Broker-Dealers ETF List

Broker-Dealers ETFs invest in stocks of companies involved in the business of buying and selling securities, operating as both a broker and a dealer. These include both traditional brokers as well as online brokers.

Click on the tabs below to see more information on Broker-Dealers ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization. Note that ETFs are usually tagged by ETF Database analysts as more than one type; for example, an inverse gold ETF may be tagged as “inverse” and as “gold” and as “commodity”.

Note that the table below may include leveraged and inverse ETFs. Exclude Leveraged and Inverse ETFs

As of 07/08/2025

ETF Overview

ETF Returns

ETF Fund Flows

ETF Expenses

ESG Scores

ETF Dividends

ETF Holdings

ETF Tax Rates

ETF Technicals

ETF Analysis

ETFs: ETF Database Realtime Ratings

This is a list of all Broker-Dealers ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETF Database Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2025-07-08 1:00 EDT

This page includes historical return information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Broker-Dealers ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Broker-Dealers ETFs.

The following table includes ESG Scores and other descriptive information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Broker-Dealers ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Broker-Dealers ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Broker-Dealers ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Broker-Dealers ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETF Database Ratings for all Broker-Dealers ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETF Database Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETF Database Category. As such, it should be noted that this page may include ETFs from multiple ETF Database Categories.

Symbol Symbol	ETF Name ETF Name	Asset Class Asset Class	Sector Sector	Total Assets ($MM) Total Assets ($MM)	YTD YTD	Avg Volume Avg Volume	Previous Closing Price Previous Closing Price	1-Day Change 1-Day Change	1 Week 1 Week	1 Month 1 Month	1 Year 1 Year	3 Year 3 Year	5 Year 5 Year	YTD FF YTD FF	1 Week FF 1 Week FF	4 Week FF 4 Week FF	1 Year FF 1 Year FF	3 Year FF 3 Year FF	5 Year FF 5 Year FF	ETF Database Category ETF Database Category	Inception Inception	ER ER	Commission Free Commission Free	Annual Dividend Rate Annual Dividend Rate	Dividend Date Dividend Date	Dividend Dividend	Annual Dividend Yield % Annual Dividend Yield %	P/E Ratio P/E Ratio	Beta Beta	# of Holdings # of Holdings	% In Top 10 % In Top 10	Complete Complete	ST Cap Gain Rate ST Cap Gain Rate	LT Cap Gain Rate LT Cap Gain Rate	Tax Form Tax Form	Lower Bollinger Lower Bollinger	Upper Bollinger Upper Bollinger	Support 1 Support 1	Resistance 1 Resistance 1	RSI RSI	Advanced Advanced	Fact Sheet Fact Sheet	ETF Holdings ETF Holdings	Chart Chart	ETF Home Page ETF Home Page	Head-To-Head Head-To-Head	Overall Rating Overall Rating	Liquidity Rating Liquidity Rating	Expenses Rating Expenses Rating	Returns Rating Returns Rating	Volatility Rating Volatility Rating	Dividend Rating Dividend Rating	Concentration Rating Concentration Rating	ESG Score ESG Score	ESG Score Peer Percentile (%) ESG Score Peer Percentile (%)	ESG Score Global Percentile (%) ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales) Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%) SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%) Sustainable Impact Solutions (%)
IAI	iShares U.S. Broker-Dealers & Securities Exchanges ETF	Equity	Financials	$1,416.42	19.63%	154,187	$171.42	-0.16%	1.35%	9.34%	46.05%	28.89%	24.96%							Financials Equities	2006-05-01	0.40%	N/A	$1.62	2025-06-16	$0.36	0.94%	15.39	1.05	34	72.73%	View	40%	20%	1099	$149.53	$173.59	$170.37	$172.26	75.11	View	View	View	View	View	View		B+	B+					6.79	50.69%	65.31%	2.55	0.00%	0.00%
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Broker-Dealers Industry Power Rankings New

57 ^th

3-Mo. Fund Flow:

12 ^th

Avg. 3-Mo. Return:

45 ^th

Aggregate AUM:

21 ^st

Avg. Expense Ratio:

58 ^th

Avg. Dividend Yield:

Industry power rankings are rankings between Broker-Dealers and all other industry U.S.-listed ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to a specific industry. If an ETF changes its industry classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Broker-Dealers and all other industries are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective industries. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Broker-Dealers relative to other industries. If an ETF’s industry classification changes, it will affect the fund flow calculations. The calculations exclude inverse ETFs. All values are in U.S. dollars.

Return Leaderboard

Broker-Dealers and all other industries are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective industries. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months. If an ETF’s industry classification changes, it will affect the 3-month return calculations. The calculations exclude inverse ETFs.

AUM Leaderboard

Broker-Dealers and all other industries are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective industries. If an ETF’s industry classification changes, it will affect the aggregate AUM calculations. The calculations exclude inverse ETFs. All values are in U.S. dollars.

Expense Leaderboard

Broker-Dealers and all other industries are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective industries. The lower the average expense ratio for all U.S.-listed ETFs in an industry, the higher the rank. If an ETF’s industry classification changes, it will affect the expense ratio calculations. The calculations exclude inverse ETFs.

Dividend Leaderboard

Broker-Dealers and all other industries are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective industries. If an ETF’s industry classification changes, it will affect the dividend yield calculations. The calculations exclude inverse ETFs.

Industry Industry	Fund Flow Rank Fund Flow Rank	+/- +/-	Return Rank Return Rank	+/- +/-	AUM Rank AUM Rank	+/- +/-	Expense Rank Expense Rank	+/- +/-	Dividend Rank Dividend Rank	+/- +/-	# of ETFs # of ETFs
Broad Technology	1	-	15	-	1	-	10	1	67	-	96
Aerospace & Defense	2	-	16	9	14	-	34	-	66	-	11
Broad Telecom	3	-	41	3	8	1	2	-	51	4	10
Infrastructure	4	1	47	16	13	-	28	-	34	3	9
Automotive	5	4	45	33	23	1	76	-	6	-	10
Internet Architecture	6	1	30	13	19	-	50	1	74	-	3
Broad Utilities	7	3	61	17	10	2	6	-	12	8	14
Broad Consumer Discretionary	8	58	44	1	9	1	1	-	57	3	21
Broad Real Estate	9	3	62	2	3	-	5	-	11	1	40
Silver Miners	10	2	18	9	31	-	63	-	21	2	5
Nuclear Energy	11	1	4	1	37	-	58	-	69	-	3
Banks	12	53	11	18	22	1	14	-	22	6	4
MLP	13	2	74	1	15	-	72	-	7	2	12
Electric Energy Infrastructure	14	-	20	9	35	-	45	1	54	5	2
Consumer Services	15	5	39	2	42	1	18	-	68	-	1
Software	16	57	10	4	17	-	40	-	19	1	11
Business Development Company	17	5	64	1	41	-	78	-	5	1	4
Media	18	5	8	24	59	-	74	1	15	-	4
Retail	19	3	19	20	47	1	53	8	32	3	12
Metals & Mining	20	2	17	10	32	2	16	-	43	-	4
Homebuilders	21	36	55	17	29	1	26	-	48	2	6
Private Equity	22	-	46	1	63	-	77	-	4	4	2
Transportation	23	6	34	12	48	-	19	-	50	1	7
Agribusiness	24	4	48	6	52	1	41	-	17	1	5
Gaming	25	4	25	19	56	1	47	1	65	-	7
Healthcare Services	26	3	79	1	57	3	17	-	60	3	2
Airlines	27	12	21	30	50	1	57	-	78	-	3
Wind Energy	28	3	27	17	65	-	56	-	53	5	2
Broad Materials	29	27	52	4	20	-	11	1	31	2	14
Timber	30	10	60	11	64	-	32	1	41	7	2
Shipping	31	4	35	2	74	-	65	-	1	-	3
Environmental Services	32	2	54	13	72	-	44	-	75	-	1
Internet Infrastructure	33	3	5	-	55	1	38	-	35	5	4
Global Warming	34	5	33	13	77	-	37	-	47	3	1
Food & Beverage	35	11	63	5	70	-	59	-	30	2	3
Commodity Producers	36	5	73	12	79	-	79	-	79	-	1
Hard Assets Producers	37	7	51	2	66	1	24	-	27	-	1
Nanotechnology	38	6	9	17	78	-	51	1	76	-	1
Networking	39	6	31	10	75	-	20	-	44	9	1
YieldCos	40	5	42	24	76	-	64	-	55	8	1
Industrial/Office Real Estate	41	4	59	2	69	-	43	-	20	3	1
Community Banks	42	16	37	17	71	-	54	-	29	7	1
Steel	43	5	32	18	73	-	46	1	14	-	1
Leisure & Entertainment	44	3	14	8	61	-	55	-	61	-	6
Cleantech	45	3	43	7	67	1	61	-	45	5	4
Insurance	46	31	77	11	36	-	15	-	36	1	3
Natural Gas	47	3	66	9	62	-	48	1	18	7	1
Capital Markets	48	1	23	1	60	-	12	-	37	4	1
Water	49	1	49	9	24	1	49	1	52	2	7
Mortgage REITs	50	-	65	4	51	1	33	1	3	-	8
Residential Real Estate	51	8	76	8	53	1	36	-	24	-	1
Social Media	52	5	6	2	58	-	75	-	2	-	8
Consumer Goods	53	7	75	13	44	-	23	-	25	2	1
Energy Infrastructure	54	9	72	9	34	2	30	1	9	-	3
Lithium	55	3	56	14	49	-	69	-	62	10	2
Manufacturing	56	3	28	5	68	-	70	-	73	-	2
Broker-Dealers	57	6	12	1	45	-	21	-	58	1	1
Oil Equipment & Services	58	6	68	11	46	1	13	-	26	-	4
Financial Services	59	8	26	21	26	2	66	-	59	1	4
Pharmaceutical	60	5	71	4	43	1	25	-	39	1	7
Broad Energy	61	7	67	7	39	1	71	-	8	1	6
Clean Energy	62	4	29	10	33	-	29	1	40	4	13
Medical Devices	63	3	58	3	28	2	22	-	70	-	3
Cloud Computing	64	5	22	3	30	1	52	1	77	-	9
Solar Energy	65	3	24	11	54	3	67	-	63	1	3
Natural Resources	66	1	53	-	21	-	27	-	13	-	7
Broad Industrials	67	3	36	2	7	-	9	-	49	2	19
Broad Consumer Staples	68	49	69	10	11	-	7	-	23	2	14
Uranium	69	-	3	1	25	1	68	-	28	1	2
Regional Banks	70	9	7	45	27	-	31	2	16	5	4
Cryptocurrency	71	3	1	-	40	1	73	1	71	-	10
Copper Miners	72	-	13	15	38	2	62	-	42	-	1
Biotechnology	73	2	57	7	18	-	35	-	72	-	21
Broad Healthcare	74	-	78	2	5	-	4	-	33	5	25
Internet	75	-	38	8	16	-	60	-	46	1	16
Gold Miners	76	-	40	24	12	-	42	-	56	-	14
Oil & Gas Exploration & Production	77	1	70	7	6	-	3	-	10	2	21
Semiconductors	78	1	2	2	4	-	39	-	64	-	17
Broad Financials	79	-	50	2	2	-	8	-	38	1	24
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* Ranks are updated on a weekly basis. Last updated on Jul 07, 2025

ETF Issuer League Tables - Broker-Dealers Industry New

ETF issuers who have ETFs with exposure to Broker-Dealers are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Broker-Dealers ETFs and every Broker-Dealers ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Broker-Dealers. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Broker-Dealers. To get the estimated issuer revenue from a single Broker-Dealers ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Broker-Dealers. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Broker-Dealers. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Broker-Dealers. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Broker-Dealers. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Broker-Dealers. The lower the average expense ratio of all U.S.-listed Broker-Dealers ETFs for a given issuer, the higher the rank.

ETF Issuer Dividend League Table

ETF issuers are ranked based on their AUM-weighted average dividend yield of their ETFs with exposure to Broker-Dealers.

Issuer Issuer	+/- +/-	+/- +/-	+/- +/-	+/- +/-	+/- +/-	+/- +/-	# of ETFs # of ETFs	issuer_power_ranking_sort_text issuer_power_ranking_sort_text
BlackRock Financial Management	-	-	-	-	-	-	1	Blackrock Financial Management
BlackRock, Inc.	-	-	-	-	-	-	1	BlackRock, Inc.
Barclays Global Fund Advisors	-	-	-	-	-	-	1	iShares
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