Moderate ETF List

Moderate ETFs combine conservative and aggressive tactics in their investing.

Click on the tabs below to see more information on Moderate ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization.

Note that the table below may include leveraged and inverse ETFs. Exclude Leveraged and Inverse ETFs

As of 06/19/2026

ETF Overview

ETF Returns

ETF Fund Flows

ETF Expenses

ESG Scores

ETF Dividends

ETF Holdings

ETF Tax Rates

ETF Technicals

ETF Analysis

ETFs: ETF Database Realtime Ratings

This is a list of all Moderate ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETF Database Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2026-06-19 1:01 EDT

This page includes historical return information for all Moderate ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Moderate ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Moderate ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Moderate ETFs.

The following table includes ESG Scores and other descriptive information for all Moderate ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Moderate ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Moderate ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Moderate ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Moderate ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Moderate ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETF Database Ratings for all Moderate ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETF Database Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETF Database Category. As such, it should be noted that this page may include ETFs from multiple ETF Database Categories.

Symbol Symbol	ETF Name ETF Name	Asset Class Asset Class	Total Assets ($MM) Total Assets ($MM)	YTD Price Change YTD Price Change	Avg. Daily Volume Avg. Daily Volume	Previous Closing Price Previous Closing Price	1-Day Change 1-Day Change	1 Week 1 Week	1 Month 1 Month	1 Year 1 Year	3 Year 3 Year	5 Year 5 Year	ETF Database Category ETF Database Category	Inception Inception	ER ER	Commission Free Commission Free	Annual Dividend Rate Annual Dividend Rate	Dividend Date Dividend Date	Dividend Dividend	Annual Dividend Yield % Annual Dividend Yield %	P/E Ratio P/E Ratio	Beta Beta	# of Holdings # of Holdings	% In Top 10 % In Top 10	Complete Complete	ST Cap Gain Rate ST Cap Gain Rate	LT Cap Gain Rate LT Cap Gain Rate	Tax Form Tax Form	Lower Bollinger Lower Bollinger	Upper Bollinger Upper Bollinger	Support 1 Support 1	Resistance 1 Resistance 1	RSI RSI	Advanced Advanced	Fact Sheet Fact Sheet	ETF Holdings ETF Holdings	Chart Chart	ETF Home Page ETF Home Page	Head-To-Head Head-To-Head	Liquidity Rating Liquidity Rating	Expenses Rating Expenses Rating	ESG Score ESG Score	ESG Score Peer Percentile (%) ESG Score Peer Percentile (%)	ESG Score Global Percentile (%) ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales) Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%) SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%) Sustainable Impact Solutions (%)
AOR	iShares Core 60/40 Balanced Allocation ETF	Multi-Asset	$3,640	7.82%	360,982	$69.76	0.87%	1.19%	2.39%	19.27%	13.64%	7.12%	Diversified Portfolio	2008-11-04	0.15%	TD Ameritrade	$1.72	2026-04-02	$0.31	2.46%	0.00	0.64	9	100.00%	View	40%	20%	1099	$68.11	$70.25	$69.57	$69.93	58.40	View	View	View	View	View	View	A	N/A	6.51	35.40%	48.80%	141.83	7.69%	5.60%
AOM	iShares Core 40/60 Moderate Allocation ETF	Multi-Asset	$1,790	5.37%	157,262	$49.97	0.60%	0.64%	1.96%	14.43%	10.54%	4.90%	Diversified Portfolio	2008-11-04	0.15%	TD Ameritrade	$1.49	2026-04-02	$0.31	2.97%	0.00	0.51	9	100.00%	View	40%	20%	1099	$49.08	$50.22	N/A	N/A	57.63	View	View	View	View	View	View	A	N/A	6.38	42.92%	43.11%	155.81	6.14%	4.18%
NTSX	WisdomTree U.S. Efficient Core Fund	Multi-Asset	$1,361	8.29%	53,142	$59.20	1.11%	1.48%	1.78%	24.32%	18.33%	9.55%	Diversified Portfolio	2018-08-02	0.20%	N/A	$0.64	2026-03-26	$0.14	1.08%	0.00	1.03	501	44.25%	View	40%	20%	1099	$57.67	$60.29	N/A	N/A	55.93	View	View	View	View	View	View	A-	N/A	6.33	11.63%	41.19%	86.77	10.99%	9.45%
RYLD	Global X Russell 2000 Covered Call ETF	Multi-Asset	$1,358	10.03%	811,686	$16.01	0.88%	1.20%	3.99%	21.47%	8.37%	2.87%	Hedge Fund	2019-04-17	0.60%	N/A	$1.84	2026-05-18	$0.16	11.47%	0.00	0.54	5	100.00%	View	40%	20%	1099	$15.58	$15.95	$15.84	$16.10	69.41	View	View	View	View	View	View	A+	B+	5.22	7.46%	18.63%	190.87	4.45%	7.60%
COMT	iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF	Multi-Asset	$1,172	26.01%	782,300	$31.37	-0.16%	-4.70%	-12.62%	14.20%	9.04%	10.03%	Commodities	2014-10-15	0.48%	N/A	$0.00	2024-12-17	$1.24	0.00%	0.00	0.07	130	31.72%	View	40%	20%	1099	$31.23	$35.82	$31.03	$31.58	36.20	View	View	View	View	View	View	A-	N/A	0.0	N/A	N/A	N/A	N/A	N/A
SIXH	ETC 6 Meridian Hedged Equity Index Option ETF	Multi-Asset	$553	9.00%	7,362	$42.54	-0.35%	-0.08%	2.27%	13.03%	12.69%	9.51%	Large Cap Blend Equities	2020-05-08	0.69%	N/A	$0.79	2026-05-27	$0.04	1.86%	0.00	0.31	54	33.08%	View	40%	20%	1099	$41.42	$43.08	$42.46	$42.68	55.76	View	View	View	View	View	View	A-	N/A	6.4	64.78%	43.66%	158.76	20.64%	5.85%
SLVO	UBS AG ETRACS Silver Shares Covered Call ETNs due April 21, 2033 ETP 2022-21.04.33 on CS NQ Slv FLS106 Pr	Multi-Asset	$422	-21.59%	120,662	$78.31	-1.34%	-0.28%	-11.64%	-4.59%	0.46%	-4.79%	Precious Metals	2013-04-16	0.65%	N/A	$0.00	2023-04-19	$0.94	0.00%	0.00	0.32	1	100.00%	View	40%	20%	1099	$76.22	$88.29	$77.48	$79.56	38.66	View	View	View	View	View	View	C+	N/A	0.0	N/A	N/A	N/A	N/A	N/A
PBP	Invesco S&P 500 BuyWrite ETF	Multi-Asset	$346	5.25%	40,297	$22.96	0.26%	1.23%	1.87%	17.16%	11.89%	8.11%	Large Cap Blend Equities	2007-12-20	0.29%	N/A	$2.55	2026-05-18	$0.20	11.12%	0.00	0.49	505	38.05%	View	40%	20%	1099	$22.53	$23.06	$22.89	$23.07	60.62	View	View	View	View	View	View	B+	N/A	6.43	66.27%	45.40%	94.39	12.16%	10.34%
GAL	State Street Global Allocation ETF	Multi-Asset	$307	8.51%	13,854	$53.51	0.72%	0.79%	1.61%	19.69%	13.34%	7.18%	Diversified Portfolio	2012-04-25	0.35%	Charles Schwab	$1.92	2026-03-26	$0.14	3.59%	0.00	0.61	19	83.28%	View	40%	20%	1099	$52.48	$54.12	N/A	N/A	56.00	View	View	View	View	View	View	B	N/A	6.34	15.38%	41.50%	161.83	6.57%	4.86%
USOI	ETRACS Crude Oil Shares Covered Call ETN	Multi-Asset	$276	3.14%	97,103	$48.81	0.12%	-8.07%	-18.10%	-2.59%	2.99%	7.39%	Commodities	2017-04-25	0.85%	N/A	$6.66	2025-10-22	$0.75	13.65%	0.00	0.08	1	100.00%	View	40%	20%	1099	$48.95	$57.87	$47.76	$49.59	36.52	View	View	View	View	View	View	B+	N/A	0.0	N/A	N/A	N/A	N/A	N/A
GLDI	UBS AG ETRACS Gold Shares Covered Call ETNs due February 2, 2033	Multi-Asset	$183	-12.52%	34,340	$152.00	-0.56%	0.67%	-8.06%	-6.75%	1.86%	1.04%	Precious Metals	2013-01-28	0.65%	N/A	$0.00	2023-04-19	$1.60	0.00%	0.00	0.11	1	100.00%	View	40%	20%	1099	$148.96	$164.49	$150.46	$154.15	38.35	View	View	View	View	View	View	C	N/A	0.0	N/A	N/A	N/A	N/A	N/A
OCIO	ClearShares OCIO ETF	Multi-Asset	$169	9.91%	10,138	$38.04	1.30%	1.87%	3.49%	21.45%	13.42%	7.64%	Diversified Portfolio	2017-06-26	0.65%	N/A	$3.59	2026-03-30	$0.08	9.43%	0.00	0.60	57	48.98%	View	40%	20%	1099	$36.62	$38.40	$37.83	$38.38	59.62	View	View	View	View	View	View	C+	N/A	6.59	54.81%	51.71%	116.76	7.59%	6.78%
EFFE	Harbor Osmosis Emerging Markets Resource Efficient ETF	Multi-Asset	$148	24.99%	362	$28.85	1.98%	3.70%	8.29%	38.20%	N/A	N/A	Diversified Portfolio	2024-12-17	0.69%	E*TRADE	$1.08	2025-12-19	$1.08	3.76%	16.10	0.94	91	36.04%	View	40%	20%	1099	$26.35	$30.00	$28.85	$28.85	58.18	View	View	View	View	View	View	C	N/A	6.29	15.14%	39.60%	76.84	5.46%	4.62%
TAIL	Cambria Tail Risk ETF	Multi-Asset	$148	-6.63%	396,983	$10.66	-0.65%	-1.48%	-0.74%	-9.77%	-5.38%	-8.42%	Diversified Portfolio	2017-04-06	0.59%	N/A	$0.37	2026-03-20	$0.08	3.51%	0.00	-0.34	4	100.00%	View	40%	20%	1099	$10.65	$10.80	$10.65	$10.69	35.82	View	View	View	View	View	View	A	N/A	5.72	0.00%	27.54%	0.0	0.00%	0.00%
CLSM	ETC Cabana Target Leading Sector Moderate ETF	Multi-Asset	$95	19.23%	9,672	$27.71	1.73%	1.92%	3.09%	32.06%	12.89%	N/A	Diversified Portfolio	2021-07-13	0.82%	N/A	$0.00	2024-12-30	$0.43	0.00%	0.00	0.57	5	100.00%	View	40%	20%	1099	$26.57	$28.28	$27.65	$27.73	58.98	View	View	View	View	View	View	B+	N/A	6.74	96.23%	58.16%	41.94	7.75%	10.94%
VEGA	AdvisorShares STAR Global Buy-Write ETF	Multi-Asset	$88	7.17%	6,068	$52.62	0.92%	1.39%	2.03%	18.59%	13.24%	7.15%	Global Equities	2012-09-17	1.25%	N/A	$0.66	2025-12-22	$0.66	1.25%	0.00	0.68	12	100.05%	View	40%	20%	1099	$51.39	$53.12	N/A	N/A	57.28	View	View	View	View	View	View	C+	N/A	6.5	73.49%	48.29%	123.13	8.57%	6.22%
WLTG	WealthTrust DBS Long Term Growth ETF	Multi-Asset	$81	7.56%	9,528	$37.47	1.13%	1.86%	0.44%	21.55%	21.16%	N/A	Diversified Portfolio	2021-12-05	0.74%	N/A	$0.00	2024-12-24	$0.16	0.00%	0.00	0.80	42	46.00%	View	40%	20%	1099	$36.47	$38.08	N/A	N/A	54.70	View	View	View	View	View	View	B-	N/A	6.1	10.04%	34.98%	80.81	10.02%	4.78%
GAA	Cambria Global Asset Allocation ETF	Multi-Asset	$73	8.79%	6,115	$35.03	0.11%	-0.31%	0.81%	19.87%	13.43%	6.65%	Diversified Portfolio	2014-12-09	0.40%	Interactive Brokers	$1.26	2026-03-25	$0.32	3.61%	0.00	0.46	31	57.26%	View	40%	20%	1099	$34.63	$35.56	$34.97	$35.09	51.50	View	View	View	View	View	View	B-	N/A	5.94	5.58%	31.30%	269.2	4.15%	3.61%
LCR	Leuthold Core Exchange Traded Fund	Multi-Asset	$68	3.86%	4,529	$39.56	0.36%	0.40%	1.62%	13.66%	10.49%	6.98%	Diversified Portfolio	2020-01-06	0.83%	N/A	$0.52	2025-12-11	$0.52	1.32%	0.00	0.53	36	65.95%	View	40%	20%	1099	$38.98	$39.97	N/A	N/A	55.53	View	View	View	View	View	View	B-	N/A	6.18	14.13%	36.82%	91.5	2.92%	4.56%
TDSB	ETC Cabana Target Beta ETF	Multi-Asset	$49	3.66%	3,923	$24.67	0.33%	0.11%	-0.22%	13.51%	8.26%	1.94%	Diversified Portfolio	2020-09-17	0.91%	N/A	$0.53	2026-03-27	$0.17	2.14%	0.00	0.34	11	99.46%	View	40%	20%	1099	$24.49	$25.07	N/A	N/A	48.01	View	View	View	View	View	View	B	N/A	6.26	20.07%	38.92%	546.4	8.85%	3.62%
PTEU	Pacer Trendpilot European Index ETF	Multi-Asset	$37	8.89%	1,403	$33.46	-0.18%	0.80%	6.46%	22.35%	10.63%	7.87%	Europe Equities	2015-12-15	0.65%	N/A	$0.59	2025-12-30	$0.59	1.76%	0.00	0.45	1	100.00%	View	40%	20%	1099	$31.96	$33.71	$33.44	$33.46	59.30	View	View	View	View	View	View	B+	C	7.89	36.59%	93.55%	93.99	20.22%	5.98%
GLDW	Roundhill Gold WeeklyPay ETF	Multi-Asset	$19	-6.06%	16,080	$43.82	-0.63%	0.00%	-9.37%	N/A	N/A	N/A	Precious Metals	2025-10-30	0.99%	N/A	$9.21	2026-06-15	$0.14	21.03%	0.00	-2.13	3	100.00%	View	40%	20%	1099	$42.59	$49.28	$43.55	$44.28	38.55	View	View	View	View	View	View	N/A	B	5.71	31.67%	26.49%	1.23	0.00%	0.00%
EAOM	iShares ESG Aware 40/60 Moderate Allocation ETF	Multi-Asset	$9	5.43%	902	$31.47	0.70%	0.80%	2.20%	14.46%	10.14%	4.33%	Diversified Portfolio	2020-06-12	0.18%	N/A	$0.87	2026-04-02	$0.18	2.78%	0.00	0.53	6	100.23%	View	40%	20%	1099	$30.86	$31.63	$31.42	$31.49	58.38	View	View	View	View	View	View	C	N/A	7.09	91.35%	73.22%	88.75	4.70%	4.82%
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Moderate Multi-Asset Power Rankings New

3 ^rd

3-Mo. Fund Flow:

3 ^rd

Avg. 3-Mo. Return:

2 ^nd

Aggregate AUM:

2 ^nd

Avg. Expense Ratio:

2 ^nd

Avg. Dividend Yield:

Multi-asset power rankings are rankings between Moderate and all other U.S.-listed multi-asset ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to a specific multi-asset. If an ETF changes its multi-asset classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Moderate and all other multi-assets are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective multi-assets. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Moderate relative to other multi-assets. All values are in U.S. dollars.

Return Leaderboard

Moderate and all other multi-assets are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective multi-assets. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

AUM Leaderboard

Moderate and all other multi-assets are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective multi-assets. All values are in U.S. dollars.

Expense Leaderboard

Moderate and all other multi-assets are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective multi-assets. The lower the average expense ratio for all U.S.-listed ETFs in a multi-asset, the higher the rank.

Dividend Leaderboard

Moderate and all other multi-assets are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective multi-assets.

Multi-Asset Multi-Asset	Fund Flow Rank Fund Flow Rank	+/- +/-	Return Rank Return Rank	+/- +/-	AUM Rank AUM Rank	+/- +/-	Expense Rank Expense Rank	+/- +/-	Dividend Rank Dividend Rank	+/- +/-	# of ETFs # of ETFs
Income-Focused	1	-	4	-	1	-	6	-	1	-	35
Dynamic	2	-	2	-	3	-	4	-	5	-	33
Moderate	3	-	3	-	2	-	2	-	2	-	23
Hedge Fund	4	-	6	1	5	-	5	-	6	-	11
Aggressive	5	-	1	-	4	-	1	-	4	-	4
Conservative	6	-	5	1	6	-	3	-	3	-	9
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* Ranks are updated on a weekly basis. Last updated on Jun 15, 2026

ETF Issuer League Tables - Moderate Multi-Asset New

ETF issuers who have ETFs with exposure to Moderate are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Moderate ETFs and every Moderate ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Moderate. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Moderate. To get the estimated issuer revenue from a single Moderate ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Moderate. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Moderate. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Moderate. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Moderate. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Moderate. The lower the average expense ratio of all U.S.-listed Moderate ETFs for a given issuer, the higher the rank.

ETF Issuer Dividend League Table

ETF issuers are ranked based on their AUM-weighted average dividend yield of their ETFs with exposure to Moderate.

Issuer Issuer	+/- +/-	+/- +/-	+/- +/-	+/- +/-	+/- +/-	+/- +/-	# of ETFs # of ETFs	issuer_power_ranking_sort_text issuer_power_ranking_sort_text
6 Meridian LLC	-	3	-	-	1	1	1	6 Meridian LLC
AdvisorShares	1	-	-	-	-	-	1	AdvisorShares
Aegon	-	1	5	-	-	7	4	Aegon
BlackRock Financial Management	-	1	-	-	-	-	4	Blackrock Financial Management
BlackRock, Inc.	-	5	-	-	-	-	4	BlackRock, Inc.
Cabana Asset Management	-	-	1	-	-	-	2	Cabana Asset Management
Cambria	5	3	-	-	-	-	2	Cambria
Cambria Investment Management, LP	-	-	-	-	-	1	2	Cambria
Cambriax	-	-	-	-	-	-	2	Cambria
Cambria Investment Management LP	-	-	-	-	-	-	2	Cambria Investment Management LP
ClearShares	1	2	-	-	-	-	1	ClearShares
ClearShares LLC	-	2	-	-	-	-	1	ClearShares LLC
Credit Suisse	-	1	-	-	-	-	3	Credit Suisse
Credit Suisse Group AG	-	1	-	-	-	-	3	Credit Suisse Group AG
Exchange Traded Concepts	-	-	-	-	-	-	3	Exchange Traded Concepts
First Trust	-	2	-	-	2	1	1	First Trust
First Trust	-	-	-	-	-	-	1	First Trust
FlexShares	-	-	-	-	-	-	1	FlexShares
Global X Management Company LLC	-	1	1	-	-	-	3	Global X
Goldman Sachs & Co/GSAM	-	2	-	-	-	-	1	Goldman Sachs
Horizons	1	5	-	-	1	-	1	Horizons ETFs
iM Global Partner US LLC	-	1	-	-	1	-	1	iM Global Partner US LLC
Invesco	-	-	-	-	-	1	1	Invesco
Invesco Fund	4	4	-	-	-	-	2	Invesco
Barclays Global Fund Advisors	-	3	-	-	1	-	4	iShares
JP Morgan	1	3	-	-	-	-	1	J.P. Morgan
Leuthold Group LLC	1	2	-	-	-	-	1	Leuthold Group LLC
Litman Gregory Capital Partners LLC	-	4	-	-	-	-	1	Litman Gregory Capital Partners LLC
Mirae Asset	-	-	-	-	-	-	3	Mirae Asset
Mirae Asset Global Investments Co., Ltd.	-	5	1	-	-	-	1	Mirae Asset Global Investments Co., Ltd.
Northern Trust	-	1	-	-	-	-	1	Northern Trust
Northern Trust Corp.	1	2	-	-	1	-	1	Northern Trust Corp.
ORIX	-	-	-	-	-	1	1	ORIX
Pacer Advisors	-	2	-	-	-	-	1	Pacer Advisors
Pacer Financial	-	-	-	-	-	-	1	Pacer Financial
QuantX Funds	2	1	-	-	-	-	1	QuantX Funds
Roundhill Investments	-	-	-	-	-	-	1	Roundhill Investments
State Street	2	1	-	-	-	-	1	State Street
State Street Bank and Trust Co./IFTC	1	2	-	-	-	-	1	State Street SPDR
The Leuthold Group LLC	2	1	-	-	-	-	1	The Leuthold Group LLC
Transamerica Asset Management	-	1	-	-	-	-	4	Transamerica Asset Management
UBS	-	-	-	-	-	-	3	UBS
WealthTrust Asset Management LLC	1	1	-	-	-	-	1	WealthTrust Asset Management LLC
WisdomTree	-	2	-	-	-	-	2	WisdomTree
Wisdom Tree Asset Management Inc.	-	2	-	-	-	-	2	WisdomTree
WisdomTree, Inc.	2	1	1	-	-	-	1	WisdomTree, Inc.
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