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FYT
First Trust Small Cap Value AlphaDEX Fund

Price: $31.42
Change: $1.06 (-0.03%)
Category: Small Cap Value Equities
Last Updated:

Vitals

Investment Themes

Trading Data

Open - Volume -
Day Lo - Day Hi -
  • Open
  • Volume
  • Day Lo
  • Day Hi
  • 52 Week Lo $18.76
  • 52 Week Hi $38.10
  • AUM $65.0 M
  • Shares 2.0 M

Analyst Report

This ETF seeks to replicate a benchmark which offers exposure small cap firms that have value characteristics in the U.S. equity market. The investment thesis behind small caps is that these firms are likely to provide strong growth prospects to a portfolio and should have a much easier time growing then their large cap counterparts. However, these securities are extremely volatile and can experience large losses or gains in a very short period of time. Despite their volatility, these products should probably be in every investors' portfolio as they tend to move somewhat independently of large caps and can be a better 'pure play' on the American economy. This particular fund, since it focuses on value securities, has certain biases in its portfolio holdings and may not offer as much of a cross section as funds such as IWM. However, the fund does employ an 'alphaDEX methodology which makes it somewhat different from other products in the space. This method uses an equal dollar weighting system which looks to only invest in the best companies in the small cap space. While this greatly decreases the number of securities that the fund holds, it also increases expenses as well as FYT has a much higher expense ratio than comparable products, close to three times higher than many other funds in the space. As a result, cost conscious investors would be wise to look at other products and avoid FYT for their portfolios.

Historical Trading Data

  • 1 Month Avg. Volume 14,522
  • 3 Month Avg. Volume 17,692

Alternative ETFs in the Small Cap Value Equities Category

Type Symbol Expense Ratio Assets Avg. Daily Vol YTD Return
Cheapest SLYV 0.15% $2.2 B 190,789 -20.26%
Largest (AUM) IJS 0.25% $5.1 B 312,771 -20.51%
Most Liquid (Volume) IJS 0.25% $5.1 B 312,771 -20.51%
Top YTD Performer CALF 0.59% $37.4 M 15,891 -5.21%

Top 15 Holdings

Concentration Analysis

This section compares how balanced and deep this ETF is relative to the peer group ETFdb.com Category.

263
Number of Holdings
9.83%
% Assets in Top 10
13.69%
% Assets in Top 15
34.78%
% Assets in Top 50
 
View Detailed Analysis
 
Number of Holdings
263
Rank
13 of 22
Low
XMVM (78)
High
VTWV (1445)
% Assets in Top 10
9.83%
Rank
10 of 22
Low
PQSV (3.63%)
High
RFV (26.16%)
% Assets in Top 15
13.69%
Rank
12 of 22
Low
PQSV (4.73%)
High
RFV (35.92%)
% Assets in Top 50
34.78%
Rank
13 of 22
Low
PQSV (11.23%)
High
RFV (80.83%)

 
View Summary Analysis
 

Sector Breakdown

Asset Percentage
Common equity 98.92%
ETF Cash Component 1.08%
Sector Percentage
Industrials 21.32%
Financials 21.12%
Consumer, Cyclical 14.7%
Basic Materials 9.57%
Technology 6.84%
Other 6.23%
Energy 5.56%
Real Estate 5.4%
Consumer, Non-Cyclical 3.93%
Communications 2.76%
Healthcare 1.13%
ETF Cash Component 1.08%
Utilities 0.36%
Market Cap Percentage
Micro cap 84.37%
Small cap 14.55%
ETF Cash Component 1.08%
Region Percentage
North America 96.39%
Europe 1.83%
ETF Cash Component 1.08%
Latin America 0.7%
Region Percentage
United States 96.39%
Developed Markets (ex-US) 1.83%
ETF Cash Component 1.08%
Emerging Markets 0.47%
Not-designated 0.23%
Country Percentage
United States 96.39%
ETF Cash Component 1.08%
United Kingdom 0.94%
Luxembourg 0.6%
Mexico 0.47%
Netherlands 0.3%
Puerto Rico 0.23%
 
View Less Charts
 
Asset Percentage
Common equity 98.92%
ETF Cash Component 1.08%
 
View More Charts
 

FYT Valuation

This section shows how the P/E multiple of this ETF compares to the peer group ETFdb.com Category.

P/E Ratio
9.25
Rank
2 of 22
Low
BUY (7.87)
High
OMFS (40.03)

FYT Dividend

This section shows how the dividend yield of this ETF compares to the peer group ETFdb.com Category.

Dividend
$0.11
Dividend Date
2020-09-24
Annual Dividend Rate
$0.42

$0.11
Dividend
2020-09-24
Dividend Date
$0.42
Annual Dividend Rate
Annual Dividend Yield
1.30%
Rank
20 of 22
Low
CALF (0.73%)
High
BUY (7.67%)

FYT Fund Flows

View charts featuring ETF fund flow data.

5 Day Net Flows: 0 1 Month Net Flows: 3.32 M 3 Month Net Flows: 15.09 M 6 Month Net Flows: 15.08 M 1 Year Net Flows: 10.59 M 3 Year Net Flows: -4.61 M 5 Year Net Flows: 9.73 M 10 Year Net Flows: 54.94 M

Realtime Rating

The adjacent table gives investors an individual Realtime Rating for FYT on several different metrics, including liquidity, expenses, performance, volatility, dividend, concentration of holdings in addition to an overall rating. The "A+ Metric Rated ETF" field, available to ETFdb Pro members, shows the ETF in the Small Cap Value Equities with the highest Metric Realtime Rating for each individual field. To view all of this data, sign up for a free 14-day trial for ETFdb Pro. To view information on how the ETFdb Realtime Ratings work, click here.

Sign Up for Pro to Unlock Data Sign Up
Metric Metric Realtime Rating A+ Metric Rated ETF
Liquidity A- n/a
Expenses C n/a
Performance
Volatility
Dividend
Concentration

A+ Overall Rated ETF:

FYT Expenses & Fees

This section compares the cost efficiency of this ETF to peers in the same ETFdb.com Category.

Expenses Ratio Analysis

ETF Average
0.535%
ETF Wtd. Average
0.19%
Category Average
0.36%
Expense Ratio
0.72%
Rank
21 of 22
Low
VIOV (0.15%)
High
BUY (0.80%)
ESG Themes and Scores
3.58/10
ESG Score
10.41%
Global Percentile
10.83%
Peer Percentile
Environmental
Social
Governance
  • Environmental Scores
    • Revenue Exposure to Environmental Impact (%)
      Higher is better, no ESG score impact
    • Severe Environment Controversies (%)
      Lower improves ESG score
    • Sustainable Impact Solutions (%)
      5.36%
      Higher is better, no ESG score impact
    Carbon Intensity
    • Weighted Average Carbon Intensity (Tons of CO2e / $M Sales)
      173.41
      Higher is worse, no ESG score impact
    Fossil Fuel Reserves
    • Fossil Fuel Reserves (%)
      Higher is worse, no ESG score impact
    • High Impact Fossil Fuel Reserves (%)
      Higher is worse, no ESG score impact
    Water Stress
    • Water Stress High Risk Business Segment (%)
      Lower improves ESG score
    • Water Stress High Risk Geography (%)
      Lower improves ESG score
    • Water Stress Exposure Moderate (%)
      Lower improves ESG score
    • Water Stress Exposure High (%)
      Lower improves ESG score
    • Water Stress Exposure Low (%)
      Higher improves ESG score
    Energy Efficiency
    • Revenue Exposure to Energy Efficiency (%)
      Higher is better, no ESG score impact
    Alternative Energy
    • Revenue Exposure to Alternative Energy (%)
      Higher is better, no ESG score impact
    Green Building
    • Revenue Exposure to Green Building (%)
      Higher is better, no ESG score impact
    Pollution Prevention
    • Revenue Exposure to Pollution Prevention (%)
      Higher is better, no ESG score impact
    Water Sustainability
    • Revenue Exposure to Water Sustainability (%)
      Higher is better, no ESG score impact
  • Social Scores
    • Revenue Exposure to Social Impact (%)
      Higher is better, no ESG score impact
    • Sustainable Impact Solutions (%)
      5.36%
      Higher is better, no ESG score impact
    • SRI Exclusion Criteria (%)
      3.52%
      Higher is worse, no ESG score impact
    Affordable Real Estate
    • Revenue Exposure to Affordable Real Estate (%)
      Higher is better, no ESG score impact
    Education
    • Revenue Exposure to Education (%)
      Higher is better, no ESG score impact
    Major Disease Treatment
    • Revenue Exposure to Major Disease Treatment (%)
      Higher is better, no ESG score impact
    Healthy Nutrition
    • Revenue Exposure to Nutrition (%)
      Higher is better, no ESG score impact
    Global Sanitation
    • Revenue Exposure to Sanitation (%)
      Higher is better, no ESG score impact
    SME Finance
    • Revenue Exposure to SME Finance (%)
      Higher is better, no ESG score impact
    Human Rights Violations
    • Human Rights Norms Violation (%)
      Higher is worse, no ESG score impact
    • Human Rights Norms Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Severe Human Rights Controversies (%)
      Lower improves ESG score
    Labor Rights Violations
    • Labor Norms Violation (%)
      Higher is worse, no ESG score impact
    • Labor Norms Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    • Severe Labor Controversies (%)
      Lower improves ESG score
    Customer Controversies
    • Severe Customer Controversies (%)
      Lower improves ESG score
    UN Principles Violations
    • Global Compact Compliance Violation (%)
      Higher is worse, no ESG score impact
    • Global Compact Compliance Violation OR Watch List (%)
      Higher is worse, no ESG score impact
    Catholic Values
    • Catholic Values Fail (%)
      Higher is worse, no ESG score impact
    Sharia Compliant Investing
    • Islamic Non-Compliant (%)
      Higher is worse, no ESG score impact
    Adult Entertainment
    • Adult Entertainment Involvement (%)
      Higher is worse, no ESG score impact
    Alcohol
    • Alcohol Involvement (%)
      Higher is worse, no ESG score impact
    Gambling
    • Gambling Involvement (%)
      Higher is worse, no ESG score impact
    Nuclear Power
    • Nuclear Power Involvement (%)
      Higher is worse, no ESG score impact
    Tobacco
    • Tobacco Involvement (%)
      Higher is worse, no ESG score impact
    Weapons Involvement
    • Weapons Involvement (%)
      Higher is worse, no ESG score impact
    • Controversies Weapons Involvement (%)
      Higher is worse, no ESG score impact
    Firearms
    • Civilian Firearms Involvement (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Retailer (%)
      Higher is worse, no ESG score impact
    • Civilian Firearms Producer (%)
      Higher is worse, no ESG score impact
    Predatory Lending
    • Direct Predatory Lending Involvement (%)
      Higher is worse, no ESG score impact
    GMO Involvement
    • Genetic Engineering Involvement (%)
      Higher is worse, no ESG score impact
  • Responsible Governance Score
    • Severe Governance Controversies (%)
      Lower improves ESG score
    Board Flag
    • Board Flag (%)
      Lower improves ESG score
    Board Independence
    • Lack of Independent Board Majority (%)
      Lower improves ESG score
    • Board Independence (0-25%) (%)
      Lower improves ESG score
    • Board Independence (25-50%) (%)
      Lower improves ESG score
    • Board Independence (50-75%) (%)
      Higher improves ESG score
    • Board Independence (75-100%) (%)
      Higher improves ESG score
    Board Diversity
    • No Female Directors (%)
      Lower improves ESG score
    • Three OR More Female Directors (%)
      Higher improves ESG score
    • Females Represent 30% of Directors (%)
      Higher improves ESG score
    Entrenched Board
    • Entrenched Board (%)
      Lower improves ESG score
    Overboarding
    • Overboarding (%)
      Lower improves ESG score
    Shareholder Rights
    • Negative Director Votes (%)
      Lower improves ESG score
    • Ownership AND Control Flag (%)
      Lower improves ESG score
    • One Share One Vote (%)
      Lower improves ESG score
    • No Annual Director Elections (%)
      Lower improves ESG score
    • Does Not Use Majority Voting (%)
      Lower improves ESG score
    • Significant Votes Against Pay Practices (%)
      Lower improves ESG score
    Fund Ownership
    • Controlling Shareholder (%)
      Lower improves ESG score
    • Controlling Shareholder Concerns (%)
      Lower improves ESG score
    • Cross Shareholdings (%)
      Lower improves ESG score
    Poison Pill
    • Poison Pill (%)
      Lower improves ESG score
    Executive Compensation
    • Pay Flag (%)
      Lower improves ESG score
    • No Pay Performance Link (%)
      Lower improves ESG score
    • Lack of Internal Pay Equity (%)
      Lower improves ESG score
    • Executive Pay Non-Disclosure (%)
      Lower improves ESG score
    Accounting Flags
    • Accounting Flag (%)
      Lower improves ESG score

FYT Performance

This section shows how this ETF has performed relative to its peer group ETFdb.com Category.

-5.37%
1 Week Return
1.99%
4 Week Return
-0.56%
13 Week Return
10.58%
26 Week Return
-17.29%
Year to Date Return
-11.89%
1 Year Return
-8.20%
3 Year Return
19.81%
5 Year Return
 
View Detailed Analysis
 
1 Week Return
-5.37%
Rank
17 of 22
Low
RWJ (-6.61%)
High
BUY (1.51%)
4 Week Return
1.99%
Rank
20 of 22
Low
CALF (0.59%)
High
RFV (4.29%)
13 Week Return
-0.56%
Rank
19 of 21
Low
IJJ (-0.82%)
High
BUY (16.78%)
26 Week Return
10.58%
Rank
10 of 22
Low
PQSV (6.40%)
High
BUY (37.84%)
Year to Date Return
-17.29%
Rank
11 of 22
Low
RZV (-24.62%)
High
CALF (-5.21%)
1 Year Return
-11.89%
Rank
5 of 22
Low
RZV (-20.83%)
High
BUY (-0.66%)
3 Year Return
-8.20%
Rank
9 of 17
Low
RZV (-23.55%)
High
CALF (4.57%)
5 Year Return
19.81%
Rank
13 of 17
Low
RZV (-2.84%)
High
CSB (36.19%)

 
View Summary Analysis
 

FYT Price and Volume Chart

FYT Technicals

Volatility Analysis

This section shows how the volatility of this ETF compares to the peer group ETFdb.com Category.

 
View Detailed Analysis
 
5 Day Volatility
230.19%
Rank
1 of 22
Low
AVUV (71.15%)
High
FYT (230.19%)
20 Day Volatility
26.65%
Rank
6 of 22
Low
IVOV (22.04%)
High
BUY (37.00%)
50 Day Volatility
27.20%
Rank
4 of 22
Low
IVOV (22.04%)
High
BUY (34.36%)
200 Day Volatility
38.31%
Rank
1 of 22
Low
IVOV (27.30%)
High
FYT (38.31%)
Beta
1.53
Rank
4 of 22
Low
CSB (1.06)
High
AVUV (2.59)
Standard Deviation
4.82%
Rank
16 of 22
Low
BUY (2.42%)
High
JKL (18.60%)

 
View Summary Analysis
 

Technicals

  • 20 Day MA $33.03
  • 60 Day MA $32.51
  • MACD 15 Period -1.84
  • MACD 100 Period -0.33
  • Williams % Range 10 Day 99.11
  • Williams % Range 20 Day 79.64
  • RSI 10 Day 35
  • RSI 20 Day 44
  • RSI 30 Day 47
  • Ultimate Oscillator 37

Bollinger Brands

  • Lower Bollinger (10 Day) $31.89
  • Upper Bollinger (10 Day) $34.38
  • Lower Bollinger (20 Day) $31.48
  • Upper Bollinger (20 Day) $34.54
  • Lower Bollinger (30 Day) $29.65
  • Upper Bollinger (30 Day) $34.89

Support & Resistance

  • Support Level 1 $31.24
  • Support Level 2 $31.05
  • Resistance Level 1 $31.77
  • Resistance Level 2 $32.12

Stochastic

  • Stochastic Oscillator %D (1 Day) 31.72
  • Stochastic Oscillator %D (5 Day) 26.22
  • Stochastic Oscillator %K (1 Day) 45.04
  • Stochastic Oscillator %K (5 Day) 42.86

Fact Sheet

Fact sheets are issued by the ETF provider and framed by ETFdb.com. Information contained within the fact sheet is not guaranteed to be timely or accurate.

Download the fact sheet PDF

Disclosures

Copyright © 2020 FactSet Research Systems Inc. All rights reserved.

Copyright MSCI ESG Research LLC [2018]. All Rights Reserved. MSCI ESG Research LLC’s (“MSCI ESG”) Fund Metrics products (the “Information”) provide environmental, social and governance data with respect to underlying securities within more than 23,000 multi-asset class Mutual Funds and ETFs globally. MSCI ESG is a Registered Investment Adviser under the Investment Advisers Act of 1940. MSCI ESG materials have not been submitted, to nor received approval from, the US SEC or any other regulatory body. None of the information constitutes an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product or trading strategy, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. None of the Information can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided “as is” and the user of the Information assumes the entire risk of any use it may make or permit to be made of the Information. All Information is provided solely for your internal use, and may not be reproduced or redisseminated in any form without express prior written permission from MSCI. Neither MSCI ESG nor any of its affiliates or any third party involved in or related to creating any Information makes any express or implied warranties, representations or guarantees, and in no event will MSCI ESG or any such affiliate or third party have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) relating to any Information. More information on MSCI ESG Fund Metrics, provided by MSCI ESG Research LLC, can be found at https://www.msci.com/esg-fund-metrics.
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