-09-24	$0.13	0.27%	46.09	1.08	394	11.52%	View	40%	20%	1099	$109.68	$119.80	$118.89	$120.34	62.19	View	View	View	View	View	View	A+	A-	6.56	81.37%	56.64%	55.27	2.19%	6.47%
IWN	iShares Russell 2000 Value ETF	Equity	$16,198.40	28.30%	1,391,992	$167.42	0.01%	0.78%	3.90%	58.45%	43.26%	78.00%	Small Cap Blend Equities	2000-07-24	0.24%	TD Ameritrade	$2.21	2021-09-24	$0.77	1.32%	15.52	1.26	1427	5.55%	View	40%	20%	1099	$160.17	$167.67	$166.43	$168.32	60.12	View	View	View	View	View	View	A+	A-	4.61	6.40%	21.31%	172.1	2.47%	5.91%
SCZ	iShares MSCI EAFE Small-Cap ETF	Equity	$15,297.90	12.36%	1,477,880	$76.09	-0.50%	0.96%	-2.49%	28.55%	42.04%	67.48%	Foreign Small & Mid Cap Equities	2007-12-10	0.40%	2 Platforms	$1.20	2021-06-10	$0.71	1.58%	18.46	0.97	2388	2.97%	View	40%	20%	1099	$72.60	$77.36	$75.94	$76.25	51.74	View	View	View	View	View	View	A+	A-	6.18	46.79%	46.73%	139.96	3.34%	8.43%
GDX	VanEck Gold Miners ETF	Equity	$13,763.70	-9.13%	21,813,314	$32.73	-0.40%	-0.37%	9.50%	-17.59%	66.44%	35.75%	Materials	2006-05-16	0.52%	N/A	$0.19	2020-12-21	$0.19	0.58%	16.68	0.70	56	61.30%	View	40%	20%	1099	$28.16	$33.48	$32.56	$32.83	58.19	View	View	View	View	View	View	A+	A-	7.75	42.31%	82.38%	384.21	0.00%	0.00%
FVD	First Trust Value Line Dividend Index Fund	Equity	$12,400.90	19.18%	805,444	$41.24	-0.24%	1.13%	3.23%	28.99%	42.51%	74.02%	Large Cap Blend Equities	2003-08-19	0.70%	N/A	$0.73	2021-09-23	$0.16	1.78%	21.27	0.80	201	5.58%	View	40%	20%	1099	$39.02	$41.31	N/A	N/A	60.29	View	View	View	View	View	View	A-	C+	7.65	92.70%	80.75%	529.16	10.31%	6.49%
IBB	iShares Biotechnology ETF	Equity	$10,116.30	5.07%	2,280,080	$158.90	0.76%	0.65%	-8.57%	18.67%	43.74%	78.52%	Health & Biotech Equities	2001-02-05	0.45%	N/A	$0.34	2021-09-24	$0.12	0.22%	35.35	0.94	269	48.19%	View	40%	20%	1099	$149.87	$167.60	$158.09	$159.37	44.10	View	View	View	View	View	View	A	B	6.86	94.13%	64.37%	18.75	0.00%	23.90%
VSS	Vanguard FTSE All-World ex-US Small-Cap ETF	Equity	$10,024.30	14.51%	162,595	$138.34	-0.40%	1.20%	-0.39%	31.63%	43.70%	60.58%	Foreign Small & Mid Cap Equities	2009-04-02	0.11%	2 Platforms	$3.13	2021-09-20	$0.60	2.25%	8.70	1.02	4058	6.01%	View	40%	20%	1099	$130.96	$139.60	$137.93	$138.73	55.53	View	View	View	View	View	View	A	A+	5.45	9.17%	32.14%	235.3	2.58%	6.03%
KWEB	KraneShares CSI China Internet ETF	Equity	$9,062.11	-30.60%	13,044,640	$53.29	-0.32%	6.35%	9.67%	-25.32%	33.82%	37.69%	China Equities	2013-07-31	0.76%	N/A	$0.22	2020-12-29	$0.22	0.41%	30.30	0.79	52	66.80%	View	40%	20%	1099	$43.92	$53.94	N/A	N/A	57.66	View	View	View	View	View	View	B+	B	3.88	11.66%	10.23%	13.92	0.00%	2.23%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Equity	$8,315.01	16.69%	147,662	$83.97	0.74%	2.28%	2.40%	34.64%	61.46%	105.34%	Small Cap Growth Equities	2000-07-24	0.17%	Fidelity	$0.44	2021-09-24	$0.12	0.53%	33.99	1.10	234	12.15%	View	40%	20%	1099	$78.19	$83.76	$83.54	$84.22	62.39	View	View	View	View	View	View	A	A-	6.29	72.66%	49.50%	117.77	3.31%	8.23%
FPE	First Trust Preferred Securities & Income ETF	Preferred Stock	$7,700.92	4.88%	1,521,726	$20.48	-0.39%	-0.24%	-0.82%	10.54%	27.19%	36.76%	Preferred Stock/Convertible Bonds	2013-02-12	0.85%	N/A	$0.92	2021-09-23	$0.07	4.47%	0.00	0.49	300	20.57%	View	40%	20%	1099	$20.38	$20.62	$20.45	$20.51	46.62	View	View	View	View	View	View	B-	C+	8.38	89.00%	90.83%	256.19	3.49%	1.03%
IYR	iShares U.S. Real Estate ETF	Real Estate	$7,307.54	29.39%	7,020,993	$109.43	0.16%	2.09%	2.64%	38.45%	52.45%	64.24%	Real Estate	2000-06-12	0.41%	Fidelity	$1.86	2021-09-24	$0.29	1.70%	49.91	0.79	88	41.58%	View	40%	20%	1099	$101.23	$109.09	$109.09	$109.63	62.19	View	View	View	View	View	View	A+	B	5.82	86.98%	37.24%	119.11	0.73%	13.72%
ARKG	ARK Genomic Revolution ETF	Equity	$7,247.83	-18.79%	1,930,894	$75.74	0.15%	0.41%	-6.93%	12.70%	186.33%	360.67%	Health & Biotech Equities	2014-10-31	0.75%	N/A	$0.79	2020-12-29	$0.79	1.05%	0.00	1.57	52	42.76%	View	40%	20%	1099	$70.60	$78.39	$75.26	$76.35	45.96	View	View	View	View	View	View	N/A	C	4.19	25.07%	12.83%	19.77	0.11%	14.00%
MOAT	VanEck Morningstar Wide Moat ETF	Equity	$7,032.04	23.68%	419,805	$76.68	0.03%	0.79%	2.12%	38.98%	76.28%	142.72%	All Cap Equities	2012-04-25	0.47%	N/A	$0.90	2020-12-21	$0.90	1.18%	27.00	1.08	51	27.40%	View	40%	20%	1099	$73.01	$77.09	$76.43	$76.82	59.00	View	View	View	View	View	View	A-	B+	6.86	73.94%	64.20%	94.34	22.18%	4.05%
SKYY	First Trust Cloud Computing ETF	Equity	$6,753.21	21.84%	214,829	$115.63	0.72%	3.15%	3.97%	41.35%	127.06%	248.35%	Technology Equities	2011-07-05	0.60%	N/A	$0.18	2021-09-23	$0.04	0.16%	33.74	0.97	67	36.33%	View	40%	20%	1099	$102.54	$115.93	$114.66	$116.28	65.74	View	View	View	View	View	View	B	B	7.98	91.99%	85.81%	16.23	0.00%	8.04%
XBI	SPDR S&P Biotech ETF	Equity	$6,682.63	-12.01%	4,650,445	$123.84	0.47%	-2.56%	-6.94%	8.84%	45.35%	108.34%	Health & Biotech Equities	2006-01-31	0.35%	N/A	$0.22	2021-03-22	$0.04	0.18%	14.55	1.22	189	9.96%	View	40%	20%	1099	$120.60	$130.28	N/A	N/A	44.92	View	View	View	View	View	View	A	A-	4.1	24.27%	11.99%	25.51	0.00%	12.10%
SCHH	Schwab US REIT ETF	Real Estate	$6,634.50	29.51%	672,718	$48.70	0.04%	1.93%	2.33%	39.29%	30.77%	35.89%	Real Estate	2011-01-13	0.07%	Charles Schwab	$0.95	2021-09-22	$0.23	1.95%	44.66	0.84	142	41.38%	View	40%	20%	1099	$45.27	$48.57	$48.56	$48.78	60.99	View	View	View	View	View	View	A-	A+	5.36	76.33%	30.95%	124.67	0.72%	13.99%
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Multi-Cap Asset Class Size Power Rankings New

2 ^nd

3-Mo. Fund Flow:

4 ^th

Avg. 3-Mo. Return:

2 ^nd

Aggregate AUM:

6 ^th

Avg. Expense Ratio:

1 ^st

Avg. Dividend Yield:

Asset class size power rankings are rankings between Multi-Cap and all other U.S.-listed asset class size ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to a specific asset class size. If an ETF changes its asset class size classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Multi-Cap and all other asset class sizes are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Multi-Cap relative to other asset class sizes. All values are in U.S. dollars.

Return Leaderboard

Multi-Cap and all other asset class sizes are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

AUM Leaderboard

Multi-Cap and all other asset class sizes are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. All values are in U.S. dollars.

Expense Leaderboard

Multi-Cap and all other asset class sizes are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. The lower the average expense ratio for all U.S.-listed ETFs in a asset class size, the higher the rank.

Dividend Leaderboard

Multi-Cap and all other asset class sizes are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes.

Asset Class Size	Fund Flow Rank	+/-	Return Rank	+/-	AUM Rank	+/-	Expense Rank	+/-	Dividend Rank	+/-	# of ETFs
Large-Cap	1	-	5	2	1	-	2	-	2	-	857
Multi-Cap	2	-	4	2	2	-	6	-	1	-	727
Small-Cap	3	1	2	2	5	-	3	-	6	-	77
Micro-Cap	4	1	3	2	4	-	5	-	3	-	73
Mid-Cap	5	-	1	1	3	-	1	-	5	-	61
Mega-Cap	6	-	6	5	6	-	4	-	4	-	14
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* Ranks are updated on a weekly basis. Last updated on Oct 18, 2021

ETF Issuer League Tables - Multi-Cap Asset Class Size New

ETF issuers who have ETFs with exposure to Multi-Cap are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Multi-Cap ETFs and every Multi-Cap ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Multi-Cap. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Multi-Cap. To get the estimated issuer revenue from a single Multi-Cap ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Multi-Cap. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Multi-Cap. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Multi-Cap. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Multi-Cap. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Multi-Cap. The lower the average expense ratio of all U.S.-listed Multi-Cap ETFs for a given issuer, the higher the rank.

ETF Issuer Dividend League Table

ETF issuers are ranked based on their AUM-weighted average dividend yield of their ETFs with exposure to Multi-Cap.

Issuer	+/-	+/-	+/-	+/-	+/-	+/-	# of ETFs	issuer_power_ranking_sort_text
2nd Vote Value Investments, Inc	1	13	1	5	-	1	2	2nd Vote Value Investments, Inc
6 Meridian LLC	1	13	-	-	-	-	1	6 Meridian LLC
Absolute Investment Advisers	3	23	-	-	-	-	1	Absolute Investment Advisers
Absolute Investment Advisers LLC	-	41	2	1	1	1	1	Absolute Investment Advisers LLC
Acquirers Funds	1	23	-	1	-	1	1	Acquirers Funds
Acquirers Funds, LLC	3	28	-	-	-	-	1	Acquirers Funds, LLC
Advanced Research Investment Solutions	2	17	-	-	-	-	1	Advanced Research Investment Solutions
Advisors Asset Management	1	37	1	2	-	-	4	Advisors Asset Management
AdvisorShares	7	1	1	2	-	-	6	AdvisorShares
Aegon	-	11	-	-	-	-	5	Aegon
AGF	-	17	1	-	1	1	1	AGF
QuantShares	3	7	-	-	-	-	1	AGFiQ Asset Management
Al Marketing LLC	-	-	-	1	-	-	3	Al Marketing LLC
ValueShares	35	7	1	-	-	-	7	Alpha Architect
AlphaMark Advisors LLC	11	16	1	-	-	-	1	AlphaMark Advisors
AlphaMark Advisors	1	54	2	1	-	1	1	AlphaMark Advisors
ALPS	1	5	-	-	-	-	8	ALPS
AltShares Trust	4	14	-	-	-	-	1	AltShares Trust
American Century Investments	-	3	-	-	-	-	7	American Century Investments
Ameriprise Financial	-	23	1	-	1	1	3	Ameriprise Financial
Amplify	-	46	1	-	2	-	7	Amplify
Amplify Investments	1	60	-	1	2	-	8	Amplify Investments
Aptus Capital Advisors	1	14	-	2	-	-	2	Aptus Capital Advisors
ARK	1	2	-	3	-	-	6	ARK
ARK Investment Management	2	3	-	-	7	-	6	ARK Investment Management
Armor Index, Inc.	2	8	-	-	-	1	1	Armor Index, Inc.
Arrow Funds	1	20	2	1	-	1	2	Arrow Funds
ArrowShares	1	9	-	-	-	-	2	ArrowShares
Bank of New York Mellon	1	21	1	-	-	-	1	Bank of New York Mellon
Barclays Capital	1	26	2	-	6	-	2	Barclays Capital
Blackrock Financial Management	1	1	-	-	1	-	90	Blackrock Financial Management
BMO Financial Group	5	3	-	1	5	-	7	BMO Financial Group
BP Capital Fund Advisors	1	3	1	77	-	7	1	BP Capital Fund Advisors
Brandes Investment Partners	6	33	-	-	7	1	1	Brandes Investment Partners
Cabana Asset Management	1	6	-	-	-	1	5	Cabana Asset Management
Cambria Investment Management, LP	6	24	1	-	2	-	10	Cambria
Cambria	2	18	-	-	1	-	10	Cambria
Causeway Capital Management LLC	5	2	1	1	1	1	1	Causeway Capital Management LLC
Cboe Vest Financial LLC	23	10	-	-	-	2	1	Cboe Vest Financial LLC
Change Finance	10	4	2	1	1	3	1	Change Finance
Changebridge Capital LLC	-	40	1	2	1	2	1	Changebridge Capital LLC
Charles Schwab	1	7	-	-	5	1	3	Charles Schwab
CICC	1	1	2	1	2	2	6	CICC
Citigroup	5	2	-	-	1	2	2	Citigroup
ClearShares	1	11	-	-	2	-	1	ClearShares
ClearShares LLC	-	34	-	-	5	1	1	ClearShares LLC
Columbia Threadneedle Investments	6	3	-	-	2	1	3	Columbia Threadneedle Investments
Credit Suisse	2	7	3	1	1	3	5	Credit Suisse
Credit Suisse Group AG	40	1	-	1	8	-	5	Credit Suisse Group AG
Crestview	45	19	-	-	1	-	7	Crestview
Cushing Asset Management, LP.	7	12	1	-	1	1	4	Cushing Asset Management, LP.
Davis Advisers	2	3	-	-	-	-	2	Davis Advisers
Davis Advisors	3	14	-	-	-	-	2	Davis Advisors
Day Hagan Funds	1	2	-	-	1	2	1	Day Hagan Funds
Defiance ETFs	-	23	1	1	-	-	3	Defiance ETFs
Defiance ETFs, LLC	1	4	-	-	-	-	3	Defiance ETFs, LLC
Deutsche Bank	1	10	1	1	-	-	5	Deutsche Bank
Rafferty Asset Management LLC (Direxion)	2	1	-	-	-	-	24	Direxion
Distillate Capital Partners, LLC	-	-	-	-	2	1	1	Distillate Capital Partners, LLC
Xshares Advisors LLC	18	6	-	-	1	-	5	DWS
Eaton Vance Management	-	-	-	-	-	-	1	Eaton Vance Management
Emles Advisors LLC	1	10	1	2	-	1	1	Emles Advisors LLC
EMPIRICAL FINANCE LLC	1	37	-	1	1	-	8	EMPIRICAL FINANCE LLC
EntrepreneurShares	-	2	1	-	-	-	1	EntrepreneurShares
EquBot	1	30	1	1	-	1	1	EquBot
Esoterica	-	1	1	7	5	-	1	Esoterica
Esoterica Capital LLC	2	2	3	-	-	-	1	Esoterica Capital LLC
ETF Managers Group	2	10	1	-	-	1	8	ETF Managers Group
ETF Securities	13	5	6	8	4	7	1	ETF Securities
ETFMG	2	4	-	1	1	-	10	ETFMG
Active Weighting Advisors	4	17	2	3	1	2	1	EventShares
Exchange Traded Concepts	5	34	-	1	-	-	19	Exchange Traded Concepts
Exponential ETFs	2	7	1	-	2	2	2	Exponential ETFs
Fidelity Management & Research Co.	2	2	2	-	-	1	8	Fidelity
Fidelity	1	8	1	-	1	-	8	Fidelity
First Trust Advisors LP	-	7	-	-	1	-	76	First Trust
First Trust	1	-	-	1	-	-	76	First Trust
FlexShares	1	9	-	-	-	-	9	FlexShares
FormulaFolio Investments	1	6	-	-	1	2	3	FormulaFolio Investments
Franklin Templeton	1	51	-	3	-	-	9	Franklin Templeton
Franklin Templeton Investments	5	11	1	-	1	1	7	Franklin Templeton Investments
Fundamental Income Strategies, LLC	-	14	-	-	2	-	1	Fundamental Income Strategies, LLC
Gadsden	-	3	-	1	-	-	1	Gadsden
Gadsden, LLC	4	15	1	-	-	-	1	Gadsden, LLC
GAMCO Investors, Inc.	-	-	-	-	-	-	1	GAMCO Investors, Inc.
Global Beta Advisors	-	33	1	-	-	1	1	Global Beta Advisors
Global Beta Advisors LLC	1	1	-	-	-	-	1	Global Beta Advisors LLC
Global X Management Company LLC	1	-	-	-	-	1	43	Global X
Goldman Sachs & Co/GSAM	-	3	-	-	-	-	2	Goldman Sachs
Goldman Sachs	-	10	-	-	1	-	3	Goldman Sachs
GraniteShares	3	13	1	1	-	-	1	GraniteShares
Guinness Atkinson Asset Management	-	2	-	1	-	1	5	Guinness Atkinson Asset Management
Hartford Funds	-	17	-	-	-	-	3	Hartford Funds
Horizons	5	11	-	1	-	3	1	Horizons ETFs
Hoya Capital Real Estate, LLC	3	3	3	-	7	3	1	Hoya Capital Real Estate, LLC
Humankind Investments	1	-	-	-	-	-	1	Humankind Investments
Humankind USA LLC	1	29	-	-	1	1	1	Humankind USA LLC
iM Global Partner US LLC	1	3	-	-	-	-	1	iM Global Partner US LLC
iM Square SAS	2	10	-	2	-	-	1	iM Square SAS
IndexIQ	-	31	-	-	-	-	1	IndexIQ
Infusive Asset Management	1	7	2	-	-	1	1	Infusive Asset Management
Infusive Asset Management Inc.	5	3	-	-	-	-	1	Infusive Asset Management Inc.
Innovation Shares LLC	6	16	2	2	1	2	1	Innovation Shares LLC
Innovator	3	16	-	1	1	1	3	Innovator
Innovator Management	1	1	-	-	-	1	4	Innovator Management
Inspire	-	8	-	1	-	-	3	Inspire
Inspire Investing	2	7	-	-	1	-	3	Inspire Investing
Intangible Capital	-	9	2	4	-	-	1	Intangible Capital
Inverdale Capital Management LLC	1	19	1	1	1	1	1	Inverdale Capital Management LLC
Invesco Fund	-	8	-	-	3	-	76	Invesco
Invesco	1	8	-	-	-	-	76	Invesco
Barclays Global Fund Advisors	-	5	-	-	-	-	92	iShares
ITEQ ETF Partners LLC	3	-	2	-	2	-	1	ITEQ ETF Partners LLC
Ivy Investment Management Company	2	-	1	1	2	1	1	Ivy Investment Management Company
JP Morgan	-	-	-	-	-	-	7	J.P. Morgan
Jacob Asset Management	4	90	1	2	1	1	1	Jacob Asset Management
Janus	2	8	1	-	-	-	2	Janus
Janus Henderson	2	24	5	3	5	2	1	Janus Henderson
John Hancock	-	2	1	-	-	1	9	John Hancock
JPMorgan Chase	52	3	-	-	1	-	8	JPMorgan Chase
Gavekal Capital	2	4	1	-	-	1	1	Knowledge Leaders Capital
Knowledge Leaders Capital	5	10	1	-	1	-	1	Knowledge Leaders Capital
KraneShares	1	2	-	-	1	-	6	KraneShares
Legg Mason Global Asset Management	6	5	-	-	-	1	2	Legg Mason
Leuthold Group LLC	8	10	-	-	1	-	1	Leuthold Group LLC
Litman Gregory Capital Partners LLC	1	18	1	2	-	1	1	Litman Gregory Capital Partners LLC
Little Harbor Advisors	2	2	2	1	3	3	1	Little Harbor Advisors
M-Cam International LLC	2	24	-	-	6	-	1	M-CAM International LLC
Main Manangement	46	13	5	8	8	6	1	Main Management
Manulife	1	7	-	-	1	-	9	Manulife
Metaurus Advisors	6	45	1	1	1	1	2	Metaurus Advisors
Mirae Asset	16	49	33	18	33	30	44	Mirae Asset
Mirae Asset Global Investments Co., Ltd.	1	22	-	-	2	-	44	Mirae Asset Global Investments Co., Ltd.
Morgan Stanley	5	-	1	-	1	1	1	Morgan Stanley
Motley Fool Asset Management	3	1	-	1	-	1	1	Motley Fool Asset Management
Nationwide	-	9	-	-	-	1	1	Nationwide
New York Life	15	4	-	1	-	-	1	New York Life
Northern Trust	1	12	2	-	2	-	9	Northern Trust
Nuveen	2	9	-	-	-	1	2	Nuveen
O'Shares Investments	5	3	1	3	2	1	1	O'Shares
OppenheimerFunds	-	14	12	20	8	7	1	OppenheimerFunds
Opus Capital Management	1	8	-	-	-	-	1	Opus Capital Management
Pacer Advisors	5	12	-	-	-	-	12	Pacer Advisors
Pacer Financial	-	2	1	-	1	-	9	Pacer Financial
PGIM Investments	-	3	-	-	1	-	1	PGIM Investments
PIMCO	2	21	-	-	1	1	1	PIMCO
Point Bridge Capital	1	10	1	1	1	1	1	Point Bridge Capital
Power Corporation of Canada	-	-	-	-	-	-	1	Power Corporation of Canada
Premise	1	11	-	-	1	-	1	Premise Capital
Premise Capital	3	24	-	1	-	1	1	Premise Capital
Principal	1	27	1	-	-	-	7	Principal
Principal Financial Group	39	10	54	20	75	49	1	Principal Financial Group
ProcureAM	2	37	-	3	1	-	1	ProcureAM
ProcureAM, LLC	3	34	1	-	1	-	1	ProcureAM, LLC
Proshare Advisors LLC	59	13	-	-	1	-	20	ProShares
ProShares	1	3	-	-	-	-	21	ProShares
Prudential	4	12	-	-	-	-	1	Prudential
QuantX Funds	-	6	1	1	1	1	3	QuantX Funds
Rafferty Asset Management	79	78	-	1	-	1	23	Rafferty Asset Management
Rational Capital LLC	1	25	-	1	-	-	2	Rational Capital LLC
Rayliant Investment Research	1	10	-	1	1	2	1	Rayliant Investment Research
Reality Shares	2	11	1	-	-	-	1	Reality Shares
Redwood Investment Management	-	10	-	1	1	1	2	Redwood Investment Management
Regents Park Funds	1	8	-	1	-	-	2	Regents Park Funds
Renaissance Capital	1	54	-	-	10	-	1	Renaissance Capital
Rex	2	42	-	-	2	9	1	REX
Roundhill Financial LLC	3	49	2	-	-	3	3	Roundhill Financial LLC
Roundhill Investments	2	55	-	2	1	-	2	Roundhill Investments
RYZZ Capital Management LL	2	19	2	2	-	1	1	RYZZ Capital Management LL
Saba Capital Management	3	8	-	-	1	1	1	Saba Capital Management
Salt Financial LLC	2	25	-	-	-	-	2	Salt Financial LLC
SerenityShares	4	37	2	-	-	4	1	SerenityShares
SL Advisors	3	3	-	-	-	-	1	SL Advisors
SmartETFs	3	5	1	-	2	1	4	SmartETFs
SoFi ETFs	-	2	1	-	2	-	2	SoFi ETFs
Source Markets	16	2	-	2	1	1	1	Source Markets
Sprott	1	2	1	-	1	-	1	Sprott
Sprott Asset Management	2	38	-	-	-	-	1	Sprott Asset Management
SS&C	1	60	1	1	1	1	8	SS&C
State Street	-	1	-	1	1	-	41	State Street
State Street Bank and Trust Co./IFTC	1	7	-	-	-	-	41	State Street SPDR
Strategy Shares	-	10	-	-	-	-	1	Strategy Shares
Huntington	1	-	-	1	-	-	1	Strategy Shares
StrongVest ETF Trust	2	26	-	1	-	-	1	StrongVest ETF Trust
Syntax Advisors	-	14	-	3	1	1	1	Syntax Advisors
Syntax Advisors, LLC	1	2	-	-	1	-	1	Syntax Advisors, LLC
The Bank of New York Mellon Corp.	-	26	1	-	-	1	1	The Bank of New York Mellon Corp.
The Hartford	-	9	-	-	-	-	3	The Hartford
The Leuthold Group LLC	-	27	1	2	-	1	1	The Leuthold Group LLC
TIAA	-	29	-	3	-	-	2	TIAA
Tierra Funds	2	59	1	-	-	1	1	Tierra Funds
Timothy Partners, Ltd	1	3	1	-	2	-	1	Timothy Partners, Ltd
Timothy Plan	31	7	2	-	-	2	1	Timothy Plan
Toews Corp.	-	31	1	1	-	1	1	Toews Corp
Toroso Investments	1	24	-	1	2	-	7	Toroso Investments
Tortoise	1	3	-	2	-	-	3	Tortoise
Tortoise Capital	-	1	-	-	1	-	3	Tortoise Capital
Transamerica Asset Management	1	2	-	-	1	-	5	Transamerica Asset Management
TrimTabs	16	58	12	8	5	4	1	TrimTabs Asset Management
TrueMark Investments	1	75	1	1	5	1	1	TrueMark Investments
TrueMark Investments, LLC	-	-	2	-	-	1	1	TrueMark Investments, LLC
Tuttle Tactical Management, LLC	-	54	4	1	-	1	5	Tuttle Tactical Management LLC
US Global Investors	2	-	-	2	-	1	2	U.S. Global Investors
UBS Global Asset Management	-	1	-	-	-	-	3	UBS
UBS	1	71	-	1	1	-	3	UBS
USAA	1	2	1	-	-	1	2	USAA
United States Commodity Funds LLC	2	-	1	-	1	2	1	USCF
Validea Funds	25	2	17	2	4	23	1	Validea Funds
Van Eck Associates Corp.	-	21	-	-	-	-	23	Van Eck Associates Corp.
Van Eck Associates Corporation	2	41	-	-	1	-	23	VanEck
VanEck	13	13	-	-	-	-	22	VanEck
Vanguard Group Inc	-	13	-	-	2	1	16	Vanguard
Vanguard	1	11	-	-	1	-	16	Vanguard
Victory Capital	-	1	-	-	-	-	7	Victory Capital
Vident	10	5	1	1	1	-	3	Vident
Vident Financial	2	3	-	-	1	-	2	Vident Financial
Virtus ETF Solutions	2	2	-	-	-	-	6	Virtus
Virtus Investment Partners	1	60	-	1	-	-	6	Virtus Investment Partners
Water Island Capital Partners LP	2	63	1	1	1	1	1	Water Island Capital Partners LP
WBI	1	22	-	1	1	-	5	WBI
WBI Shares	2	11	-	-	-	-	6	WBI Shares
Whitford Asset Management	1	8	1	-	3	1	1	Whitford Asset Management
Whitford Asset Management LLC	3	2	-	-	-	-	1	Whitford Asset Management LLC
Wisdom Tree Asset Management Inc.	-	4	-	-	2	-	13	WisdomTree
WisdomTree	1	1	1	-	1	-	14	WisdomTree
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