Top 75 Micro-Cap ETFs - ETF Database

Micro-Cap ETFs invest in stocks of companies that are deemed to have a small market capitalization size, generally between $50 million and $300 million.

Click on the tabs below to see more information on Micro-Cap ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization.

Note that the table below may include leveraged and inverse ETFs. Exclude Leveraged and Inverse ETFs

As of 04/14/2021

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This is a list of all Micro-Cap ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETFdb.com Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2021-04-14 16:27 EDT

This page includes historical return information for all Micro-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Micro-Cap ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Micro-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Micro-Cap ETFs.

The following table includes ESG Scores and other descriptive information for all Micro-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Micro-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Micro-Cap ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Micro-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Micro-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Micro-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETFdb Ratings for all Micro-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETFdb Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETFdb.com Category. As such, it should be noted that this page may include ETFs from multiple ETFdb.com Categories.

Symbol	ETF Name	Asset Class	Total Assets ($MM)	YTD Price Change	Avg. Daily Volume	Previous Closing Price	1-Day Change	1 Week	4 Week	1 year	3 year	5 year	ETFdb.com Category	Inception	ER	Commission Free	Annual Dividend Rate	Dividend Date	Dividend	Annual Dividend Yield %	P/E Ratio	Beta	# of Holdings	% In Top 10	Complete	ST Cap Gain Rate	LT Cap Gain Rate	Tax Form	Lower Bollinger	Upper Bollinger	Support 1	Resistance 1	RSI	Advanced	Fact Sheet	ETF Holdings	Chart	ETF Home Page	Head-To-Head	Liquidity Rating	Expenses Rating	ESG Score	ESG Score Peer Percentile (%)	ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%)
IWM	iShares Russell 2000 ETF	Equity	$68,577.30	14.12%	31,052,476	$223.32	0.99%	1.19%	-3.69%	84.07%	50.83%	112.62%	Small Cap Growth Equities	2000-05-22	0.19%	N/A	$2.02	2021-03-25	$0.40	0.91%	20.86	1.26	2055	4.15%	View	35%	15%	1099	$213.43	$229.97	$221.41	$225.61	52.45	View	View	View	View	View	View	A+	A-	4.25	11.98%	15.34%	120.2	4.24%	6.98%
IJS	iShares S&P SmallCap 600 Value ETF	Equity	$8,887.48	25.80%	763,569	$101.93	1.39%	1.02%	-3.36%	92.50%	38.65%	92.45%	Small Cap Value Equities	2000-07-24	0.18%	2 Platforms	$1.15	2021-03-25	$0.34	1.15%	15.68	1.34	474	8.68%	View	35%	15%	1099	$97.72	$104.85	$100.73	$103.04	56.01	View	View	View	View	View	View	A	A-	4.38	18.01%	17.22%	107.53	3.82%	3.93%
PGX	Invesco Preferred ETF	Preferred Stock	$6,832.44	0.24%	4,151,966	$15.11	-0.07%	-0.13%	1.48%	14.60%	22.74%	33.63%	Preferred Stock/Convertible Bonds	2008-01-31	0.52%	Charles Schwab	$0.74	2021-03-22	$0.06	4.93%	0.00	0.35	310	12.74%	View	35%	15%	1099	$14.75	$15.21	N/A	N/A	63.00	View	View	View	View	View	View	A	B+	6.1	69.67%	56.51%	232.55	3.97%	1.44%
IJT	iShares S&P SmallCap 600 Growth ETF	Equity	$6,325.32	14.25%	377,174	$130.28	0.69%	1.30%	-2.33%	77.84%	51.85%	116.75%	Small Cap Growth Equities	2000-07-24	0.18%	Fidelity	$0.91	2021-03-25	$0.16	0.70%	30.10	1.21	334	10.84%	View	35%	15%	1099	$124.27	$133.32	$129.44	$131.32	53.46	View	View	View	View	View	View	A	B+	4.95	46.99%	29.23%	87.53	2.69%	5.98%
VTWO	Vanguard Russell 2000 ETF	Equity	$5,133.29	14.16%	357,294	$180.37	0.97%	1.19%	-3.70%	84.26%	51.52%	113.71%	Small Cap Growth Equities	2010-09-22	0.10%	Vanguard	$1.64	2021-03-26	$0.30	0.92%	19.70	1.26	2081	5.82%	View	35%	15%	1099	$172.32	$185.68	$178.68	$182.24	52.54	View	View	View	View	View	View	B+	A-	4.25	11.84%	15.32%	120.05	4.25%	7.00%
SLYV	SPDR S&P 600 Small Cap Value ETF	Equity	$4,000.60	25.86%	470,910	$82.97	1.38%	0.96%	-3.29%	93.07%	39.48%	84.78%	Small Cap Value Equities	2000-09-29	0.15%	Charles Schwab	$1.01	2021-03-22	$0.34	1.24%	17.63	1.34	474	7.37%	View	35%	15%	1099	$79.55	$85.31	$82.01	$83.88	56.08	View	View	View	View	View	View	B	A	4.37	17.58%	17.11%	106.95	3.89%	3.97%
LIT	Global X Lithium ETF	Equity	$2,867.32	-1.34%	1,215,397	$61.06	2.02%	3.81%	0.00%	153.24%	92.24%	204.91%	Commodity Producers Equities	2010-07-22	0.75%	2 Platforms	$0.25	2020-12-30	$0.09	0.42%	62.96	1.26	42	58.60%	View	35%	15%	1099	$55.86	$61.83	$60.84	$61.46	51.11	View	View	View	View	View	View	B	C+	5.08	25.00%	31.05%	209.6	0.00%	24.96%
SLYG	SPDR S&P 600 Small Cap Growth ETF	Equity	$2,249.89	14.18%	173,619	$87.12	0.66%	1.20%	-2.47%	77.75%	52.36%	109.95%	Small Cap Growth Equities	2000-09-29	0.15%	Charles Schwab	$0.50	2021-03-22	$0.08	0.58%	23.58	1.20	335	10.87%	View	35%	15%	1099	$83.22	$89.23	$86.58	$87.85	53.17	View	View	View	View	View	View	B+	A	4.94	46.77%	29.19%	87.52	2.73%	6.06%
TNA	Direxion Daily Small Cap Bull 3X Shares	Equity	$1,895.64	39.20%	7,620,219	$92.32	2.96%	3.65%	-12.44%	375.83%	33.63%	208.89%	Leveraged Equities	2008-11-05	1.12%	N/A	$0.02	2020-12-22	$0.01	0.02%	0.00	3.77	5	100.00%	View	35%	15%	1099	$80.38	$101.70	$89.98	$95.09	51.11	View	View	View	View	View	View	A	C	4.76	16.81%	26.78%	114.27	2.62%	4.31%
DES	WisdomTree US SmallCap Dividend ETF	Equity	$1,863.72	19.55%	321,042	$31.78	0.76%	1.15%	-0.91%	70.61%	24.51%	58.99%	Small Cap Blend Equities	2006-06-16	0.38%	E*TRADE	$0.67	2021-03-25	$0.00	2.12%	19.46	1.23	586	12.23%	View	35%	15%	1099	$30.51	$32.26	$31.55	$32.02	58.13	View	View	View	View	View	View	A-	B-	4.06	6.60%	13.23%	157.31	5.43%	6.10%
PGF	Invesco Financial Preferred ETF	Preferred Stock	$1,835.83	0.03%	490,800	$18.99	-0.16%	-0.47%	1.24%	12.48%	20.61%	32.31%	Preferred Stock/Convertible Bonds	2006-12-01	0.61%	N/A	$0.92	2021-03-22	$0.07	4.84%	0.00	0.30	108	21.85%	View	35%	15%	1099	$18.60	$19.16	N/A	N/A	60.08	View	View	View	View	View	View	A	B-	7.93	74.05%	93.69%	6.07	0.00%	0.26%
PSK	SPDR Wells Fargo Preferred Stock ETF	Preferred Stock	$1,414.24	-0.57%	238,840	$43.61	-0.18%	-0.18%	1.46%	11.35%	20.15%	28.11%	Preferred Stock/Convertible Bonds	2009-09-16	0.45%	N/A	$2.24	2021-04-01	$0.18	5.13%	0.00	0.31	162	15.66%	View	35%	15%	1099	$42.59	$43.94	N/A	N/A	60.64	View	View	View	View	View	View	A-	A	6.61	80.09%	71.37%	301.34	6.58%	1.11%
IWC	iShares Microcap ETF	Equity	$1,392.70	23.59%	136,915	$146.47	0.78%	0.34%	-6.70%	106.41%	55.34%	123.06%	Small Cap Blend Equities	2005-08-12	0.60%	Fidelity	$1.06	2021-03-25	$0.16	0.73%	15.49	1.26	1276	8.76%	View	35%	15%	1099	$139.84	$155.53	$145.26	$147.92	50.30	View	View	View	View	View	View	A-	C+	N/A	N/A	N/A	N/A	N/A	N/A
VIOV	Vanguard S&P Small-Cap 600 Value ETF	Equity	$1,289.34	25.84%	100,147	$176.25	1.38%	0.99%	-3.32%	93.37%	39.53%	93.93%	Small Cap Value Equities	2010-09-09	0.15%	Vanguard	$2.13	2021-03-26	$0.44	1.23%	16.30	1.35	474	7.31%	View	35%	15%	1099	$168.97	$181.28	$174.29	$178.10	56.04	View	View	View	View	View	View	C	A	4.37	17.43%	17.10%	107.24	3.87%	3.97%
PSC	Principal U.S. Small Cap Multi-Factor ETF	Equity	$1,262.61	24.25%	83,189	$45.00	1.67%	1.80%	-2.38%	93.18%	48.75%	N/A	Small Cap Blend Equities	2016-09-21	0.38%	N/A	$0.49	2021-04-01	$0.12	1.11%	14.06	1.33	469	9.17%	View	39%	20%	1099	$42.93	$45.85	$44.92	$45.12	57.16	View	View	View	View	View	View	N/A	N/A	4.24	11.62%	15.28%	112.44	2.17%	5.13%
XSLV	Invesco S&P SmallCap Low Volatility ETF	Equity	$1,233.83	14.88%	377,685	$46.65	0.69%	1.41%	-0.76%	37.57%	12.00%	50.25%	Volatility Hedged Equity	2013-02-15	0.25%	N/A	$0.70	2021-03-22	$0.16	1.52%	26.85	0.99	120	10.88%	View	35%	15%	1099	$45.16	$47.22	$46.37	$46.93	57.09	View	View	View	View	View	View	B	B+	4.77	36.73%	26.91%	63.88	6.36%	7.53%
FYX	First Trust Small Cap Core AlphaDEX Fund	Equity	$920.29	19.42%	88,139	$91.80	0.93%	1.22%	-3.68%	107.38%	54.85%	112.82%	Small Cap Blend Equities	2007-05-08	0.61%	N/A	$0.60	2021-03-25	$0.10	0.66%	16.65	1.43	526	3.52%	View	35%	15%	1099	$88.08	$94.55	$91.08	$92.64	53.80	View	View	View	View	View	View	A-	C	4.16	8.25%	14.20%	91.16	2.97%	6.66%
SMDV	ProShares Russell 2000 Dividend Growers ETF	Equity	$905.62	15.34%	83,727	$66.00	0.89%	0.93%	-0.89%	38.75%	30.79%	68.69%	Small Cap Blend Equities	2015-02-05	0.41%	N/A	$1.17	2021-03-23	$0.23	1.79%	19.45	0.78	76	14.66%	View	35%	15%	1099	$64.22	$67.01	$65.58	$66.40	56.48	View	View	View	View	View	View	N/A	B-	4.77	36.66%	26.91%	254.94	2.55%	5.98%
UWM	ProShares Ultra Russell2000	Equity	$732.66	27.40%	559,111	$114.16	1.96%	2.40%	-7.91%	207.57%	62.52%	198.28%	Leveraged Equities	2007-01-25	0.95%	N/A	$0.01	2020-12-23	$0.01	0.01%	0.00	2.54	2059	34.59%	View	35%	15%	1099	$104.24	$121.44	$112.26	$116.45	51.71	View	View	View	View	View	View	A-	C	4.32	10.08%	16.28%	120.05	2.93%	4.82%
VIOG	Vanguard S&P Small-Cap 600 Growth ETF	Equity	$542.62	14.14%	20,169	$224.34	0.56%	1.15%	-2.55%	77.87%	52.40%	118.00%	Small Cap Growth Equities	2010-09-09	0.15%	Vanguard	$1.21	2021-03-26	$0.16	0.54%	25.40	1.21	333	11.10%	View	35%	15%	1099	$214.36	$230.02	$223.23	$226.13	53.10	View	View	View	View	View	View	B	A-	4.94	45.84%	29.13%	87.51	2.73%	6.06%
RWJ	Invesco S&P SmallCap 600 Revenue ETF	Equity	$537.56	42.24%	79,719	$115.18	0.93%	1.05%	-3.31%	155.96%	72.44%	122.03%	Small Cap Value Equities	2008-02-22	0.39%	N/A	$0.64	2021-03-22	$0.19	0.57%	235.83	1.51	596	16.28%	View	35%	15%	1099	$109.99	$118.53	$114.20	$116.23	57.13	View	View	View	View	View	View	B	B-	5.0	51.36%	29.96%	93.6	4.21%	3.95%
PSCH	Invesco S&P SmallCap Health Care ETF	Equity	$509.60	9.02%	14,640	$185.22	0.85%	1.99%	-3.03%	67.02%	62.12%	170.74%	Health & Biotech Equities	2010-04-07	0.29%	N/A	$0.00	2018-09-24	$0.01	0.00%	41.81	1.17	75	34.65%	View	35%	15%	1099	$179.07	$190.08	$184.36	$186.72	51.22	View	View	View	View	View	View	B-	A	6.24	75.52%	61.06%	24.12	0.00%	9.42%
DWAS	Invesco DWA SmallCap Momentum ETF	Equity	$499.04	12.54%	83,102	$84.73	0.30%	-0.35%	-7.15%	95.39%	71.18%	146.05%	Small Cap Growth Equities	2012-07-19	0.60%	Charles Schwab	$0.12	2020-12-21	$0.02	0.14%	8.17	1.25	202	14.09%	View	39%	20%	1099	$80.62	$90.19	$83.92	$85.98	48.52	View	View	View	View	View	View	A-	B-	3.9	4.02%	11.60%	95.98	3.00%	8.43%
PSCT	Invesco S&P SmallCap Information Technology ETF	Equity	$464.18	14.51%	16,773	$140.24	0.08%	0.98%	-2.36%	81.30%	78.24%	157.22%	Technology Equities	2010-04-07	0.29%	N/A	$0.09	2021-03-22	$0.01	0.06%	29.57	1.23	71	29.45%	View	35%	15%	1099	$131.20	$144.86	$139.66	$141.41	52.96	View	View	View	View	View	View	B	A	4.89	41.45%	28.35%	45.6	1.88%	4.96%
URTY	ProShares UltraPro Russell2000	Equity	$463.26	39.51%	851,045	$109.81	2.91%	3.65%	-12.47%	378.02%	34.63%	212.69%	Leveraged Equities	2010-02-09	0.95%	N/A	$0.00	2020-12-23	$0.00	0.15%	0.00	3.77	2057	41.61%	View	35%	15%	1099	$95.63	$120.95	$107.08	$113.11	51.11	View	View	View	View	View	View	B+	C	N/A	N/A	N/A	N/A	N/A	N/A
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Micro-Cap Asset Class Size Power Rankings New

4 ^th

3-Mo. Fund Flow:

2 ^nd

Avg. 3-Mo. Return:

4 ^th

Aggregate AUM:

5 ^th

Avg. Expense Ratio:

4 ^th

Avg. Dividend Yield:

Asset class size power rankings are rankings between Micro-Cap and all other U.S.-listed asset class size ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to a specific asset class size. If an ETF changes its asset class size classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Micro-Cap and all other asset class sizes are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective asset class sizes. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Micro-Cap relative to other asset class sizes. All values are in U.S. dollars.

Return Leaderboard

Micro-Cap and all other asset class sizes are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective asset class sizes. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

AUM Leaderboard

Micro-Cap and all other asset class sizes are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective asset class sizes. All values are in U.S. dollars.

Expense Leaderboard

Micro-Cap and all other asset class sizes are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective asset class sizes. The lower the average expense ratio for all U.S.-listed ETFs in a asset class size, the higher the rank.

Dividend Leaderboard

Micro-Cap and all other asset class sizes are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETFdb.com as being mostly exposed to those respective asset class sizes.

Asset Class Size	Fund Flow Rank	+/-	Return Rank	+/-	AUM Rank	+/-	Expense Rank	+/-	Dividend Rank	+/-	# of ETFs
Large-Cap	1	-	6	-	1	-	2	-	2	-	817
Multi-Cap	2	-	5	1	2	-	6	-	1	-	710
Small-Cap	3	1	4	1	5	-	3	-	6	-	71
Micro-Cap	4	1	2	1	4	-	5	-	4	-	75
Mid-Cap	5	-	1	1	3	-	1	-	5	-	62
Mega-Cap	6	-	3	2	6	-	4	-	3	-	14
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* Ranks are updated on a weekly basis. Last updated on Apr 12, 2021

ETF Issuer League Tables - Micro-Cap Asset Class Size New

ETF issuers who have ETFs with exposure to Micro-Cap are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Micro-Cap ETFs and every Micro-Cap ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Micro-Cap. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Micro-Cap. To get the estimated issuer revenue from a single Micro-Cap ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Micro-Cap. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Micro-Cap. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Micro-Cap. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Micro-Cap. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Micro-Cap. The lower the average expense ratio of all U.S.-listed Micro-Cap ETFs for a given issuer, the higher the rank.

ETF Issuer Dividend League Table

ETF issuers are ranked based on their AUM-weighted average dividend yield of their ETFs with exposure to Micro-Cap.

Issuer	+/-	+/-	+/-	+/-	+/-	+/-	# of ETFs	issuer_power_ranking_sort_text
6 Meridian LLC	1	1	-	-	-	-	1	6 Meridian LLC
Advisors Asset Management	1	1	1	-	1	1	1	Advisors Asset Management
AdvisorShares	1	6	-	-	-	-	1	AdvisorShares
AlphaMark Advisors	1	2	1	1	1	-	1	AlphaMark Advisors
ALPS	4	2	-	-	1	-	1	ALPS
American Century Investments	8	-	7	1	1	-	1	American Century Investments
Amplify	-	11	-	-	-	-	1	Amplify
ARK Investment Management	2	18	3	6	8	2	1	ARK Investment Management
Charles Schwab	2	1	-	-	2	3	2	Charles Schwab
Direxion	-	17	-	-	-	-	2	Direxion
DWS	4	2	-	-	-	-	1	DWS
First Trust	-	5	-	-	1	-	6	First Trust
Franklin Templeton Investments	2	6	1	-	3	1	1	Franklin Templeton Investments
Global X	1	-	-	-	1	-	4	Global X
Goldman Sachs	-	2	-	-	-	-	1	Goldman Sachs
Hartford Funds	-	11	1	-	1	1	1	Hartford Funds
IndexIQ	5	5	-	-	-	-	2	IndexIQ
Innovation Shares LLC	1	-	1	-	-	-	1	Innovation Shares LLC
Innovator Management	1	-	-	1	-	-	1	Innovator Management
Inspire Investing	2	5	-	-	-	-	1	Inspire Investing
Invesco	-	1	-	1	-	-	20	Invesco
iShares	10	-	-	-	-	-	4	iShares
J.P. Morgan	-	6	1	-	1	-	1	J.P. Morgan
Janus Henderson Investors	-	1	-	-	-	-	1	Janus
KraneShares	-	1	-	-	-	-	1	KraneShares
Legg Mason	1	-	-	-	-	-	1	Legg Mason
Liquid Strategies, LLC	3	2	3	-	2	2	1	Liquid Strategies, LLC
OppenheimerFunds	-	1	1	-	-	-	1	OppenheimerFunds
Pacer Financial	2	1	-	1	1	-	1	Pacer Financial
PGIM Investments	1	2	-	-	1	-	2	PGIM Investments
Principal Financial Group	5	3	-	-	3	-	1	Principal Financial Group
ProShares	1	4	-	-	2	-	8	ProShares
Sprott Asset Management	7	1	1	-	-	3	1	Sprott Asset Management
State Street SPDR	2	2	-	-	-	-	5	State Street SPDR
Syntax Advisors, LLC	1	1	-	-	1	-	1	Syntax Advisors, LLC
Tierra Funds	-	-	-	-	-	-	1	Tierra Funds
Transamerica Asset Management	-	-	-	1	-	-	1	Transamerica Asset Management
UBS	1	12	-	-	-	-	1	UBS
USCF	2	-	-	-	-	-	1	USCF
VanEck	-	15	-	-	-	-	1	VanEck
Vanguard	1	1	-	-	-	1	3	Vanguard
Victory Capital	1	1	-	-	-	-	1	Victory Capital
Virtus	1	12	-	-	-	2	2	Virtus
WBI Shares	-	-	-	-	-	-	1	WBI Shares
WisdomTree	1	5	-	-	-	1	2	WisdomTree
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