Small-Cap ETF List

Small-Cap ETFs invest in stocks of companies that are deemed to have a small market capitalization size, generally between $300 million and $2 billion.

Click on the tabs below to see more information on Small-Cap ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization.

Note that the table below may include leveraged and inverse ETFs. Exclude Leveraged and Inverse ETFs

As of 12/05/2023

ETF Overview

ETF Returns

ETF Fund Flows

ETF Expenses

ESG Scores

ETF Dividends

ETF Holdings

ETF Tax Rates

ETF Technicals

ETF Analysis

ETFs: ETF Database Realtime Ratings

This is a list of all Small-Cap ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETF Database Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2023-12-05 1:43 EST

This page includes historical return information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Small-Cap ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Small-Cap ETFs.

The following table includes ESG Scores and other descriptive information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Small-Cap ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Small-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Small-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETF Database Ratings for all Small-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETF Database Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETF Database Category. As such, it should be noted that this page may include ETFs from multiple ETF Database Categories.

Symbol Symbol	ETF Name ETF Name	Asset Class Asset Class	Total Assets ($MM) Total Assets ($MM)	YTD Price Change YTD Price Change	Avg. Daily Volume Avg. Daily Volume	Previous Closing Price Previous Closing Price	1-Day Change 1-Day Change	1 Week 1 Week	1 Month 1 Month	1 Year 1 Year	3 Year 3 Year	5 Year 5 Year	ETF Database Category ETF Database Category	Inception Inception	ER ER	Commission Free Commission Free	Annual Dividend Rate Annual Dividend Rate	Dividend Date Dividend Date	Dividend Dividend	Annual Dividend Yield % Annual Dividend Yield %	P/E Ratio P/E Ratio	Beta Beta	# of Holdings # of Holdings	% In Top 10 % In Top 10	Complete Complete	ST Cap Gain Rate ST Cap Gain Rate	LT Cap Gain Rate LT Cap Gain Rate	Tax Form Tax Form	Lower Bollinger Lower Bollinger	Upper Bollinger Upper Bollinger	Support 1 Support 1	Resistance 1 Resistance 1	RSI RSI	Advanced Advanced	Fact Sheet Fact Sheet	ETF Holdings ETF Holdings	Chart Chart	ETF Home Page ETF Home Page	Head-To-Head Head-To-Head	Liquidity Rating Liquidity Rating	Expenses Rating Expenses Rating	ESG Score ESG Score	ESG Score Peer Percentile (%) ESG Score Peer Percentile (%)	ESG Score Global Percentile (%) ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales) Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%) SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%) Sustainable Impact Solutions (%)
IJR	iShares Core S&P Small-Cap ETF	Equity	$67,544	7.30%	4,621,357	$100.34	1.30%	4.39%	6.50%	-0.15%	6.41%	6.31%	Small Cap Blend Equities	2000-05-22	0.06%	2 Platforms	$1.55	2023-09-26	$0.46	1.57%	11.90	1.15	1000	8.06%	View	40%	20%	1099	$90.48	$99.70	$98.99	$101.04	65.12	View	View	View	View	View	View	A+	A	5.42	22.16%	29.51%	98.69	3.03%	7.02%
IWM	iShares Russell 2000 ETF	Equity	$55,460	8.38%	35,567,672	$186.89	1.07%	4.57%	7.11%	0.96%	1.82%	5.31%	Small Cap Blend Equities	2000-05-22	0.19%	N/A	$2.80	2023-09-26	$0.83	1.51%	10.96	1.15	2000	3.65%	View	40%	20%	1099	$167.06	$185.96	$184.94	$187.91	64.79	View	View	View	View	View	View	A+	B+	5.24	10.94%	27.09%	151.74	2.86%	6.26%
VB	Vanguard Small Cap ETF	Equity	$46,517	10.99%	698,708	$201.31	0.78%	4.37%	7.44%	4.25%	4.38%	7.52%	Small Cap Blend Equities	2004-01-26	0.05%	2 Platforms	$3.34	2023-09-21	$0.74	1.67%	13.30	1.14	1500	5.23%	View	40%	20%	1099	$180.60	$200.20	$199.47	$202.27	66.17	View	View	View	View	View	View	A	A	5.83	47.94%	35.91%	141.77	5.40%	6.48%
VBR	Vanguard Small Cap Value ETF	Equity	$25,227	9.35%	508,509	$170.77	0.87%	4.27%	6.83%	3.25%	9.74%	7.73%	Small Cap Value Equities	2004-01-26	0.07%	2 Platforms	$3.77	2023-09-21	$0.88	2.23%	10.80	1.15	1000	6.61%	View	40%	20%	1099	$154.02	$169.66	$169.21	$171.58	66.69	View	View	View	View	View	View	A	A	5.91	53.45%	37.49%	172.86	6.58%	5.95%
SCHA	Schwab U.S. Small-Cap ETF	Equity	$14,549	10.29%	953,645	$44.22	1.07%	4.84%	7.99%	3.13%	3.07%	6.30%	Small Cap Blend Equities	2009-11-03	0.04%	Charles Schwab	$0.65	2023-09-20	$0.15	1.53%	11.64	1.17	2000	2.63%	View	40%	20%	1099	$39.28	$43.92	$43.76	$44.45	66.45	View	View	View	View	View	View	A	A	5.43	22.37%	29.54%	142.96	3.65%	6.48%
VBK	Vanguard Small Cap Growth ETF	Equity	$14,254	13.42%	263,797	$226.38	0.55%	4.33%	8.34%	5.52%	-2.61%	6.31%	Small Cap Growth Equities	2004-01-26	0.07%	3 Platforms	$1.49	2023-09-21	$0.31	0.66%	22.40	1.14	1000	9.84%	View	40%	20%	1099	$201.57	$225.62	$224.72	$227.32	65.63	View	View	View	View	View	View	A-	A	5.72	40.98%	34.22%	100.64	3.92%	7.25%
IWO	iShares Russell 2000 Growth ETF	Equity	$9,876	9.75%	579,154	$234.11	1.01%	4.00%	7.55%	2.14%	-3.38%	4.59%	Small Cap Growth Equities	2000-07-24	0.24%	TD Ameritrade	$1.77	2023-09-26	$0.46	0.76%	14.07	1.15	1500	6.93%	View	40%	20%	1099	$209.67	$233.64	$231.78	$235.32	63.76	View	View	View	View	View	View	A	B	5.43	22.44%	29.55%	91.55	2.95%	6.86%
SPSM	SPDR Portfolio S&P 600 Small Cap ETF	Equity	$8,682	7.20%	1,405,431	$39.23	1.26%	4.34%	6.46%	-0.15%	6.43%	6.81%	Small Cap Blend Equities	2013-07-08	0.03%	N/A	$0.53	2023-09-18	$0.06	1.40%	11.97	1.14	1000	6.40%	View	40%	20%	1099	$35.40	$39.01	$38.73	$39.50	64.95	View	View	View	View	View	View	A	A+	5.41	21.25%	29.37%	98.47	3.24%	7.54%
AVUV	Avantis U.S. Small Cap Value ETF	Equity	$7,728	13.55%	515,738	$83.44	0.70%	4.44%	6.12%	6.02%	16.88%	N/A	Small Cap Value Equities	2019-09-24	0.25%	N/A	$1.47	2023-09-21	$0.36	1.93%	0.14	1.28	1000	9.07%	View	40%	20%	1099	$74.84	$83.14	$82.62	$83.85	65.27	View	View	View	View	View	View	A	B+	5.27	13.31%	27.60%	254.86	1.47%	6.28%
SPMD	SPDR Portfolio S&P 400 Mid Cap ETF	Equity	$7,342	10.61%	793,675	$46.45	0.80%	3.59%	6.90%	4.54%	7.88%	8.34%	Mid Cap Blend Equities	2005-11-08	0.03%	N/A	$0.70	2023-09-18	$0.18	1.55%	13.32	1.13	402	6.34%	View	40%	20%	1099	$42.11	$46.28	$46.06	$46.67	66.04	View	View	View	View	View	View	A	A	5.96	56.72%	38.35%	178.99	5.67%	6.74%
FNDA	Schwab Fundamental US Small Co. Index ETF	Equity	$7,068	12.34%	344,485	$51.95	1.05%	4.63%	7.18%	5.47%	9.51%	8.17%	Small Cap Blend Equities	2013-08-15	0.25%	Charles Schwab	$0.76	2023-09-20	$0.18	1.53%	12.20	1.19	1000	3.89%	View	40%	20%	1099	$46.58	$51.63	$51.46	$52.20	66.31	View	View	View	View	View	View	A	A	5.52	28.36%	30.68%	141.17	4.16%	6.77%
DFAS	Dimensional U.S. Small Cap ETF	Equity	$6,523	10.06%	410,048	$55.85	0.96%	4.14%	7.01%	3.22%	N/A	N/A	N/A	2021-06-14	0.26%	N/A	$0.60	2023-09-19	$0.16	1.12%	0.08	0.97	2500	3.93%	View	40%	20%	1099	$50.27	$55.65	$55.31	$56.12	65.68	View	View	View	View	View	View	A	A-	5.57	31.85%	31.35%	156.74	3.46%	5.97%
DFAX	Dimensional World ex U.S. Core Equity 2 ETF	Equity	$5,983	10.90%	546,891	$23.39	-1.06%	0.43%	3.40%	8.07%	N/A	N/A	Small Cap Growth Equities	2021-09-13	0.30%	N/A	$0.75	2023-09-19	$0.21	3.18%	0.00	0.79	9500	6.89%	View	40%	20%	1099	$22.17	$23.83	N/A	N/A	60.60	View	View	View	View	View	View	A	A-	6.68	3.33%	59.02%	231.57	6.60%	6.03%
CALF	Pacer US Small Cap Cash Cows 100 ETF	Equity	$5,241	26.82%	1,164,211	$45.13	1.42%	4.52%	7.71%	16.81%	15.83%	13.37%	Small Cap Blend Equities	2017-06-16	0.59%	N/A	$0.51	2023-09-21	$0.15	1.15%	0.07	1.23	100	21.17%	View	40%	20%	1099	$40.31	$44.80	$44.52	$45.43	68.04	View	View	View	View	View	View	B-	B-	5.47	25.37%	30.03%	234.35	2.38%	7.97%
AVDV	Avantis International Small Cap Value ETF	Equity	$4,690	10.53%	599,458	$59.99	-0.66%	1.06%	3.27%	8.22%	5.82%	N/A	Foreign Small & Mid Cap Equities	2019-09-24	0.36%	N/A	$1.92	2023-06-20	$1.16	3.39%	0.14	1.07	1500	8.19%	View	40%	20%	1099	$56.00	$60.96	$59.45	$60.86	60.87	View	View	View	View	View	View	N/A	N/A	6.4	55.66%	48.91%	248.79	2.00%	7.19%
DFAU	Dimensional US Core Equity Market ETF	Equity	$4,372	19.12%	433,237	$31.87	-0.34%	0.95%	5.29%	12.23%	8.96%	N/A	All Cap Equities	2020-11-17	0.12%	N/A	$0.41	2023-09-19	$0.10	1.29%	0.04	0.98	2500	36.84%	View	40%	20%	1099	$30.01	$32.30	N/A	N/A	65.80	View	View	View	View	View	View	A	A	6.46	24.37%	50.62%	121.0	8.47%	5.48%
DFAE	Dimensional Emerging Core Equity Market ETF	Equity	$3,202	7.89%	717,657	$23.19	-1.11%	-0.17%	2.20%	4.99%	-1.40%	N/A	N/A	2020-12-01	0.35%	N/A	$0.65	2023-09-19	$0.29	2.80%	0.06	0.59	5500	28.01%	View	40%	20%	1099	$22.53	$23.68	$23.12	$23.28	54.92	View	View	View	View	View	View	A	A-	5.5	17.03%	30.43%	363.57	3.33%	5.34%
DGS	WisdomTree Emerging Markets SmallCap Dividend Fund	Equity	$2,927	12.92%	137,278	$47.78	-0.79%	0.53%	3.89%	11.25%	5.55%	6.19%	Emerging Markets Equities	2007-10-30	0.58%	E*TRADE	$2.13	2023-09-25	$0.78	4.47%	7.14	0.82	1000	8.25%	View	40%	20%	1099	$45.46	$48.58	N/A	N/A	59.80	View	View	View	View	View	View	A-	B-	4.51	1.28%	8.60%	482.95	2.13%	4.91%
VIOO	Vanguard S&P Small-Cap 600 ETF	Equity	$2,245	7.23%	115,629	$92.92	1.29%	4.44%	6.52%	-0.95%	6.14%	6.17%	Small Cap Blend Equities	2010-09-07	0.10%	Vanguard	$1.31	2022-12-20	$1.31	1.47%	12.60	1.15	1000	6.89%	View	40%	20%	1099	$83.82	$92.36	$91.77	$93.51	65.13	View	View	View	View	View	View	A-	A	5.41	20.42%	29.30%	98.43	3.22%	7.44%
DFSV	Dimensional US Small Cap Value ETF	Equity	$2,172	10.78%	501,172	$27.16	0.89%	4.78%	6.80%	4.15%	N/A	N/A	Small Cap Value Equities	2022-02-23	0.31%	N/A	$0.36	2023-09-19	$0.10	1.40%	0.00	1.05	1500	6.19%	View	40%	20%	1099	$24.25	$27.02	$26.89	$27.29	65.85	View	View	View	View	View	View	A	A-	5.55	30.24%	31.08%	208.2	2.21%	4.94%
IVOO	Vanguard S&P Mid-Cap 400 ETF	Equity	$1,695	10.52%	54,908	$89.61	0.82%	3.50%	6.87%	4.20%	7.72%	8.48%	Small Cap Growth Equities	2010-09-09	0.10%	Vanguard	$1.14	2023-09-28	$0.25	1.33%	14.40	1.13	403	6.26%	View	40%	20%	1099	$81.25	$89.32	$88.88	$90.02	66.03	View	View	View	View	View	View	B	A	5.95	56.38%	38.32%	179.17	5.66%	6.71%
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	Equity	$1,474	1.56%	82,705	$71.50	1.02%	3.55%	5.88%	-1.76%	8.10%	7.25%	Small Cap Blend Equities	2015-02-03	0.40%	N/A	$1.67	2023-09-20	$0.40	2.42%	15.45	0.84	47	24.14%	View	40%	20%	1099	$65.19	$71.14	$70.75	$71.90	67.22	View	View	View	View	View	View	A-	B+	5.9	53.03%	37.34%	304.31	0.00%	5.61%
DISV	Dimensional International Small Cap Value ETF	Equity	$1,449	13.63%	251,166	$24.69	-1.04%	0.73%	2.96%	12.58%	N/A	N/A	Small Cap Value Equities	2022-03-23	0.42%	N/A	$0.64	2023-09-19	$0.16	2.59%	0.00	1.00	2000	10.81%	View	40%	20%	1099	$23.17	$25.12	N/A	N/A	60.18	View	View	View	View	View	View	A	A-	6.64	76.42%	57.82%	231.82	3.48%	7.55%
XMLV	Invesco S&P MidCap Low Volatility ETF	Equity	$851	-0.38%	50,078	$52.26	1.10%	2.65%	4.39%	-3.88%	6.53%	3.57%	Volatility Hedged Equity	2013-02-15	0.25%	N/A	$1.22	2023-09-18	$0.32	2.39%	17.77	0.80	81	14.85%	View	40%	20%	1099	$48.84	$51.88	$51.78	$52.52	65.34	View	View	View	View	View	View	A	B+	5.87	50.45%	36.55%	345.88	8.11%	7.34%
SMMV	iShares MSCI USA Small-Cap Min Vol Factor ETF	Equity	$828	2.74%	79,942	$35.06	1.12%	2.45%	4.28%	-1.56%	4.41%	3.67%	Small Cap Growth Equities	2016-09-07	0.20%	N/A	$0.67	2023-09-26	$0.17	1.96%	15.67	0.79	318	14.00%	View	40%	20%	1099	$32.81	$34.86	$34.79	$35.20	65.72	View	View	View	View	View	View	A-	B+	5.3	14.70%	27.91%	251.28	3.92%	7.81%
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Small-Cap Asset Class Size Power Rankings New

2 ^nd

3-Mo. Fund Flow:

5 ^th

Avg. 3-Mo. Return:

3 ^rd

Aggregate AUM:

3 ^rd

Avg. Expense Ratio:

5 ^th

Avg. Dividend Yield:

Asset class size power rankings are rankings between Small-Cap and all other U.S.-listed asset class size ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to a specific asset class size. If an ETF changes its asset class size classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Small-Cap and all other asset class sizes are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Small-Cap relative to other asset class sizes. All values are in U.S. dollars.

Return Leaderboard

Small-Cap and all other asset class sizes are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

AUM Leaderboard

Small-Cap and all other asset class sizes are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. All values are in U.S. dollars.

Expense Leaderboard

Small-Cap and all other asset class sizes are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. The lower the average expense ratio for all U.S.-listed ETFs in a asset class size, the higher the rank.

Dividend Leaderboard

Small-Cap and all other asset class sizes are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes.

Asset Class Size Asset Class Size	Fund Flow Rank Fund Flow Rank	+/- +/-	Return Rank Return Rank	+/- +/-	AUM Rank AUM Rank	+/- +/-	Expense Rank Expense Rank	+/- +/-	Dividend Rank Dividend Rank	+/- +/-	# of ETFs # of ETFs
Large-Cap	1	-	2	-	1	-	2	-	3	-	936
Small-Cap	2	-	5	-	3	-	3	-	5	-	100
Mega-Cap	3	-	1	-	5	-	4	-	4	-	13
Mid-Cap	4	1	4	-	4	-	1	-	6	-	75
Multi-Cap	5	1	3	-	2	-	6	-	2	-	887
Micro-Cap	6	-	6	-	6	-	5	-	1	-	56
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* Ranks are updated on a weekly basis. Last updated on Dec 04, 2023

ETF Issuer League Tables - Small-Cap Asset Class Size New

ETF issuers who have ETFs with exposure to Small-Cap are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Small-Cap ETFs and every Small-Cap ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Small-Cap. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Small-Cap. To get the estimated issuer revenue from a single Small-Cap ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Small-Cap. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Small-Cap. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Small-Cap. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Small-Cap. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Small-Cap. The lower the average expense ratio of all U.S.-listed Small-Cap ETFs for a given issuer, the higher the rank.

ETF Issuer Dividend League Table

ETF issuers are ranked based on their AUM-weighted average dividend yield of their ETFs with exposure to Small-Cap.

Issuer Issuer	+/- +/-	+/- +/-	+/- +/-	+/- +/-	+/- +/-	+/- +/-	# of ETFs # of ETFs	issuer_power_ranking_sort_text issuer_power_ranking_sort_text
AdvisorShares	2	1	-	-	-	-	1	AdvisorShares
AJM Ventures LLC	6	13	-	-	-	-	1	AJM Ventures LLC
Alpha Architect	1	4	-	-	-	-	1	Alpha Architect
AlphaMark Advisors	-	2	-	-	-	-	1	AlphaMark Advisors
Alphatrai Funds, Inc.	-	1	-	-	-	-	1	Alphatrai Funds, Inc.
ALPS	3	1	1	-	-	-	1	ALPS
American Century Investments	-	2	-	-	1	-	3	American Century Investments
Amplify	-	14	2	-	-	-	1	Amplify
Amplify Investments	3	38	-	-	-	-	1	Amplify Investments
Bank of New York Mellon	4	6	-	-	-	-	1	Bank of New York Mellon
BlackRock Financial Management	-	2	-	-	1	-	13	Blackrock
Capital Impact Advisors	1	5	1	-	-	-	1	Capital Impact Advisors
Charles Schwab	-	3	-	-	1	-	2	Charles Schwab
Columbia Threadneedle Investments	1	1	1	-	-	1	1	Columbia Threadneedle Investments
Credit Suisse	-	-	-	-	-	-	1	Credit Suisse
Crestview	-	1	-	-	-	-	1	Crestview
Defiance ETFs, LLC	1	1	-	1	2	-	1	Defiance ETFs, LLC
DWS	1	6	-	-	3	-	1	Deutsche Bank
Dimensional	-	2	-	-	-	-	7	Dimensional
Dimensional Fund Advisors LP	1	3	-	-	-	-	3	Dimensional Fund Advisors LP
Dimensional Holdings	1	3	-	-	-	-	4	Dimensional Holdings
Rafferty Asset Management LLC (Direxion)	2	-	1	-	-	-	1	Direxion
Xshares Advisors LLC	3	-	-	-	-	-	1	DWS
EntrepreneurShares	1	1	-	-	-	-	1	EntrepreneurShares
ETF Managers Group	1	9	-	-	-	-	1	ETF Managers Group
ETFMG	1	37	-	-	-	2	1	ETFMG
Exchange Traded Concepts	-	1	-	-	-	-	1	Exchange Traded Concepts
Fidelity Management & Research Co.	1	-	2	1	1	1	1	Fidelity
First Trust Advisors LP	2	-	1	-	-	1	2	First Trust
First Trust	-	3	-	-	1	-	3	First Trust
Franklin Templeton	3	1	-	-	5	-	2	Franklin Templeton
Franklin Templeton Investments	-	3	-	-	-	-	1	Franklin Templeton Investments
Global X Management Company LLC	-	3	2	1	3	1	1	Global X
Goldman Sachs	1	-	-	-	-	2	1	Goldman Sachs
Guinness Atkinson Asset Management	2	2	-	-	-	-	1	Guinness Atkinson Asset Management
Hartford Funds	2	1	-	-	-	-	1	Hartford Funds
Horizon Kinetics	-	4	1	-	1	-	1	Horizon Kinetics
Horizon Kinetics LLC	2	-	-	-	1	-	1	Horizon Kinetics LLC
IndexIQ	-	-	-	-	-	-	1	IndexIQ
Innovator	-	2	-	-	-	1	4	Innovator
Innovator Management	1	1	1	-	-	-	4	Innovator Management
Inspire	-	2	-	-	-	1	1	Inspire
Inspire Investing	6	1	3	2	12	3	1	Inspire Investing
Inspire Investing LLC	2	1	-	-	-	-	1	Inspire Investing LLC
Inverdale Capital Management LLC	1	-	-	-	-	1	1	Inverdale Capital Management LLC
Invesco Fund	15	3	-	1	-	-	9	Invesco
Invesco	1	4	-	-	1	-	9	Invesco
Barclays Global Fund Advisors	-	2	-	-	-	-	9	iShares
JP Morgan	-	2	1	-	-	-	1	J.P. Morgan
Janus	1	1	7	1	2	5	1	Janus
John Hancock	-	2	1	-	1	-	1	John Hancock
JPMorgan Chase	-	3	1	-	1	-	2	JPMorgan Chase
KraneShares	1	3	-	1	-	-	1	KraneShares
Liquid Strategies	-	3	-	-	-	1	1	Liquid Strategies
Liquid Strategies, LLC	-	1	-	-	-	-	1	Liquid Strategies, LLC
Manulife	-	2	1	-	-	-	1	Manulife
Mirae Asset Global Investments Co., Ltd.	-	1	-	-	-	1	1	Mirae Asset Global Investments Co., Ltd.
Motley Fool Asset Management	2	1	-	-	-	-	1	Motley Fool Asset Management
Nationwide	-	-	-	-	-	-	1	Nationwide
Nuveen	1	3	-	1	1	-	1	Nuveen
O'Shares Investments	2	1	-	-	-	-	1	O'Shares
OppenheimerFunds	1	2	-	-	1	-	2	OppenheimerFunds
ORIX	1	1	-	-	-	-	1	ORIX
Pacer Advisors	-	1	-	-	-	-	3	Pacer Advisors
Pacer Financial	1	5	-	-	-	-	2	Pacer Financial
Principal	1	4	-	-	-	-	1	Principal
Principal Financial Group	1	3	1	1	1	2	1	Principal Financial Group
Proshare Advisors LLC	1	-	-	1	-	-	6	ProShares
ProShares	-	1	-	-	-	-	8	ProShares
Rafferty Asset Management	-	2	1	-	1	-	1	Rafferty Asset Management
Simplify	1	2	-	-	1	-	1	Simplify
Simplify Asset Management Inc.	9	-	-	-	-	-	1	Simplify Asset Management Inc.
SoFi ETFs	1	-	-	-	1	-	1	SoFi ETFs
Sprott	3	11	-	-	1	1	1	Sprott
Sprott Asset Management	4	4	3	-	-	2	1	Sprott Asset Management
SS&C	1	1	-	-	3	-	2	SS&C
State Street	-	2	-	-	-	1	3	State Street
State Street Bank and Trust Co./IFTC	-	3	-	-	-	-	2	State Street SPDR
Strategy Shares	2	2	1	1	-	1	1	Strategy Shares
Syntax Advisors, LLC	-	1	1	-	1	1	1	Syntax Advisors, LLC
The Hartford	1	1	-	-	-	-	1	The Hartford
The Motley Fool	2	-	-	-	-	-	1	The Motley Fool
TIAA	-	3	-	-	-	-	1	TIAA
Tidal	1	1	1	-	-	-	1	Tidal
Timothy Partners, Ltd	2	3	1	1	1	-	1	Timothy Partners, Ltd
Timothy Plan	-	-	-	-	-	1	1	Timothy Plan
Tidal Financial Group	1	-	-	-	-	-	1	Toroso Investments
Transamerica Asset Management	1	5	-	1	1	-	1	Transamerica Asset Management
US Global Investors	-	-	-	-	-	-	1	U.S. Global Investors
UBS Global Asset Management	1	5	1	-	-	-	2	UBS
UBS	1	-	-	-	-	-	3	UBS
Van Eck Associates Corp.	1	1	-	-	-	-	2	Van Eck Associates Corp.
Van Eck Associates Corporation	-	2	-	-	-	-	2	VanEck
VanEck	-	26	-	-	1	-	1	VanEck
Vanguard Group Inc	-	-	-	-	-	-	5	Vanguard
Vanguard	-	2	-	-	1	-	6	Vanguard
Victory Capital	-	4	-	-	1	-	3	Victory Capital
Victory Capital Holdings, Inc.	2	7	-	-	-	-	1	Victory Capital Holdings, Inc.
WBI Shares	9	2	-	1	-	-	2	WBI Shares
Wisdom Tree Asset Management Inc.	1	1	-	-	-	-	3	WisdomTree
WisdomTree	1	2	-	-	1	-	3	WisdomTree
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