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Broker-Dealers ETFs invest in stocks of companies involved in the business of buying and selling securities, operating as both a broker and a dealer. These include both traditional brokers as well as online brokers.

Click on the tabs below to see more information on Broker-Dealers ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization. Note that ETFs are usually tagged by ETFdb analysts as more than one type; for example, an inverse gold ETF may be tagged as “inverse” and as “gold” and as “commodity”.

Note that the table below may include leveraged and inverse ETFs. Exclude Leveraged and Inverse ETFs

As of 11/23/2020

ETF Overview

ETF Returns

ETF Fund Flows

ETF Expenses

ESG Scores

ETF Dividends

ETF Holdings

ETF Tax Rates

ETF Technicals

ETF Analysis

ETFs: ETFdb Realtime Ratings

This is a list of all Broker-Dealers ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETFdb.com Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2020-11-23 15:18 EST

This page includes historical return information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Broker-Dealers ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Broker-Dealers ETFs.

The following table includes ESG Scores and other descriptive information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Broker-Dealers ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Broker-Dealers ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Broker-Dealers ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETFdb Ratings for all Broker-Dealers ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETFdb Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETFdb.com Category. As such, it should be noted that this page may include ETFs from multiple ETFdb.com Categories.

Symbol	ETF Name	Asset Class	Sector	Total Assets ($MM)	YTD	Avg Volume	Previous Closing Price	1-Day Change	1 Week	4 Week	1 year	3 year	5 year	YTD FF	1 Week FF	4 Week FF	1 Year FF	3 Year FF	5 Year FF	ETFdb.com Category	Inception	ER	Commission Free	Annual Dividend Rate	Dividend Date	Dividend	Annual Dividend Yield %	P/E Ratio	Beta	# of Holdings	% In Top 10	Complete	ST Cap Gain Rate	LT Cap Gain Rate	Tax Form	Lower Bollinger	Upper Bollinger	Support 1	Resistance 1	RSI	Advanced	Fact Sheet	ETF Holdings	Chart	ETF Home Page	Head-To-Head	Overall Rating	Liquidity Rating	Expenses Rating	Returns Rating	Volatility Rating	Dividend Rating	Concentration Rating	ESG Score	ESG Score Peer Percentile (%)	ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%)
IAI	iShares US Broker-Dealers ETF	Equity	Financials	$112.19	6.30%	18,805	$71.50	2.00%	2.06%	11.83%	7.71%	27.56%	81.86%							Financials Equities	2006-05-05	0.42%	N/A	$1.25	2020-09-23	$0.33	1.78%	13.88	1.06	25	82.97%	View	35%	15%	1099	$60.01	$73.47	$71.24	$71.77	68.15	View	View	View	View	View	View		B+	B					5.17	31.20%	33.35%	5.43	0.00%	0.00%
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Broker-Dealers Industry Power Rankings New

58 ^th

3-Mo. Fund Flow:

31 ^st

Avg. 3-Mo. Return:

58 ^th

Aggregate AUM:

21 ^st

Avg. Expense Ratio:

30 ^th

Avg. Dividend Yield:

Industry power rankings are rankings between Broker-Dealers and all other industry U.S.-listed ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to a specific industry. If an ETF changes its industry classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Broker-Dealers and all other industries are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective industries. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Broker-Dealers relative to other industries. If an ETF’s industry classification changes, it will affect the fund flow calculations. The calculations exclude inverse ETFs. All values are in U.S. dollars.

Return Leaderboard

Broker-Dealers and all other industries are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective industries. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months. If an ETF’s industry classification changes, it will affect the 3-month return calculations. The calculations exclude inverse ETFs.

AUM Leaderboard

Broker-Dealers and all other industries are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective industries. If an ETF’s industry classification changes, it will affect the aggregate AUM calculations. The calculations exclude inverse ETFs. All values are in U.S. dollars.

Expense Leaderboard

Broker-Dealers and all other industries are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective industries. The lower the average expense ratio for all U.S.-listed ETFs in an industry, the higher the rank. If an ETF’s industry classification changes, it will affect the expense ratio calculations. The calculations exclude inverse ETFs.

Dividend Leaderboard

Broker-Dealers and all other industries are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective industries. If an ETF’s industry classification changes, it will affect the dividend yield calculations. The calculations exclude inverse ETFs.

Industry	Fund Flow Rank	+/-	Return Rank	+/-	AUM Rank	+/-	Expense Rank	+/-	Dividend Rank	+/-	# of ETFs
Oil & Gas Exploration & Production	1	2	67	4	11	1	11	-	2	-	28
Broad Technology	2	1	60	15	1	-	13	1	56	1	52
Broad Industrials	3	1	21	3	8	1	6	-	34	-	20
Internet	4	1	32	15	10	1	58	-	72	-	9
Broad Materials	5	1	26	1	17	-	7	-	32	1	14
Clean Energy	6	2	2	-	20	-	45	1	62	1	7
Transportation	7	-	22	3	30	-	29	-	49	1	6
Broad Financials	8	4	28	13	4	-	9	-	23	1	29
Broad Consumer Discretionary	9	1	49	6	5	-	4	-	40	1	18
Retail	10	1	48	-	28	-	41	1	59	-	7
Banks	11	-	8	6	25	-	16	-	15	1	3
Broad Real Estate	12	2	54	4	2	-	10	-	9	-	39
Media	13	3	55	8	14	-	2	-	52	1	3
Biotechnology	14	1	37	12	9	1	33	-	58	-	19
Solar Energy	15	-	1	-	32	1	68	-	71	-	2
Software	16	4	41	8	13	-	40	1	66	-	8
Airlines	17	3	6	2	31	1	53	-	28	2	1
Gaming	18	-	47	7	37	1	42	-	69	-	5
Medical Devices	19	-	50	22	16	-	20	-	70	-	2
Gold Miners	20	5	74	5	6	-	48	2	63	1	11
Regional Banks	21	2	4	2	33	2	19	-	16	3	4
Semiconductors	22	10	11	6	15	-	35	-	50	-	9
Internet Architecture	23	2	56	1	29	-	49	-	37	-	3
Lithium	24	2	3	-	41	-	69	-	46	-	1
Broad Telecom	25	1	43	8	22	-	12	1	42	-	9
Silver Miners	26	3	73	7	34	-	57	-	44	1	3
Wind Energy	27	-	14	2	51	-	56	-	36	-	1
Metals & Mining	28	4	13	10	38	1	18	-	29	1	4
Agribusiness	29	5	34	10	43	-	37	-	38	1	3
Homebuilders	30	13	65	5	24	1	26	-	61	1	5
Pharmaceutical	31	1	57	3	35	1	30	-	43	1	13
Cleantech	32	1	16	-	48	-	63	-	67	-	1
Broad Healthcare	33	5	62	11	3	-	8	-	31	2	23
Electric Energy Infrastructure	34	1	15	-	59	1	62	-	54	2	2
Water	35	-	30	1	26	-	55	-	53	1	5
Industrial/Office Real Estate	36	-	68	10	56	-	50	-	27	2	1
Social Media	37	-	20	10	52	-	59	-	74	-	1
YieldCos	38	5	36	15	62	-	60	-	14	1	1
Natural Gas	39	3	58	14	61	-	54	-	8	-	1
Mortgage REITs	40	2	18	18	36	1	27	-	1	-	3
MLP	41	24	53	15	19	-	71	1	5	1	20
Copper Miners	42	2	12	1	55	-	61	-	60	-	1
Healthcare Services	43	1	40	14	39	2	34	-	51	-	3
Coal	44	5	52	7	66	-	64	-	47	-	2
Timber	45	6	33	3	50	1	31	-	39	1	2
Automotive	46	-	5	1	69	-	67	-	45	2	1
Private Equity	47	3	25	7	53	-	73	-	7	-	2
Steel	48	3	10	1	65	-	44	1	17	-	1
Engineering & Construction	49	6	29	5	73	-	66	-	18	-	1
Shipping	50	3	70	7	74	-	1	-	73	-	1
Nuclear Energy	51	3	35	11	71	-	52	-	21	-	1
Unconventional Oil & Natural Gas	52	-	63	10	72	-	38	-	68	-	1
Residential Real Estate	53	6	38	16	47	-	28	-	12	-	1
Networking	54	4	64	3	60	1	39	-	64	1	2
Hard Assets Producers	55	1	39	16	67	-	32	-	19	-	1
Business Development Company	56	4	27	22	49	1	74	-	3	-	5
Energy Infrastructure	57	-	69	1	64	-	46	1	4	1	2
Broker-Dealers	58	3	31	6	58	-	21	-	30	-	1
Environmental Services	59	-	17	3	70	-	43	-	65	-	1
Community Banks	60	2	9	4	63	-	51	-	20	-	1
Food & Beverage	61	3	71	7	57	-	72	1	48	1	3
Uranium	62	1	72	7	54	-	65	-	25	-	1
Capital Markets	63	18	19	1	68	-	14	-	24	-	1
Consumer Services	64	16	42	4	40	-	23	-	55	1	3
Consumer Goods	65	24	46	7	45	1	22	-	33	1	3
Oil Equipment & Services	66	-	45	29	44	1	15	-	57	2	4
Insurance	67	1	24	18	46	-	17	-	26	1	3
Broad Utilities	68	1	44	15	12	2	3	-	13	3	16
Infrastructure	69	-	51	5	18	-	47	1	11	-	9
Natural Resources	70	-	61	1	21	-	25	-	10	-	6
Broad Energy	71	-	66	1	42	-	36	-	6	-	5
Aerospace & Defense	72	-	23	30	23	1	24	-	35	-	4
Broad Consumer Staples	73	-	59	7	7	-	5	-	22	1	19
Financial Services	74	-	7	-	27	-	70	-	41	1	3
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* Ranks are updated on a weekly basis. Last updated on Nov 23, 2020

ETF Issuer League Tables - Broker-Dealers Industry New

ETF issuers who have ETFs with exposure to Broker-Dealers are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Broker-Dealers ETFs and every Broker-Dealers ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Broker-Dealers. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Broker-Dealers. To get the estimated issuer revenue from a single Broker-Dealers ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Broker-Dealers. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Broker-Dealers. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Broker-Dealers. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Broker-Dealers. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Broker-Dealers. The lower the average expense ratio of all U.S.-listed Broker-Dealers ETFs for a given issuer, the higher the rank.