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FXO
First Trust Financials AlphaDEX Fund

Price: $44.37
Change: $0.56 (-0.01%)
Category: Financials Equities
Last Updated:

Vitals

Investment Themes

Analyst Report

This ETF offers exposure to the U.S. financial sector, seeking to replicate an index that employs a unique strategy designed to generate excess returns relative to traditional cap-weighted benchmarks. The underlying AlphaDEX Index employs a quant-based screening methodology designed to identify stocks poised for outperformance. In return for exposure to this strategy, which has historically delivered impressive returns, investors can expect to pay a bit more; FXO's expense ratio is about 50 basis points higher than low cost options for financial exposure such as FFL and XLF. The unique index construction methodology has some other potential advantages; FXO maintains much lower concentration of top holdings than do cap-weighted funds such as XLF. That means that performance isn't as dependent on a handful of large cap stocks, potentially giving a better way to access financials. For those who believe in the merits of the AlphaDEX methodology and willing to pay a little extra for a shot at alpha, FXO might be worth a closer look.

Trading Data

Open - Volume -
Day Lo - Day Hi -
  • Open
  • Volume
  • Day Lo
  • Day Hi
  • 52 Week Lo $23.31
  • 52 Week Hi $46.20
  • AUM $1,435.7 M
  • Shares 32.0 M

Historical Trading Data

  • 1 Month Avg. Volume 275,267
  • 3 Month Avg. Volume 355,846

Alternative ETFs in the Financials Equities Category

Type Symbol Expense Ratio Assets Avg. Daily Vol YTD Return
Cheapest FNCL 0.08% $1.9 B 244,332 26.25%
Largest (AUM) XLF 0.12% $44.5 B 51 M 26.63%
Most Liquid (Volume) XLF 0.12% $44.5 B 51 M 26.63%
Top YTD Performer KBWD 1.24% $460.6 M 161,228 33.47%

Top 15 Holdings

Concentration Analysis

This section compares how balanced and deep this ETF is relative to the peer group ETFdb.com Category.

106
Number of Holdings
17.29%
% Assets in Top 10
25.10%
% Assets in Top 15
68.74%
% Assets in Top 50
 
View Detailed Analysis
 
Number of Holdings
106
Rank
10 of 35
Low
VFIN (10)
High
VFH (408)
% Assets in Top 10
17.29%
Rank
5 of 35
Low
PSCF (14.63%)
High
VFIN (99.99%)
% Assets in Top 15
25.10%
Rank
32 of 35
Low
PSCF (20.54%)
High
VFIN (99.99%)
% Assets in Top 50
68.74%
Rank
31 of 35
Low
PSCF (51.80%)
High
KBWP (100.02%)

 
View Summary Analysis
 

FXO Valuation

This section shows how the P/E multiple of this ETF compares to the peer group ETFdb.com Category.

P/E Ratio
11.6
Rank
1 of 32
Low
FXO (11.6)
High
VFIN (43.33)

FXO Dividend

This section shows how the dividend yield of this ETF compares to the peer group ETFdb.com Category.

Dividend
$0.16
Dividend Date
2021-03-25
Annual Dividend Rate
$0.86

$0.16
Dividend
2021-03-25
Dividend Date
$0.86
Annual Dividend Rate
Annual Dividend Yield
1.90%
Rank
11 of 29
Low
IAI (1.03%)
High
BIZD (8.17%)

FXO Fund Flows

View charts featuring ETF fund flow data.

5 Day Net Flows: 13.58 M 1 Month Net Flows: 115.76 M 3 Month Net Flows: 378.83 M 6 Month Net Flows: 543.44 M 1 Year Net Flows: 475.09 M 3 Year Net Flows: 308.79 M 5 Year Net Flows: 448.88 M 10 Year Net Flows: 989.2 M

Realtime Rating

The adjacent table gives investors an individual Realtime Rating for FXO on several different metrics, including liquidity, expenses, performance, volatility, dividend, concentration of holdings in addition to an overall rating. The "A+ Metric Rated ETF" field, available to ETFdb Pro members, shows the ETF in the Financials Equities with the highest Metric Realtime Rating for each individual field. To view all of this data, sign up for a free 14-day trial for ETFdb Pro. To view information on how the ETFdb Realtime Ratings work, click here.

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Metric Metric Realtime Rating A+ Metric Rated ETF
Liquidity A n/a
Expenses C+ n/a
Performance
Volatility
Dividend
Concentration

A+ Overall Rated ETF:

FXO Expenses & Fees

This section compares the cost efficiency of this ETF to peers in the same ETFdb.com Category.

Expenses Ratio Analysis

ETF Average
0.541%
ETF Wtd. Average
0.19%
Category Average
0.86%
Expense Ratio
0.62%
Rank
24 of 35
Low
FNCL (0.08%)
High
BIZD (10.23%)
ESG Themes and Scores
6.16/10
ESG Score
55.56%
Global Percentile
35.16%
Peer Percentile
Environmental
Social
Governance
  • Environmental Scores
    • Revenue Exposure to Environmental Impact (%)
      Higher is better, no ESG score impact
    • Severe Environment Controversies (%)
      Lower improves ESG score
    • Sustainable Impact Solutions (%)
      0.66%
      Higher is better, no ESG score impact
    Carbon Intensity
    • Weighted Average Carbon Intensity (Tons of CO2e / $M Sales)
      9.27
      Higher is worse, no ESG score impact
    Fossil Fuel Reserves
    • Fossil Fuel Reserves (%)
      Higher is worse, no ESG score impact
    • High Impact Fossil Fuel Reserves (%)
      Higher is worse, no ESG score impact
    Water Stress
    • Water Stress High Risk Business Segment (%)
      Lower improves ESG score
    • Water Stress High Risk Geography (%)
      Lower improves ESG score
    • Water Stress Exposure Moderate (%)
      Lower improves ESG score
    • Water Stress Exposure High (%)
      Lower improves ESG score
    • Water Stress Exposure Low (%)
      Higher improves ESG score
    Energy Efficiency
    • Revenue Exposure to Energy Efficiency (%)
      Higher is better, no ESG score impact
    Alternative Energy
    • Revenue Exposure to Alternative Energy (%)
      Higher is better, no ESG score impact
    Green Building
    • Revenue Exposure to Green Building (%)
      Higher is better, no ESG score impact
    Pollution Prevention
    • Revenue Exposure to Pollution Prevention (%)
      Higher is better, no ESG score impact
    Water Sustainability
    • Revenue Exposure to Water Sustainability (%)
      Higher is better, no ESG score impact
  • Social Scores
    • Revenue Exposure to Social Impact (%)
      Higher is better, no ESG score impact
    • Sustainable Impact Solutions (%)
      0.66%
      Higher is better, no ESG score impact
    • SRI Exclusion Criteria (%)
      1.53%
      Higher is worse, no ESG score impact
    Affordable Real Estate
    • Revenue Exposure to Affordable Real Estate (%)
      Higher is better, no ESG score impact
    Education
    • Revenue Exposure to Education (%)
      Higher is better, no ESG score impact
    Major Disease Treatment
    • Revenue Exposure to Major Disease Treatment (%)
      Higher is better, no ESG score impact
    Healthy Nutrition
    • Revenue Exposure to Nutrition (%)
      Higher is better, no ESG score impact
    Global Sanitation
    • Revenue Exposure to Sanitation (%)
      Higher is better, no ESG score impact
    SME Finance
    • Revenue Exposure to SME Finance (%)
      Higher is better, no ESG score impact
    Human Rights Violations
    • Human Rights Norms Violation (%)
      Higher is worse, no ESG score impact
    • Human Rights Norms Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Severe Human Rights Controversies (%)
      Lower improves ESG score
    Labor Rights Violations
    • Labor Norms Violation (%)
      Higher is worse, no ESG score impact
    • Labor Norms Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Severe Labor Controversies (%)
      Lower improves ESG score
    Customer Controversies
    • Severe Customer Controversies (%)
      Lower improves ESG score
    UN Principles Violations
    • Global Compact Compliance Violation (%)
      Higher is worse, no ESG score impact
    • Global Compact Compliance Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    Catholic Values
    • Catholic Values Fail (%)
      Higher is worse, no ESG score impact
    Sharia Compliant Investing
    • Islamic Non-Compliant (%)
      Higher is worse, no ESG score impact
    Adult Entertainment
    • Adult Entertainment Involvement (%)
      Higher is worse, no ESG score impact
    Alcohol
    • Alcohol Involvement (%)
      Higher is worse, no ESG score impact
    Gambling
    • Gambling Involvement (%)
      Higher is worse, no ESG score impact
    Nuclear Power
    • Nuclear Power Involvement (%)
      Higher is worse, no ESG score impact
    Tobacco
    • Tobacco Involvement (%)
      Higher is worse, no ESG score impact
    Weapons Involvement
    • Weapons Involvement (%)
      Higher is worse, no ESG score impact
    • Controversies Weapons Involvement (%)
      Higher is worse, no ESG score impact
    Firearms
    • Civilian Firearms Involvement (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Retailer (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Producer (%)
      Higher is worse, no ESG score impact
    Predatory Lending
    • Direct Predatory Lending Involvement (%)
      Higher is worse, no ESG score impact
    GMO Involvement
    • Genetic Engineering Involvement (%)
      Higher is worse, no ESG score impact
  • Responsible Governance Score
    • Severe Governance Controversies (%)
      Lower improves ESG score
    Board Flag
    • Board Flag (%)
      Lower improves ESG score
    Board Independence
    • Lack of Independent Board Majority (%)
      Lower improves ESG score
    • Board Independence (0-25%) (%)
      Lower improves ESG score
    • Board Independence (25-50%) (%)
      Lower improves ESG score
    • Board Independence (50-75%) (%)
      Higher improves ESG score
    • Board Independence (75-100%) (%)
      Higher improves ESG score
    Board Diversity
    • No Female Directors (%)
      Lower improves ESG score
    • Three OR More Female Directors (%)
      Higher improves ESG score
    • Females Represent 30% of Directors (%)
      Higher improves ESG score
    Entrenched Board
    • Entrenched Board (%)
      Lower improves ESG score
    Overboarding
    • Overboarding (%)
      Lower improves ESG score
    Shareholder Rights
    • Negative Director Votes (%)
      Lower improves ESG score
    • Ownership AND Control Flag (%)
      Lower improves ESG score
    • One Share One Vote (%)
      Lower improves ESG score
    • No Annual Director Elections (%)
      Lower improves ESG score
    • Does Not Use Majority Voting (%)
      Lower improves ESG score
    • Significant Votes Against Pay Practices (%)
      Lower improves ESG score
    Fund Ownership
    • Controlling Shareholder (%)
      Lower improves ESG score
    • Controlling Shareholder Concerns (%)
      Lower improves ESG score
    • Cross Shareholdings (%)
      Lower improves ESG score
    Poison Pill
    • Poison Pill (%)
      Lower improves ESG score
    Executive Compensation
    • Pay Flag (%)
      Lower improves ESG score
    • No Pay Performance Link (%)
      Lower improves ESG score
    • Lack of Internal Pay Equity (%)
      Lower improves ESG score
    • Executive Pay Non-Disclosure (%)
      Lower improves ESG score
    Accounting Flags
    • Accounting Flag (%)
      Lower improves ESG score

FXO Performance

This section shows how this ETF has performed relative to its peer group ETFdb.com Category.

-2.48%
1 Week Return
-2.87%
4 Week Return
3.93%
13 Week Return
35.06%
26 Week Return
29.95%
Year to Date Return
73.97%
1 Year Return
48.63%
3 Year Return
112.92%
5 Year Return
 
View Detailed Analysis
 
1 Week Return
-2.48%
Rank
21 of 35
Low
FTXO (-5.61%)
High
BITQ (8.14%)
4 Week Return
-2.87%
Rank
26 of 35
Low
IAT (-6.64%)
High
VFIN (26.03%)
13 Week Return
3.93%
Rank
22 of 34
Low
SPXZ (-14.31%)
High
KWT (12.85%)
26 Week Return
35.06%
Rank
7 of 32
Low
INDF (15.37%)
High
FTXO (39.28%)
Year to Date Return
29.95%
Rank
7 of 33
Low
VFIN (-8.80%)
High
KBWD (33.47%)
1 Year Return
73.97%
Rank
2 of 30
Low
LEND (12.67%)
High
KRE (76.50%)
3 Year Return
48.63%
Rank
3 of 29
Low
EUFN (7.53%)
High
KCE (62.44%)
5 Year Return
112.92%
Rank
9 of 26
Low
BDCZ (30.56%)
High
IAI (192.47%)

 
View Summary Analysis
 

FXO Price and Volume Chart

Sector Breakdown

Asset Percentage
Share/Common/Ordinary 99.94%
Open-ended Fund 0.04%
CASH 0.0%
Sector Percentage
Finance 99.6%
Technology Services 0.34%
Miscellaneous 0.04%
CASH 0.0%
Market Cap Percentage
Mid 58.01%
Large 41.99%
Micro 0.0%
Small 0.0%
Region Percentage
North, Central and South America 99.98%
Other 0.0%
Region Percentage
Country Percentage
United States 90.95%
Bermuda 6.71%
Puerto Rico 1.32%
Switzerland 0.63%
United Kingdom 0.33%
Other 0.04%
 
View Less Charts
 
Asset Percentage
Share/Common/Ordinary 99.94%
Open-ended Fund 0.04%
CASH 0.0%
 
View More Charts
 

FXO Technicals

Volatility Analysis

This section shows how the volatility of this ETF compares to the peer group ETFdb.com Category.

 
View Detailed Analysis
 
5 Day Volatility
73.20%
Rank
17 of 35
Low
KWT (11.74%)
High
KBWB (420.20%)
20 Day Volatility
12.30%
Rank
15 of 35
Low
BDCZ (7.47%)
High
BITQ (60.19%)
50 Day Volatility
16.05%
Rank
13 of 34
Low
KWT (10.72%)
High
VFIN (40.04%)
200 Day Volatility
19.55%
Rank
12 of 33
Low
KWT (11.14%)
High
VFIN (49.17%)
Beta
1.23
Rank
15 of 34
Low
VFIN (-3.42)
High
INDF (2.18)
Standard Deviation
7.49%
Rank
17 of 30
Low
LEND (1.34%)
High
IYG (24.54%)

 
View Summary Analysis
 

Technicals

  • 20 Day MA $45.25
  • 60 Day MA $43.85
  • MACD 15 Period -0.90
  • MACD 100 Period 2.52
  • Williams % Range 10 Day 92.96
  • Williams % Range 20 Day 83.50
  • RSI 10 Day 38
  • RSI 20 Day 49
  • RSI 30 Day 53
  • Ultimate Oscillator 42

Bollinger Brands

  • Lower Bollinger (10 Day) $44.52
  • Upper Bollinger (10 Day) $46.20
  • Lower Bollinger (20 Day) $44.50
  • Upper Bollinger (20 Day) $46.01
  • Lower Bollinger (30 Day) $44.27
  • Upper Bollinger (30 Day) $46.03

Support & Resistance

  • Support Level 1 $44.08
  • Support Level 2 $43.79
  • Resistance Level 1 $44.82
  • Resistance Level 2 $45.26

Stochastic

  • Stochastic Oscillator %D (1 Day) 35.01
  • Stochastic Oscillator %D (5 Day) 21.30
  • Stochastic Oscillator %K (1 Day) 40.84
  • Stochastic Oscillator %K (5 Day) 34.36

Fact Sheet

Fact sheets are issued by the ETF provider and framed by ETFdb.com. Information contained within the fact sheet is not guaranteed to be timely or accurate.

Download the fact sheet PDF

Disclosures

Copyright © 2021 FactSet Research Systems Inc. All rights reserved.

Copyright MSCI ESG Research LLC [2018]. All Rights Reserved. MSCI ESG Research LLC’s (“MSCI ESG”) Fund Metrics products (the “Information”) provide environmental, social and governance data with respect to underlying securities within more than 23,000 multi-asset class Mutual Funds and ETFs globally. MSCI ESG is a Registered Investment Adviser under the Investment Advisers Act of 1940. MSCI ESG materials have not been submitted, to nor received approval from, the US SEC or any other regulatory body. None of the information constitutes an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product or trading strategy, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. None of the Information can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided “as is” and the user of the Information assumes the entire risk of any use it may make or permit to be made of the Information. All Information is provided solely for your internal use, and may not be reproduced or redisseminated in any form without express prior written permission from MSCI. Neither MSCI ESG nor any of its affiliates or any third party involved in or related to creating any Information makes any express or implied warranties, representations or guarantees, and in no event will MSCI ESG or any such affiliate or third party have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) relating to any Information. More information on MSCI ESG Fund Metrics, provided by MSCI ESG Research LLC, can be found at https://www.msci.com/esg-fund-metrics.
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