Small-Cap ETF List

Small-Cap ETFs invest in stocks of companies that are deemed to have a small market capitalization size, generally between $300 million and $2 billion.

Click on the tabs below to see more information on Small-Cap ETFs, including historical performance, dividends, holdings, expense ratios, technical indicators, analysts reports and more. Click on an ETF ticker or name to go to its detail page, for in-depth news, financial data and graphs. By default the list is ordered by descending total market capitalization.

Note that the table below may include leveraged and inverse ETFs. Include Leveraged and Inverse ETFs

As of 01/21/2022

ETF Overview

ETF Returns

ETF Fund Flows

ETF Expenses

ESG Scores

ETF Dividends

ETF Holdings

ETF Tax Rates

ETF Technicals

ETF Analysis

ETFs: ETF Database Realtime Ratings

This is a list of all Small-Cap ETFs traded in the USA which are currently tagged by ETF Database. Please note that the list may not contain newly issued ETFs. If you’re looking for a more simplified way to browse and compare ETFs, you may want to visit our ETF Database Categories, which categorize every ETF in a single “best fit” category.

* Assets and Average Volume as of 2022-01-21 19:19 EST

This page includes historical return information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database.

The table below includes fund flow data for all U.S. listed Small-Cap ETFs. Total fund flow is the capital inflow into an ETF minus the capital outflow from the ETF for a particular time period.

Fund Flows in millions of U.S. Dollars.

The following table includes expense data and other descriptive information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. In addition to expense ratio and issuer information, this table displays platforms that offer commission-free trading for certain ETFs.

Clicking on any of the links in the table below will provide additional descriptive and quantitative information on Small-Cap ETFs.

The following table includes ESG Scores and other descriptive information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Easily browse and evaluate ETFs by visiting our ESG Investing themes section and find ETFs that map to various environmental, social, governance and morality themes.

This page includes historical dividend information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database. Note that certain ETPs may not make dividend payments, and as such some of the information below may not be meaningful.

The table below includes basic holdings data for all U.S. listed Small-Cap ETFs that are currently tagged by ETF Database. The table below includes the number of holdings for each ETF and the percentage of assets that the top ten assets make up, if applicable. For more detailed holdings information for any ETF, click on the link in the right column.

The following table includes certain tax information for all Small-Cap ETFs listed on U.S. exchanges that are currently tracked by ETF Database, including applicable short-term and long-term capital gains rates and the tax form on which gains or losses in each ETF will be reported.

This page contains certain technical information for all Small-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. Note that the table below only includes limited technical indicators; click on the “View” link in the far right column for each ETF to see an expanded display of the product’s technicals.

This page provides links to various analysis for all Small-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The links in the table below will guide you to various analytical resources for the relevant ETF, including an X-ray of holdings, official fund fact sheet, or objective analyst report.

This page provides ETF Database Ratings for all Small-Cap ETFs that are listed on U.S. exchanges and tracked by ETF Database. The ETF Database Ratings are transparent, quant-based evaluations of ETFs relative to other products in the same ETF Database Category. As such, it should be noted that this page may include ETFs from multiple ETF Database Categories.

Symbol	ETF Name	Asset Class	Total Assets ($MM)	YTD Price Change	Avg. Daily Volume	Previous Closing Price	1-Day Change	1 Week	1 Month	1 Year	3 Year	5 Year	ETF Database Category	Inception	ER	Commission Free	Annual Dividend Rate	Dividend Date	Dividend	Annual Dividend Yield %	P/E Ratio	Beta	# of Holdings	% In Top 10	Complete	ST Cap Gain Rate	LT Cap Gain Rate	Tax Form	Lower Bollinger	Upper Bollinger	Support 1	Resistance 1	RSI	Advanced	Fact Sheet	ETF Holdings	Chart	ETF Home Page	Head-To-Head	Liquidity Rating	Expenses Rating	ESG Score	ESG Score Peer Percentile (%)	ESG Score Global Percentile (%)	Carbon Intensity (Tons of CO2e / $M Sales)	SRI Exclusion Criteria (%)	Sustainable Impact Solutions (%)
VBR	Vanguard Small Cap Value ETF	Equity	$26,012.60	-5.81%	568,766	$168.46	-1.61%	-6.85%	-0.08%	13.69%	42.85%	53.37%	Small Cap Value Equities	2004-01-26	0.07%	2 Platforms	$2.82	2021-09-24	$0.66	1.53%	13.30	1.24	998	5.52%	View	40%	20%	1099	$172.73	$184.22	$166.96	$171.10	37.20	View	View	View	View	View	View	A	A+	5.79	45.03%	29.45%	214.54	4.29%	5.41%
SCHA	Schwab U.S. Small-Cap ETF	Equity	$15,626.70	-10.70%	553,263	$91.44	-1.92%	-7.78%	-6.00%	-3.86%	42.14%	58.54%	Small Cap Blend Equities	2009-11-03	0.04%	Charles Schwab	$1.03	2021-09-22	$0.29	0.95%	18.70	1.24	1805	3.06%	View	40%	20%	1099	$93.94	$106.08	$90.57	$93.14	30.06	View	View	View	View	View	View	A	A+	5.34	26.65%	25.24%	132.28	3.51%	6.29%
VBK	Vanguard Small Cap Growth ETF	Equity	$14,101.10	-15.21%	311,484	$238.92	-2.02%	-7.46%	-11.14%	-16.33%	45.88%	81.94%	Small Cap Growth Equities	2004-01-26	0.07%	3 Platforms	$1.14	2021-09-24	$0.15	0.38%	33.70	1.15	761	7.60%	View	40%	20%	1099	$241.52	$294.50	$236.59	$243.43	26.59	View	View	View	View	View	View	A	A+	5.63	37.98%	27.78%	70.5	2.28%	6.53%
IWO	iShares Russell 2000 Growth ETF	Equity	$10,288.60	-15.93%	770,516	$246.38	-2.28%	-8.95%	-12.17%	-20.79%	35.07%	64.09%	Small Cap Growth Equities	2000-07-24	0.24%	TD Ameritrade	$0.96	2021-09-24	$0.30	0.30%	34.70	1.21	1246	5.68%	View	40%	20%	1099	$250.80	$309.02	$243.51	$252.13	26.96	View	View	View	View	View	View	A+	B+	5.28	23.17%	24.71%	74.77	3.39%	5.95%
SPMD	SPDR Portfolio S&P 400 Mid Cap ETF	Equity	$5,126.27	-8.71%	1,153,177	$45.41	-1.67%	-6.77%	-3.18%	7.01%	47.80%	65.93%	Mid Cap Blend Equities	2005-11-08	0.05%	N/A	$0.68	2021-09-20	$0.23	1.34%	17.23	1.18	401	5.83%	View	40%	20%	1099	$46.61	$51.03	$45.03	$46.14	32.30	View	View	View	View	View	View	N/A	N/A	6.34	70.66%	38.06%	161.67	3.74%	8.19%
FNDA	Schwab Fundamental US Small Co. Index ETF	Equity	$4,763.05	-7.19%	209,039	$51.61	-1.49%	-6.71%	-1.47%	13.37%	49.21%	62.48%	Small Cap Blend Equities	2013-08-15	0.25%	Charles Schwab	$0.51	2021-09-22	$0.15	0.90%	18.49	1.27	914	3.59%	View	40%	20%	1099	$52.99	$57.14	$51.18	$52.46	35.15	View	View	View	View	View	View	N/A	B+	5.34	26.58%	25.21%	189.52	4.27%	6.83%
DFAS	Dimensional U.S. Small Cap ETF	Equity	$4,155.81	-8.80%	138,317	$54.71	-1.51%	-7.43%	-3.46%	N/A	N/A	N/A	N/A	2021-06-14	0.34%	N/A	$0.21	2021-09-21	$0.13	0.33%	17.68	1.35	2038	3.92%	View	40%	20%	1099	$56.21	$61.88	$54.21	$55.70	33.20	View	View	View	View	View	View	N/A	N/A	5.82	45.82%	29.70%	137.97	3.23%	6.54%
DGS	WisdomTree Emerging Markets SmallCap Dividend Fund	Equity	$2,463.71	-0.11%	185,858	$52.86	-0.96%	-1.18%	2.99%	11.75%	34.13%	56.79%	Emerging Markets Equities	2007-10-30	0.58%	E*TRADE	$2.00	2021-09-24	$0.65	3.79%	8.33	0.93	1028	8.59%	View	40%	20%	1099	$52.32	$53.76	$52.65	$53.17	52.04	View	View	View	View	View	View	A-	B	N/A	N/A	N/A	N/A	N/A	N/A
AVUV	Avantis U.S. Small Cap Value ETF	Equity	$2,372.76	-4.82%	325,403	$75.90	-1.72%	-7.88%	1.04%	23.13%	N/A	N/A	Small Cap Value Equities	2019-09-24	0.25%	N/A	$0.83	2021-09-21	$0.10	0.99%	0.00	1.51	631	7.70%	View	40%	20%	1099	$77.58	$83.27	$75.19	$77.31	39.68	View	View	View	View	View	View	N/A	N/A	6.0	51.49%	32.24%	225.29	1.93%	4.41%
VIOO	Vanguard S&P Small-Cap 600 ETF	Equity	$1,870.85	-8.42%	56,517	$192.44	-1.29%	-7.50%	-3.03%	6.72%	45.00%	66.19%	Small Cap Blend Equities	2010-09-07	0.10%	Vanguard	$1.83	2020-12-22	$1.83	0.83%	15.60	1.23	607	5.43%	View	40%	20%	1099	$197.59	$217.12	$190.67	$195.78	33.94	View	View	View	View	View	View	B-	A	5.25	21.21%	24.39%	105.94	2.75%	6.45%
SLY	SPDR S&P 600 Small Cap ETF	Equity	$1,733.44	-8.45%	77,147	$91.01	-1.25%	-7.55%	-3.11%	6.71%	44.79%	63.82%	Small Cap Blend Equities	2005-11-08	0.15%	N/A	$1.12	2021-09-20	$0.27	1.08%	14.74	1.23	603	5.16%	View	40%	20%	1099	$93.50	$102.66	$90.15	$92.73	33.79	View	View	View	View	View	View	B-	A-	5.26	22.00%	24.46%	105.9	2.76%	6.49%
DFAU	Dimensional US Core Equity Market ETF	Equity	$1,668.21	-7.67%	365,098	$30.47	-1.74%	-5.84%	-3.51%	13.10%	N/A	N/A	All Cap Equities	2020-11-17	0.12%	N/A	$0.24	2021-09-21	$0.08	0.74%	24.16	1.00	2469	23.26%	View	40%	20%	1099	$31.17	$33.84	$30.23	$30.93	33.10	View	View	View	View	View	View	N/A	N/A	7.5	48.09%	61.94%	139.93	5.02%	5.28%
IVOO	Vanguard S&P Mid-Cap 400 ETF	Equity	$1,472.58	-8.71%	26,869	$174.82	-1.74%	-6.76%	-3.19%	7.00%	49.09%	66.38%	Small Cap Growth Equities	2010-09-09	0.10%	Vanguard	$2.20	2021-09-29	$0.64	1.13%	19.10	1.18	404	6.17%	View	40%	20%	1099	$179.46	$196.56	$173.44	$177.51	32.47	View	View	View	View	View	View	B	A-	6.34	70.52%	38.05%	161.61	3.74%	8.19%
AVDV	Avantis International Small Cap Value ETF	Equity	$1,366.92	-2.35%	150,125	$63.03	-1.47%	-4.24%	2.54%	8.91%	N/A	N/A	Foreign Small & Mid Cap Equities	2019-09-24	0.36%	N/A	$1.28	2021-06-22	$0.62	1.91%	0.00	1.26	1284	6.30%	View	40%	20%	1099	$63.23	$66.23	$62.73	$63.56	43.69	View	View	View	View	View	View	N/A	N/A	7.08	76.58%	51.29%	280.03	1.93%	6.10%
XMLV	Invesco S&P MidCap Low Volatility ETF	Equity	$1,284.07	-6.18%	98,542	$54.85	-0.85%	-4.19%	-1.68%	12.41%	24.01%	47.49%	Volatility Hedged Equity	2013-02-15	0.25%	N/A	$0.59	2021-09-20	$0.20	1.03%	21.74	0.80	79	15.86%	View	40%	20%	1099	$55.56	$59.22	$54.54	$55.43	36.59	View	View	View	View	View	View	B+	B+	6.07	54.47%	33.43%	314.81	1.53%	6.39%
REGL	ProShares S&P MidCap 400 Dividend Aristocrats ETF	Equity	$1,088.51	-4.46%	38,323	$70.44	-0.86%	-4.66%	0.06%	12.06%	37.92%	56.04%	Small Cap Blend Equities	2015-02-05	0.41%	N/A	$1.76	2021-09-22	$0.43	2.41%	17.10	0.89	51	22.38%	View	40%	20%	1099	$71.56	$74.88	$70.01	$71.23	39.87	View	View	View	View	View	View	B	B-	5.64	38.27%	27.85%	305.97	0.00%	4.89%
INFL	Horizon Kinetics Inflation Beneficiaries ETF	Equity	$856.65	-4.01%	294,608	$29.96	-1.80%	-3.51%	1.45%	20.07%	N/A	N/A	Global Equities	2021-01-11	0.85%	N/A	$0.16	2021-09-28	$0.06	0.50%	26.59	0.98	0	N/A	View	40%	20%	1099	$30.27	$31.55	$29.69	$30.39	42.92	View	View	View	View	View	View	C+	A-	6.92	20.10%	47.68%	71.21	6.13%	4.22%
EZM	WisdomTree U.S. MidCap Fund	Equity	$816.14	-7.00%	42,977	$52.34	-1.93%	-7.33%	-1.18%	14.80%	44.11%	63.67%	Small Cap Blend Equities	2007-02-23	0.38%	E*TRADE	$0.77	2021-09-24	$0.28	1.36%	13.99	1.31	583	7.16%	View	40%	20%	1099	$53.84	$57.90	$51.92	$53.13	35.71	View	View	View	View	View	View	B+	B+	6.08	54.54%	33.54%	128.86	3.52%	6.10%
SMMV	iShares MSCI USA Small-Cap Min Vol Factor ETF	Equity	$802.65	-7.19%	75,289	$36.28	-0.74%	-4.50%	-4.17%	3.75%	24.50%	50.81%	Small Cap Growth Equities	2016-09-07	0.20%	N/A	$0.52	2021-09-24	$0.20	1.34%	21.66	0.85	340	12.42%	View	40%	20%	1099	$36.76	$39.82	$36.05	$36.73	31.08	View	View	View	View	View	View	N/A	N/A	5.87	47.13%	30.67%	219.75	1.12%	7.49%
SILJ	ETFMG Prime Junior Silver Miners ETF	Equity	$795.78	-1.20%	1,244,923	$12.33	-5.08%	1.82%	2.16%	-16.85%	57.02%	-11.15%	Materials	2012-11-28	0.69%	N/A	$0.20	2020-12-14	$0.20	1.39%	21.59	1.46	59	60.76%	View	40%	20%	1099	$11.50	$13.09	$12.06	$12.83	48.95	View	View	View	View	View	View	C	B-	5.2	2.22%	23.88%	438.75	0.00%	0.00%
EES	WisdomTree U.S. SmallCap Fund	Equity	$647.88	-7.84%	53,422	$47.37	-1.27%	-7.53%	-2.57%	14.79%	39.00%	59.25%	Small Cap Blend Equities	2007-02-23	0.38%	E*TRADE	$0.54	2021-09-24	$0.16	1.01%	12.23	1.39	969	6.14%	View	40%	20%	1099	$48.73	$53.14	$46.95	$48.19	33.89	View	View	View	View	View	View	B+	C+	4.59	3.27%	17.01%	100.9	3.56%	6.13%
DFAE	Dimensional Emerging Core Equity Market ETF	Equity	$646.72	0.18%	251,534	$27.41	-1.51%	-2.21%	3.63%	-3.98%	N/A	N/A	N/A	2020-12-02	0.35%	N/A	$0.30	2021-09-21	$0.21	1.08%	0.00	-1.14	4123	20.91%	View	40%	20%	1099	$26.90	$28.17	$27.26	$27.68	49.69	View	View	View	View	View	View	N/A	N/A	5.71	24.96%	28.58%	393.67	3.16%	4.94%
CALF	Pacer US Small Cap Cash Cows 100 ETF	Equity	$637.76	-7.76%	167,564	$39.45	-1.10%	-7.13%	-1.85%	15.97%	61.76%	N/A	Small Cap Blend Equities	2017-06-16	0.59%	N/A	$0.26	2021-09-23	$0.07	0.55%	11.19	1.29	102	20.88%	View	40%	20%	1099	$40.48	$44.27	$38.93	$40.26	35.48	View	View	View	View	View	View	N/A	N/A	5.77	44.08%	29.22%	162.71	1.94%	5.13%
VTWG	Vanguard Russell 2000 Growth ETF	Equity	$623.19	-15.85%	19,852	$179.50	-1.99%	-8.67%	-11.97%	-20.63%	35.89%	64.91%	Small Cap Growth Equities	2010-09-20	0.15%	Vanguard	$0.92	2021-09-29	$0.23	0.39%	25.10	1.21	1283	6.98%	View	40%	20%	1099	$182.35	$224.71	$177.69	$183.09	26.96	View	View	View	View	View	View	B+	A-	5.27	22.59%	24.58%	74.65	3.31%	5.81%
XSVM	Invesco S&P SmallCap Value with Momentum ETF	Equity	$565.70	-4.99%	146,247	$51.20	-1.69%	-7.68%	1.87%	31.86%	83.53%	86.21%	Small Cap Value Equities	2005-03-03	0.39%	N/A	$0.47	2021-09-20	$0.16	0.83%	11.59	1.30	120	16.17%	View	40%	20%	1099	$52.25	$56.37	$50.67	$52.23	39.15	View	View	View	View	View	View	N/A	N/A	5.45	29.99%	26.07%	113.17	2.17%	4.99%
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Small-Cap Asset Class Size Power Rankings New

4 ^th

3-Mo. Fund Flow:

5 ^th

Avg. 3-Mo. Return:

5 ^th

Aggregate AUM:

3 ^rd

Avg. Expense Ratio:

6 ^th

Avg. Dividend Yield:

Asset class size power rankings are rankings between Small-Cap and all other U.S.-listed asset class size ETFs on certain investment-related metrics, including 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to a specific asset class size. If an ETF changes its asset class size classification, it will also be reflected in the investment metric calculations. The calculations exclude inverse ETFs.

Fund Flow Leaderboard

Small-Cap and all other asset class sizes are ranked based on their aggregate 3-month fund flows for all U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of Small-Cap relative to other asset class sizes. All values are in U.S. dollars.

Return Leaderboard

Small-Cap and all other asset class sizes are ranked based on their AUM-weighted average 3-month return for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

AUM Leaderboard

Small-Cap and all other asset class sizes are ranked based on their aggregate assets under management (AUM) for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. All values are in U.S. dollars.

Expense Leaderboard

Small-Cap and all other asset class sizes are ranked based on their AUM-weighted average expense ratios for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes. The lower the average expense ratio for all U.S.-listed ETFs in a asset class size, the higher the rank.

Dividend Leaderboard

Small-Cap and all other asset class sizes are ranked based on their AUM-weighted average dividend yield for all the U.S.-listed ETFs that are classified by ETF Database as being mostly exposed to those respective asset class sizes.

Asset Class Size	Fund Flow Rank	+/-	Return Rank	+/-	AUM Rank	+/-	Expense Rank	+/-	Dividend Rank	+/-	# of ETFs
Large-Cap	1	-	2	-	1	-	2	-	2	-	857
Multi-Cap	2	-	3	1	2	-	6	-	1	-	719
Mid-Cap	3	-	4	1	3	-	1	-	5	-	61
Small-Cap	4	-	5	-	5	-	3	-	6	-	76
Mega-Cap	5	-	1	-	6	-	4	-	4	-	14
Micro-Cap	6	-	6	-	4	-	5	-	3	-	73
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* Ranks are updated on a weekly basis. Last updated on Jan 24, 2022

ETF Issuer League Tables - Small-Cap Asset Class Size New

ETF issuers who have ETFs with exposure to Small-Cap are ranked on certain investment-related metrics, including estimated revenue, 3-month fund flows, 3-month return, AUM, average ETF expenses and average dividend yields. The metric calculations are based on U.S.-listed Small-Cap ETFs and every Small-Cap ETF has one issuer. If an issuer changes its ETFs, it will also be reflected in the investment metric calculations.

ETF Issuer Revenue League Table

ETF issuers are ranked based on their estimated revenue from their ETFs with exposure to Small-Cap. Estimated revenue for an ETF issuer is calculated by aggregating the estimated revenue of the respective issuer ETFs with exposure to Small-Cap. To get the estimated issuer revenue from a single Small-Cap ETF, the AUM is multiplied by the ETF’s expense ratio. All values are in U.S. dollars.

ETF Issuer Fund Flow League Table

ETF issuers are ranked based on their aggregate 3-month fund flows of their ETFs with exposure to Small-Cap. 3-month fund flows is a metric that can be used to gauge the perceived popularity amongst investors of different ETF issuers with ETFs that have exposure to Small-Cap. All values are in U.S. dollars.

ETF Issuer Return League Table

ETF issuers are ranked based on their AUM-weighted average 3-month return of their ETFs with exposure to Small-Cap. In addition to price performance, the 3-month return assumes the reinvestment of all dividends during the last 3 months.

ETF Issuer AUM League Table

ETF issuers are ranked based on their aggregate assets under management (AUM) of their ETFs with exposure to Small-Cap. All values are in U.S. dollars.

ETF Issuer Expense League Table

ETF issuers are ranked based on their AUM-weighted average expense ratios of their ETFs with exposure to Small-Cap. The lower the average expense ratio of all U.S.-listed Small-Cap ETFs for a given issuer, the higher the rank.

ETF Issuer Dividend League Table

ETF issuers are ranked based on their AUM-weighted average dividend yield of their ETFs with exposure to Small-Cap.

Issuer	+/-	+/-	+/-	+/-	+/-	+/-	# of ETFs	issuer_power_ranking_sort_text
AdvisorShares	2	3	2	1	-	2	1	AdvisorShares
ALPS	3	1	1	-	-	-	1	ALPS
American Century Investments	1	3	-	-	-	-	2	American Century Investments
Amplify	-	14	2	-	-	-	1	Amplify
Amplify Investments	4	-	-	-	-	-	1	Amplify Investments
Bank of New York Mellon	4	6	-	-	-	-	1	Bank of New York Mellon
Blackrock Financial Management	1	-	-	-	-	-	10	Blackrock
Capital Impact Advisors	7	1	-	-	-	-	1	Capital Impact Advisors
Charles Schwab	-	1	-	-	1	1	2	Charles Schwab
Columbia Threadneedle Investments	1	1	1	-	-	1	1	Columbia Threadneedle Investments
Credit Suisse	-	-	-	-	-	-	1	Credit Suisse
Crestview	7	1	-	-	-	1	1	Crestview
Defiance ETFs, LLC	1	1	-	1	2	-	1	Defiance ETFs, LLC
Deutsche Bank	-	7	-	-	-	-	1	Deutsche Bank
Dimensional Fund Advisors LP	1	5	-	-	-	1	3	Dimensional Fund Advisors LP
Dimensional Holdings	1	1	4	3	2	9	3	Dimensional Holdings
Rafferty Asset Management LLC (Direxion)	2	-	1	-	-	-	1	Direxion
Xshares Advisors LLC	3	-	-	-	-	-	1	DWS
EntrepreneurShares	1	1	-	-	-	-	1	EntrepreneurShares
ETF Managers Group	1	9	-	-	-	-	1	ETF Managers Group
ETFMG	5	6	-	-	-	1	1	ETFMG
Exchange Traded Concepts	2	3	-	-	-	1	1	Exchange Traded Concepts
Fidelity Management & Research Co.	1	-	2	1	1	1	1	Fidelity
First Trust Advisors LP	2	-	1	-	-	1	2	First Trust
First Trust	1	4	-	-	-	-	2	First Trust
Franklin Templeton	2	1	-	-	-	-	1	Franklin Templeton
Franklin Templeton Investments	-	3	-	-	-	-	1	Franklin Templeton Investments
Global X Management Company LLC	-	3	2	1	3	1	1	Global X
Guinness Atkinson Asset Management	2	2	-	-	-	-	1	Guinness Atkinson Asset Management
Hartford Funds	2	1	-	-	-	-	1	Hartford Funds
Horizon Kinetics	-	4	-	-	-	-	1	Horizon Kinetics
Horizon Kinetics LLC	2	7	-	-	-	-	1	Horizon Kinetics LLC
IndexIQ	-	-	-	-	-	-	1	IndexIQ
Innovator	1	7	-	-	-	-	4	Innovator
Innovator Management	1	1	1	-	-	-	4	Innovator Management
Inspire Investing	6	1	3	2	12	3	1	Inspire Investing
Inverdale Capital Management LLC	1	-	-	-	-	1	1	Inverdale Capital Management LLC
Invesco Fund	15	3	-	1	-	-	9	Invesco
Invesco	22	2	-	-	1	-	10	Invesco
Barclays Global Fund Advisors	-	2	-	-	-	-	9	iShares
JP Morgan	-	2	1	-	-	-	1	J.P. Morgan
Janus	1	1	7	1	2	5	1	Janus
John Hancock	-	2	1	-	1	-	1	John Hancock
JPMorgan Chase	1	1	-	-	-	-	1	JPMorgan Chase
KraneShares	1	3	-	1	-	-	1	KraneShares
Liquid Strategies	4	6	-	-	-	-	1	Liquid Strategies
Liquid Strategies, LLC	-	1	-	-	-	-	1	Liquid Strategies, LLC
Manulife	1	2	-	-	-	-	1	Manulife
Motley Fool Asset Management	2	1	-	-	-	-	1	Motley Fool Asset Management
Nuveen	1	3	-	1	1	-	1	Nuveen
O'Shares Investments	1	4	-	-	-	-	1	O'Shares
OppenheimerFunds	1	2	-	-	1	-	2	OppenheimerFunds
Pacer Advisors	-	1	-	-	-	-	2	Pacer Advisors
Pacer Financial	1	5	-	-	-	-	2	Pacer Financial
Principal	2	7	-	-	-	-	1	Principal
Principal Financial Group	1	3	1	1	1	2	1	Principal Financial Group
ProShares	1	3	-	-	-	-	6	ProShares
Proshare Advisors LLC	1	-	-	1	-	-	6	ProShares
Rafferty Asset Management	11	14	-	-	-	1	2	Rafferty Asset Management
SoFi ETFs	1	-	-	-	1	-	1	SoFi ETFs
Sprott	2	22	-	-	-	-	1	Sprott
Sprott Asset Management	4	4	3	-	-	2	1	Sprott Asset Management
SS&C	1	-	-	-	-	-	1	SS&C
State Street	-	3	-	-	-	1	2	State Street
State Street Bank and Trust Co./IFTC	-	3	-	-	-	-	2	State Street SPDR
Strategy Shares	2	2	1	1	-	1	1	Strategy Shares
Syntax Advisors, LLC	-	1	1	-	1	1	1	Syntax Advisors, LLC
The Hartford	3	3	-	-	-	1	1	The Hartford
The Motley Fool	2	-	-	-	-	-	1	The Motley Fool
TIAA	4	1	-	-	-	-	1	TIAA
Timothy Partners, Ltd	2	3	1	1	1	-	1	Timothy Partners, Ltd
Timothy Plan	8	2	-	-	1	-	1	Timothy Plan
Toroso Investments	1	10	-	-	-	1	1	Toroso Investments
Transamerica Asset Management	1	5	-	1	1	-	1	Transamerica Asset Management
US Global Investors	-	-	-	-	-	-	1	U.S. Global Investors
UBS Global Asset Management	1	5	1	-	-	-	2	UBS
UBS	4	2	-	-	-	1	2	UBS
Van Eck Associates Corp.	1	1	-	-	-	-	2	Van Eck Associates Corp.
VanEck	3	5	-	-	1	-	2	VanEck
Van Eck Associates Corporation	-	2	-	-	-	-	2	VanEck
Vanguard Group Inc	-	-	-	-	-	-	5	Vanguard
Vanguard	-	1	-	-	1	-	5	Vanguard
Victory Capital	1	1	-	-	-	1	1	Victory Capital
WBI Shares	9	2	-	1	-	-	2	WBI Shares
WisdomTree	1	9	-	-	1	-	3	WisdomTree
Wisdom Tree Asset Management Inc.	1	1	-	-	-	-	3	WisdomTree
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